Michael Conaway
Michael Conaway has disclosed 1224 stock transactions — 563 buys, 633 sells and 28 other (exchanges/other), each ranked by how much scrutiny it deserves and linked to its original House filing. A transparency record.
Track record Congressional Trading Performance
Two figures per horizon, both hypothetical and not investment advice: Member's own — what the trade returned if you'd bought when Conaway did (not public yet, so not replicable); and If you'd followed — buying only after the disclosure went public, which is what a follower could actually do. The gap between them is the cost of the disclosure lag.
We don't have price history covering Conaway's trades — they may predate our price data or be on tickers we don't track — so hypothetical returns can't be computed here. The disclosures themselves are all listed below.
Where they trade Favorite Sectors
Distribution of this politician's trades across sectors (of trades with a known sector — bonds and funds are excluded).
Traded the same stocks, same time Co-Investors in Congress
Other members who traded the same tickers within 30 days of Conaway's trades in them. A high overlap can reflect shared information, shared advisors, or simply popular stocks — it is not evidence of coordination.
| Politician | Overlapping trades | Shared tickers |
|---|---|---|
| Thomas MacArthur | 129 | AEXAY, AGN, ALXN, AMT, AMZN, ASML, BAX, BIIB +45 |
| Bill Flores | 74 | AAPL, ACN, ADP, GILD, HD, IBM, INTC, JNJ +12 |
| Lois Frankel | 45 | AAPL, ADM, AON, CMI, CTSH, CVS, DD, DHR +14 |
| Josh Gottheimer | 44 | AAPL, AMZN, BX, CVX, GE, HD, JNJ, KO +5 |
| Katherine Clark | 43 | AAPL, ABT, AMP, BA, BLK, CHL, COP, DFS +18 |
| Alan Lowenthal | 41 | AAPL, ACT, AGN, AMZN, CHTR, COST, CVS, DWDP +16 |
| Lamar Smith | 35 | AGN, COST, DG, EBAY, FTV, GILD, GOOG, GOOGL +8 |
| John Yarmuth | 32 | AAPL, AGN, CVS, GE, GOOG, JNJ, JPM, MMM +9 |
| Scott Peters | 32 | AAPL, COF, EOG, GE, JPM, TYC, UTX |
| Nicholas Taylor | 31 | ADP, DIS, GOOGL, HD, JNJ, PFE, VZ, XOM |
| Richard Hanna | 30 | AAPL, AMZN, APA, BAX, CMI, DLTR, GG, GILD +7 |
| James Langevin | 29 | AAPL, DIA, LUV, QQQ |
Corporate insiders · SEC Form 4 Overlap with Insiders
On the trades where corporate insiders were also active, how often did Michael Conaway move the same way as the company's own officers and directors (within 60 days)? Co-occurrence only — context from public Form 4 filings, never proof of coordination, and tested honestly for whether it means anything.
avg 20% across all members
Michael Conaway's convergence rate of 1% is lower than the 20% average across all members. "Checkable" = trades on tickers where insiders were also trading, so convergence could even be measured.
Descriptive only — insider convergence is context from public SEC Form 4 filings, never proof of coordination or wrongdoing, and not investment advice.
1159 trades Recent Transactions
Marker key: ⚑ potential conflict (a committee Conaway sits on oversees that sector) · ◆ corporate-insider overlap from SEC Form 4 (convergence/divergence — context, not a signal) · % of NW trade size vs estimated net worth, 🔥 marking high/extreme conviction · OCR recovered from a scanned filing (verify against source) · ×N filings the same trade disclosed more than once (shown once). None is an allegation of wrongdoing.
| Ticker | Company | Type | Date | Filed | Lag | Price move in that window | Amount | Score | Source |
|---|---|---|---|---|---|---|---|---|---|
| — | American New Economy Fund | BUY | 2020-12-21 | 2020-12-24 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Investment Of America | BUY | 2020-12-18 | 2020-12-22 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | American Balanced Fund | BUY | 2020-12-17 | 2020-12-21 ×2 filings | 4 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Fundamental Investors Cl A | BUY | 2020-12-16 | 2020-12-18 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2020-12-10 | 2020-12-14 | 4 days | — | $50K–$100K | 31.0 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | BUY | 2020-12-10 | 2020-12-12 | 2 days | — | $15K–$50K | 25.4 | ↗ filing |
| DRI | Darden Restaurants Inc. | BUY | 2020-11-30 | 2020-12-03 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| LUV | Southwest Airlines Co. | BUY | 2020-11-30 | 2020-12-03 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Uit First Trust Diversified W115 | SELL | 2020-11-10 | 2020-11-13 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2020-10-16 | 2020-10-20 | 4 days | — | $15K–$50K | 60.2 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2020-10-16 | 2020-10-20 | 4 days | — | $15K–$50K | 48.5 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | SELL | 2020-10-16 | 2020-10-20 | 4 days | — | $15K–$50K | 18.5 | ↗ filing |
| CVX | Chevron Corp. | EXCHANGE | 2020-10-06 | 2020-10-09 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| CVX | Chevron Corp. | EXCHANGE | 2020-10-06 | 2020-10-09 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| NBL | Noble Energy | EXCHANGE | 2020-10-06 | 2020-10-09 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| NBL | Noble Energy | EXCHANGE | 2020-10-06 | 2020-10-09 | 3 days | — | $15K–$50K | 30.7 | ↗ filing |
| ABT | Abbott Laboratories | BUY | 2020-09-28 | 2020-10-02 | 4 days | — | $15K–$50K | 54.7 | ↗ filing |
| — | Jpmorgan Chase & Fix/Flt Jr Sbrdntd Perp Mat Cllb Nra Tax… | BUY | 2020-09-28 | 2020-10-02 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Bank Nova Scotia 0% 1Y: Lkd Euro Stoxx 50 Index Due 09/24… | SELL | 2020-09-24 | 2020-09-28 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| CIBR | First Trust Nasdaq Cybersecurity Etf | BUY | 2020-09-21 | 2020-09-25 | 4 days | — | $15K–$50K | 90.9 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | SELL | 2020-09-21 | 2020-09-24 | 3 days | — | $50K–$100K | 30.0 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | SELL | 2020-09-21 | 2020-09-24 | 3 days | — | $15K–$50K | 19.1 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2020-09-09 | 2020-09-11 | 2 days | — | $15K–$50K | 18.5 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2020-09-08 | 2020-09-11 | 3 days | — | $15K–$50K | 60.2 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | SELL | 2020-09-08 | 2020-09-11 | 3 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Ft Divers Income & Growth Fall 15 | SELL | 2020-08-11 | 2020-08-13 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| AXP | American Express Co. | SELL | 2020-08-10 | 2020-08-13 | 3 days | — | $15K–$50K | 25.4 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2020-08-10 | 2020-08-13 | 3 days | — | $15K–$50K | 60.4 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | SELL | 2020-08-10 | 2020-08-13 | 3 days | — | $15K–$50K | 28.8 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | BUY | 2020-08-10 | 2020-08-13 | 3 days | — | $15K–$50K | 20.1 | ↗ filing |
| XLV | Spdr Select Sector Fund Health Care | BUY | 2020-08-10 | 2020-08-13 | 3 days | — | $50K–$100K | 94.3 | ↗ filing |
| V | Visa Inc. | SELL ◆ insider convergence | 2020-08-10 | 2020-08-13 | 3 days | — | $15K–$50K | 33.1 | ↗ filing |
| — | American Funds Tax Exempt Bond Fund Of America | BUY | 2020-07-20 | 2020-07-23 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2020-07-01 | 2020-07-03 | 2 days | — | $50K–$100K | 50.0 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2020-07-01 | 2020-07-03 | 2 days | — | $15K–$50K | 54.3 | ↗ filing |
| PFE | Pfizer Inc. | BUY | 2020-07-01 | 2020-07-03 | 2 days | — | $15K–$50K | 49.7 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2020-06-23 | 2020-06-26 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2020-06-10 | 2020-06-12 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| EFG | Ishares Msci Eafe Growth Etf | SELL | 2020-06-09 | 2020-06-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| EFV | Ishares Msci Eafe Value Etf | BUY | 2020-06-09 | 2020-06-12 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| IWM | Ishares Russell 2000 Etf | SELL | 2020-06-09 | 2020-06-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | SELL | 2020-06-09 | 2020-06-12 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| ISD | Pgim High Yield Bond Fund, Inc. | BUY | 2020-06-09 | 2020-06-12 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| VV | Vanguard Large-Cap Etf | BUY | 2020-06-09 | 2020-06-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | BUY | 2020-06-01 | 2020-06-04 | 3 days | — | $15K–$50K | 30.7 | ↗ filing |
| TJX | Tjx Companies Inc. | SELL | 2020-06-01 | 2020-06-04 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | SELL | 2020-06-01 | 2020-06-04 | 3 days | — | $15K–$50K | 20.1 | ↗ filing |
| SKYY | First Trust Cloud Computing Etf | BUY | 2020-05-26 | 2020-05-29 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | SELL | 2020-05-26 | 2020-05-29 | 3 days | — | $15K–$50K | 28.8 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | BUY | 2020-05-26 | 2020-05-29 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | BUY | 2020-05-26 | 2020-05-29 | 3 days | — | $15K–$50K | 28.8 | ↗ filing |
| BX | Blackstone Inc. | BUY | 2020-05-26 | 2020-05-29 | 3 days | — | $50K–$100K | 94.3 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $15K–$50K | 29.7 | ↗ filing |
| CARR | Carrier Global Corp. | SELL | 2020-05-19 | 2020-05-22 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| SKYY | First Trust Cloud Computing Etf | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $15K–$50K | 33.1 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| OTIS | Otis Worldwide Corp. | SELL | 2020-05-19 | 2020-05-22 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Pnc Financial Services Unsecured Fix To Float Callable Se… | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2020-05-19 | 2020-05-22 | 3 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Uit First Trust Diversified Income & Growth Port Ser 2015 | SELL | 2020-05-12 | 2020-05-15 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2020-05-11 | 2020-05-14 | 3 days | — | $15K–$50K | 30.2 | ↗ filing |
| — | Bofa Fin 0% 1Y: Lkd To S&P 500 Index Due 04/24/2020 Cpn 0… | SELL | 2020-04-24 | 2020-04-27 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Franklin Rising Dividend Cl A | BUY | 2020-04-22 | 2020-04-24 ×6 filings | 2 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 |
| EMR | Emerson Electric Co. | BUY | 2020-04-22 | 2020-04-27 | 5 days | — | $15K–$50K | 49.8 | ↗ filing |
| DGRO | Ishares Core Dividend Growth Etf | BUY | 2020-04-22 | 2020-04-27 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2020-04-15 | 2020-04-20 | 5 days | — | $15K–$50K | 69.1 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2020-04-15 | 2020-04-20 | 5 days | — | $50K–$100K | 85.4 | ↗ filing |
| — | Jpmorgan Chase & Fixed/Float Jr Sbrdntd Callable Perpetua… | BUY | 2020-04-15 | 2020-04-20 ×2 filings | 5 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2020-04-15 | 2020-04-20 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2020-04-15 | 2020-04-20 | 5 days | — | $15K–$50K | 30.7 | ↗ filing |
| DRI | Darden Restaurants Inc. | BUY | 2020-04-13 | 2020-04-16 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| AEP | American Electric Power Co. Inc. | BUY | 2020-04-06 | 2020-04-09 | 3 days | — | $15K–$50K | 25.4 | ↗ filing |
| DGRO | Ishares Core Dividend Growth Etf | BUY | 2020-04-06 | 2020-04-10 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| SO | Southern Co. | BUY | 2020-04-06 | 2020-04-09 | 3 days | — | $15K–$50K | 94.9 | ↗ filing |
| — | Hsbc Usa 0% Edp Nts Lkd To Euro Stoxx 50 Index Mty 03/27/… | SELL | 2020-03-27 | 2020-03-31 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| AEP | American Electric Power Co. Inc. | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $15K–$50K | 47.4 | ↗ filing |
| DEO | Diageo plc | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| LUV | Southwest Airlines Co. | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $15K–$50K | 94.9 | ↗ filing |
| DIA | Spdr Dow Jones Industrial Average Etf Trust | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $1K–$15K | 19.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $15K–$50K | 18.5 | ↗ filing |
| DIS | Walt Disney Co. | SELL | 2020-03-18 | 2020-03-20 | 2 days | — | $1K–$15K | 54.2 | ↗ filing |
| MMM | 3M Co. | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $1K–$15K | 33.6 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $15K–$50K | 28.8 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $50K–$100K | 34.0 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $1K–$15K | 25.7 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $15K–$50K | 25.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2020-03-11 | 2020-03-13 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | SELL | 2020-03-10 | 2020-03-12 | 2 days | — | $50K–$100K | 31.0 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | SELL | 2020-03-10 | 2020-03-12 | 2 days | — | $15K–$50K | 18.9 | ↗ filing |
| — | Barclays Bk 0% Bls Capped Leverage Index Return Nt Mty 02… | SELL | 2020-02-28 | 2020-02-28 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| FDL | First Trust Morningstar Etf | SELL | 2020-02-26 | 2020-02-28 | 2 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Bank Nova Scotia 0% Bls Bc Capped Leveraged Indx Return M… | EXCHANGE | 2020-02-24 | 2020-02-28 ×4 filings | 4 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| FDN | First Trust Dj Internet Index Fund | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $50K–$100K | 32.7 | ↗ filing |
| FDL | First Trust Morningstar Etf | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $50K–$100K | 34.0 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $100K–$250K | 58.3 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $100K–$250K | 58.3 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $100K–$250K | 50.1 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $50K–$100K | 49.5 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $100K–$250K | 53.8 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | EXCHANGE | 2020-02-24 | 2020-02-28 | 4 days | — | $15K–$50K | 19.1 | ↗ filing |
| FDL | First Trust Morningstar Etf | SELL | 2020-02-18 | 2020-02-20 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | BUY | 2020-02-18 | 2020-02-20 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | BUY | 2020-02-18 | 2020-02-20 | 2 days | — | $15K–$50K | 20.1 | ↗ filing |
| CSQ | Calamos Strategic Total Return Fund | SELL | 2020-02-10 | 2020-02-13 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| DIA | Spdr Dow Jones Industrial Average Etf Trust | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $1K–$15K | 26.5 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $15K–$50K | 31.2 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $15K–$50K | 30.7 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | BUY | 2020-02-10 | 2020-02-12 | 2 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Bank Nova Scotia 0% 1Y: B C Lkd S&P 500 Mty 01/31/2020 Cp… | SELL | 2020-01-31 | 2020-02-04 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | American Balanced Fund Class A | BUY | 2020-01-16 | 2020-01-20 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2020-01-16 | 2020-01-20 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2019-12-30 | 2019-12-31 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2019-12-23 | 2019-12-24 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Credit Suisse Ag 0% Edp London Brh Lkd To Euro Stoxx 50 I… | SELL | 2019-12-12 | 2019-12-16 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2019-12-12 | 2019-12-16 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| GSLC | Goldman Sachs Activebeta U.S. Large Cap Equity Etf | BUY | 2019-12-03 | 2019-12-06 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CWB | Spdr Bloomberg Barclays Convertible Securities Etf | SELL | 2019-12-03 | 2019-12-06 | 3 days | — | $50K–$100K | 34.0 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | BUY | 2019-12-03 | 2019-12-06 | 3 days | — | $15K–$50K | 48.0 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2019-12-03 | 2019-12-06 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| FDL | First Trust Morningstar Etf | BUY | 2019-11-07 | 2019-11-11 | 4 days | — | $15K–$50K | 48.0 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2019-11-07 | 2019-11-11 | 4 days | — | $15K–$50K | 25.4 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | SELL | 2019-11-07 | 2019-11-11 | 4 days | — | $15K–$50K | 28.8 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | BUY | 2019-10-21 | 2019-10-24 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| DD | Dupont De Nemours, Inc. | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 12.3 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $15K–$50K | 28.8 | ↗ filing |
| FDL | First Trust Morningstar Etf | BUY | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 17.4 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $15K–$50K | 20.1 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| RDS-B | Royal Dutch Shell Royal Dutch Shell American Depositary S… | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| CWB | Spdr Bloomberg Barclays Convertible Securities Etf | BUY | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | SELL | 2019-10-10 | 2019-10-14 | 4 days | — | $15K–$50K | 47.4 | ↗ filing |
| SDY | Spdr S&P Dividend Etf | BUY | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | BUY | 2019-10-10 | 2019-10-14 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | BUY | 2019-10-10 | 2019-10-14 | 4 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2019-10-02 | 2019-10-07 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Bofa Fin 0% Edp Lkd To S&P 500 Index Due 09/27/2019 Cpn 0… | SELL | 2019-09-27 | 2019-09-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Hartford Fortis Funds �* Grwth Opptys | SELL | 2019-09-26 | 2019-09-30 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | BUY | 2019-09-26 | 2019-09-30 | 4 days | — | $50K–$100K | 53.5 | ↗ filing |
| — | Canadian Imperial Bkedp 0% Comm Toronto Brh Lkd Msci Emrg… | SELL | 2019-08-30 | 2019-08-31 | 1 days | — | $15K–$50K | 56.6 | ↗ filing |
| CWB | Spdr Bloomberg Barclays Convertible Securities Etf | BUY | 2019-08-14 | 2019-08-16 | 2 days | — | $50K–$100K | 53.5 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | BUY | 2019-08-14 | 2019-08-16 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| CTVA | Corteva, Inc. | SELL | 2019-08-06 | 2019-08-09 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| DOW | Dow Inc. | SELL | 2019-08-06 | 2019-08-08 | 2 days | — | $1K–$15K | 54.2 | ↗ filing |
| FDL | First Trust Morningstar Etf | BUY | 2019-08-06 | 2019-08-08 | 2 days | — | $15K–$50K | 90.9 | ↗ filing |
| CWB | Spdr Bloomberg Barclays Convertible Securities Etf | BUY | 2019-08-06 | 2019-08-08 | 2 days | — | $15K–$50K | 90.9 | ↗ filing |
| CWB | Spdr Bloomberg Barclays Convertible Securities Etf | BUY | 2019-08-06 | 2019-08-08 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| WM | Waste Management Inc. | SELL | 2019-08-06 | 2019-08-08 | 2 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | Fin Basket Arn Iss Bofa Cap 18.06% | SELL | 2019-07-29 | 2019-07-31 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | American Mutual Fund Class A | BUY | 2019-07-26 | 2019-07-30 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | BUY | 2019-07-24 | 2019-07-26 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| USMC | Principal U.S. Mega-Cap Multi Factor Index Etf | BUY | 2019-07-24 | 2019-07-26 | 2 days | — | $15K–$50K | 90.9 | ↗ filing |
| VDC | Vanguard Consumer Staples Etf | BUY | 2019-07-24 | 2019-07-26 | 2 days | — | $50K–$100K | 94.3 | ↗ filing |
| VPU | Vanguard Utilities Etf Dnq | SELL | 2019-07-24 | 2019-07-26 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| SPG | Simon Property Group Inc. | SELL | 2019-07-23 | 2019-07-25 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2019-06-21 | 2019-06-24 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | R2000 Clirn Issuer Cibc Cap 16.00% Sv 1,417.127 Due 04/26/19 | SELL | 2019-04-26 | 2019-04-28 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 12.3 | ↗ filing |
| ADP | Automatic Data Processing Inc. | SELL | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| BDX | Becton Dickinson & Co. | BUY | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 31.0 | ↗ filing |
| INTU | Intuit Inc. | SELL | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 31.0 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| PFE | Pfizer Inc. | SELL | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 17.4 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 12.3 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2019-04-18 | 2019-04-23 | 5 days | — | $1K–$15K | 31.0 | ↗ filing |
| — | Sx5E Stepup Issuer Hsbc Step 30.00% Sv 3,331.25 Due 03/25/21 | SELL | 2019-04-11 | 2019-04-15 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Jpmorgan Hign Yield Fund | BUY | 2019-04-08 | 2019-04-12 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Vanguard Total Bond Market Eft | SELL | 2019-04-08 | 2019-04-12 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2019-04-04 | 2019-04-09 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2019-04-04 | 2019-04-08 | 4 days | — | $1K–$15K | 29.6 | ↗ filing |
| RTN | Raytheon | SELL | 2019-04-04 | 2019-04-08 | 4 days | — | $1K–$15K | 6.8 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2019-04-04 | 2019-04-08 | 4 days | — | $1K–$15K | 47.1 | ↗ filing |
| — | R2000 Arn Issuer Rbc Cap 12.75% Sv 1,601.669 Due 03/29/19 | SELL | 2019-03-29 | 2019-03-30 | 1 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2019-03-28 | 2019-03-30 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| GE | General Electric Co. | BUY | 2019-03-25 | 2019-03-30 | 5 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | Ishares Core Dividend Growth: Etf | BUY | 2019-03-25 | 2019-03-30 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2019-03-04 | 2019-03-06 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2019-03-04 | 2019-03-06 | 2 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | Sx5E Clirn Issuer Bofa Cap 25.90% Sv 3,333.96 Due 02/22/19 | SELL | 2019-02-22 | 2019-02-22 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Clirn Issuer Bofa Cap 9.00% Sv 2,774.88 Due 04/24/20 | BUY | 2019-02-21 | 2019-03-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2019-01-31 | 2019-02-04 | 4 days | — | $1K–$15K | 14.1 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2019-01-31 | 2019-02-04 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 58.7 | ↗ filing |
| INTU | Intuit Inc. | BUY | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 33.6 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 31.0 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 50.8 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 17.4 | ↗ filing |
| WMT | Walmart Inc. | BUY | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| ZTS | Zoetis Inc. | BUY | 2019-01-08 | 2019-01-10 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2019-01-04 | 2019-01-08 | 4 days | — | $1K–$15K | 28.4 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2019-01-04 | 2019-01-08 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| SPG | Simon Property Group Inc. | SELL | 2019-01-04 | 2019-01-08 | 4 days | — | $1K–$15K | 18.1 | ↗ filing |
| — | Jpmorgan Federal Money Market Fd | BUY | 2018-12-26 | 2018-12-28 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| BNS | Bank Of Nova Scotia | SELL | 2018-12-24 | 2018-12-27 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | BUY | 2018-12-24 | 2018-12-27 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| QQQ | Invesco Qqq Tr Unit Ser 1 | BUY | 2018-12-24 | 2018-12-27 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| DIA | Spdr Dow Jones Industrial Average Etf Trust | BUY | 2018-12-24 | 2018-12-27 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2018-12-24 | 2018-12-27 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| AEP | American Electric Power Co. Inc. | BUY | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| AXP | American Express Co. | SELL | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| BNS | Bank Of Nova Scotia | SELL | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| PFE | Pfizer Inc. | BUY | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,560.40 Due 12/21/18 | SELL | 2018-12-21 | 2018-12-24 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 24.8 | ↗ filing |
| WM | Waste Management Inc. | BUY | 2018-12-21 | 2018-12-26 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| — | Sp500 Clirn Iss Barc Cap 14.02% Sv 2,467.42 Due 02/28/20 | BUY | 2018-12-20 | 2018-12-28 | 8 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Clirns Issuer Bns Cap 10.96% Sv 2,737.76 Due 01/31/20 | BUY | 2018-11-29 | 2018-12-06 ×2 filings | 7 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| AEP | American Electric Power Co. Inc. | SELL | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| BDX | Becton Dickinson & Co. | BUY | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| DWDP | Dowdupont | SELL | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | BUY | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| QQQ | Invesco Qqq Tr Unit Ser 1 | BUY | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| PFE | Pfizer Inc. | SELL | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | R2000 Clirn Issuer Bac Cap 17.92% Sv 1,334.341 Due 11/21/18 | SELL | 2018-11-21 | 2018-11-21 | 0 days | — | $100K–$250K | 68.1 | ↗ filing |
| RTN | Raytheon | SELL | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| SPG | Simon Property Group Inc. | BUY | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2018-11-21 | 2018-11-26 | 5 days | — | $15K–$50K | 54.0 | ↗ filing |
| SYK | Stryker Corp. | SELL | 2018-11-21 | 2018-11-26 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 13.4 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| NOC | Northrop Grumman Corp. | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| UTX | United Technologies | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 6.8 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| WMT | Walmart Inc. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| WM | Waste Management Inc. | SELL | 2018-11-02 | 2018-11-06 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2018-10-26 | 2018-10-30 | 4 days | — | $1K–$15K | 24.8 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2018-10-26 | 2018-10-30 | 4 days | — | $1K–$15K | 25.2 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2018-10-26 | 2018-10-30 | 4 days | — | $1K–$15K | 12.3 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | SELL | 2018-10-26 | 2018-10-30 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2018-10-25 | 2018-10-29 | 4 days | — | $1K–$15K | 25.7 | ↗ filing |
| — | R2000 Stepup Issuer Barc Step 35.00% Sv 1,488.786 Due 09/… | SELL | 2018-10-19 | 2018-10-19 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | BUY | 2018-10-16 | 2018-10-18 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| DIA | Spdr Dow Jones Industrial Average Etf Trust | BUY | 2018-10-16 | 2018-10-18 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2018-10-16 | 2018-10-18 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| QQQ | Invesco Qqq Tr Unit Ser 1 | BUY | 2018-10-11 | 2018-10-15 | 4 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Sx5E Stepup Issuer Bns Step 30.00% Sv 3,563.64 Due 09/24/20 | SELL | 2018-10-11 | 2018-10-15 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2018-10-03 | 2018-10-05 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| GE | General Electric Co. | BUY | 2018-09-27 | 2018-09-27 | 0 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Ishares Core Dividend Growth Exchange Traded Fund | BUY | 2018-09-27 | 2018-09-30 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Arn Issuer Bofa Cap 19.23% Sv 3,579.32 Due 01/25/19 | SELL | 2018-09-21 | 2018-09-25 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| KO | Coca Cola Co. | SELL | 2018-08-30 | 2018-08-31 | 1 days | — | $1K–$15K | 13.4 | ↗ filing |
| DE | Deere & Co. | SELL | 2018-08-30 | 2018-08-31 | 1 days | — | $1K–$15K | 15.7 | ↗ filing |
| EMR | Emerson Electric Co. | SELL | 2018-08-30 | 2018-08-31 | 1 days | — | $1K–$15K | 22.3 | ↗ filing |
| GE | General Electric Co. | SELL | 2018-08-30 | 2018-08-31 | 1 days | — | $15K–$50K | 31.2 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2018-08-30 | 2018-08-31 | 1 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | First Tr Exchange Traded Fd Dow Jones In | BUY | 2018-08-28 | 2018-08-30 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,415.07 Due 07/27/18 | SELL | 2018-07-27 | 2018-07-27 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.09% Sv 2837.44 Due 09/27/19 | BUY | 2018-07-26 | 2018-08-02 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Generation Pk Mgmt Dist Tex Ultd Tax Rd A Oid Apr16 03.75… | SELL | 2018-07-13 | 2018-07-17 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | First Tr Exchange Traded Fd Dow Jones In | BUY | 2018-07-12 | 2018-07-16 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| BNS | Bank Of Nova Scotia | SELL | 2018-06-28 | 2018-07-02 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2018-06-28 | 2018-07-02 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | SELL | 2018-06-27 | 2018-06-27 | 0 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMM | 3M Co. | SELL | 2018-06-21 | 2018-06-25 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| INTU | Intuit Inc. | BUY | 2018-06-21 | 2018-06-25 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2018-06-21 | 2018-06-25 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| UTX | United Technologies | SELL | 2018-06-21 | 2018-06-25 | 4 days | — | $1K–$15K | 18.1 | ↗ filing |
| V | Visa Inc. | SELL ◆ insider convergence | 2018-06-21 | 2018-06-25 | 4 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | Sx5E Clirn Issuer Bac Cap 24.90% | SELL | 2018-05-25 | 2018-05-25 | 0 days | — | $100K–$250K | 68.1 | ↗ filing |
| ADP | Automatic Data Processing Inc. | SELL | 2018-05-07 | 2018-05-09 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2018-05-07 | 2018-05-09 | 2 days | — | $1K–$15K | 19.6 | ↗ filing |
| NOC | Northrop Grumman Corp. | BUY | 2018-05-07 | 2018-05-09 | 2 days | — | $1K–$15K | 4.5 | ↗ filing |
| DEO | Diageo plc | BUY | 2018-05-01 | 2018-05-03 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2018-05-01 | 2018-05-03 | 2 days | — | $1K–$15K | 31.0 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2018-05-01 | 2018-05-03 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| PG | Procter & Gamble Co. | SELL | 2018-04-25 | 2018-04-27 | 2 days | — | $1K–$15K | 17.4 | ↗ filing |
| PG | Procter & Gamble Co. | SELL | 2018-04-24 | 2018-04-26 | 2 days | — | $1K–$15K | 18.1 | ↗ filing |
| MO | Altria Group, Inc. | SELL | 2018-04-23 | 2018-04-25 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| NOC | Northrop Grumman Corp. | BUY | 2018-04-23 | 2018-04-25 | 2 days | — | $1K–$15K | 5.5 | ↗ filing |
| PG | Procter & Gamble Co. | SELL | 2018-04-23 | 2018-04-25 | 2 days | — | $1K–$15K | 19.6 | ↗ filing |
| SYK | Stryker Corp. | BUY | 2018-04-23 | 2018-04-25 | 2 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Calamos Strat Tot Return Fd | BUY | 2018-04-11 | 2018-04-13 ×2 filings | 2 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| VPU | Vanguard Utilities Etf Dnq | BUY | 2018-04-11 | 2018-04-13 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Jpmorgan Federal Money Market Fund | BUY | 2018-03-28 | 2018-03-30 ×2 filings | 2 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | R2000 Clirns Issuer Cibc Cap 20.40% Sv 1,075.699 Due 03/2… | SELL | 2018-03-28 | 2018-03-28 | 0 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 16.60% Sv 2,036.71 Due 03/28/18 | SELL | 2018-03-28 | 2018-03-28 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Clirn Issuer Cs Cap 25.65% Sv 3,444.73 Due 08/30/19 | SELL | 2018-03-28 | 2018-04-02 ×2 filings | 5 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Sx5E Stepup Issuer Hsbc Step 30.00% Sv 3,331.25 Due 03/25/21 | BUY | 2018-03-28 | 2018-04-05 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Stepup Issuer Hsbc Step 30.00% Sv 3,331.25 Due 03/25/21 | BUY | 2018-03-28 | 2018-04-05 | 8 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Clirn Issuer Cibc Cap 16.00% Sv 1,417.127 Due 04/26/19 | BUY | 2018-03-26 | 2018-03-28 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Capital Income Builder Cl A | BUY | 2018-03-15 | 2018-03-16 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-03-14 | 2018-03-16 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-03-13 | 2018-03-15 | 2 days | — | $1K–$15K | 8.6 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2018-03-13 | 2018-03-15 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-03-12 | 2018-03-14 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-03-09 | 2018-03-13 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2018-03-09 | 2018-03-13 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-03-08 | 2018-03-12 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2018-03-08 | 2018-03-12 | 4 days | — | $1K–$15K | 14.1 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2018-03-08 | 2018-03-12 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sx5E Clirn Issuer Cs Cap 25.65% Sv 3,444.73 Due 08/30/19 | SELL | 2018-03-05 | 2018-03-07 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 8.6 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 32.6 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 18.1 | ↗ filing |
| NOC | Northrop Grumman Corp. | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| PFE | Pfizer Inc. | SELL | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 26.5 | ↗ filing |
| SYK | Stryker Corp. | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 8.6 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| ZTS | Zoetis Inc. | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| SYK | Stryker Corp. | BUY | 2018-02-26 | 2018-02-28 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Rio Grande City Tex Cons Isd Ultd B Psf Gtd Oid Oct15 03.… | SELL | 2018-02-23 | 2018-02-27 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Aapl Arn Issuer Hsbc Cap 21.60% Sv 172.95 Due 04/26/19 | BUY | 2018-02-22 | 2018-03-01 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Aapl Arn Issuer Hsbc Cap 21.60% Sv 172.95 Due 04/26/19 | BUY | 2018-02-22 | 2018-03-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Clirn Issuer Bac Cap 17.92% Sv 1,334.341 Due 11/21/18 | BUY | 2018-02-21 | 2018-02-23 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Stepup Issuer Barc Step 35.00% Sv 1,375.595 Due 01/… | SELL | 2018-02-16 | 2018-02-16 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| FDN | First Trust Dj Internet Index Fund | BUY | 2018-02-14 | 2018-02-16 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| QQQ | Invesco Qqq Tr Unit Ser 1 | BUY | 2018-02-14 | 2018-02-16 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| QQQ | Invesco Qqq Tr Unit Ser 1 | BUY | 2018-02-13 | 2018-02-15 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| DIA | Spdr Dow Jones Industrial Average Etf Trust | BUY | 2018-02-13 | 2018-02-15 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | BUY | 2018-02-13 | 2018-02-15 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sx5E Arn Issuer Bofa Cap 17.70% Sv 3,637.20 Due 12/21/18 | SELL | 2018-02-13 | 2018-02-15 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Stepup Issuer Bofa Step 26.91% Sv 3,563.64 Due 09/26/19 | BUY | 2018-02-13 | 2018-02-15 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Stepup Issuer Hsbc Step 35.00% Sv 2,296.68 | SELL | 2018-02-09 | 2018-02-09 | 0 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Sp500 Stepup Issuer Hsbc Step 35.00% Sv 2,296.68 Due 01/2… | SELL | 2018-02-09 | 2018-02-09 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2018-02-07 | 2018-02-09 | 2 days | — | $1K–$15K | 33.4 | ↗ filing |
| V | Visa Inc. | BUY | 2018-02-07 | 2018-02-09 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Davis Ny Venture Fd Cl C | SELL | 2018-02-06 | 2018-02-08 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,560.40 Due 12/21/18 | BUY | 2018-02-06 | 2018-02-08 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| MET | Metlife Inc. | SELL | 2018-02-01 | 2018-02-05 | 4 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Msci Em Arn Issuer Sek Cap 17.65% Sv 857.45 Due 01/26/18 | SELL | 2018-01-26 | 2018-01-26 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Rbc Cap 12.75% Sv 1,601.669 Due 03/29/19 | BUY | 2018-01-25 | 2018-02-01 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| BAC | Bank Of America Corp. | SELL | 2018-01-22 | 2018-01-24 | 2 days | — | $15K–$50K | 94.9 | ↗ filing |
| GE | General Electric Co. | BUY | 2018-01-22 | 2018-01-24 | 2 days | — | $15K–$50K | 64.9 | ↗ filing |
| — | Sx5E Clirn Issuer Bac Cap 24.90% Sv 3,071.21 Due 05/25/18 | BUY | 2018-01-19 | 2018-01-23 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| ADP | Automatic Data Processing Inc. | BUY | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 17.4 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 13.4 | ↗ filing |
| RDS-B | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| WM | Waste Management Inc. | BUY | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| ZTS | Zoetis Inc. | BUY | 2018-01-16 | 2018-01-18 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| MO | Altria Group, Inc. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| AEP | American Electric Power Co. Inc. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADP | Automatic Data Processing Inc. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| KO | Coca Cola Co. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $15K–$50K | 30.2 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 19.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 50.5 | ↗ filing |
| INTC | Intel Corp. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 18.1 | ↗ filing |
| OXY | Occidental Petroleum Corp. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $15K–$50K | 30.2 | ↗ filing |
| RDS-B | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| KHC | Kraft Heinz Co. | SELL | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| WM | Waste Management Inc. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ZTS | Zoetis Inc. | BUY | 2018-01-12 | 2018-01-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Arlington Tex Higher Ed Fin Ed Rev Rev A Jul16 05.000%Dec… | SELL | 2018-01-05 | 2018-01-09 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Clirn Issuer Bac Cap 24.90% Sv 3,071.21 Due 05/25/18 | BUY | 2018-01-04 | 2018-01-08 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Jpmorgan High Yield Fund | BUY | 2018-01-02 | 2018-01-04 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sp500 Clirns Issuer Bns Cap 16.40% Sv 2,038.97 Due 12/22/17 | SELL | 2017-12-22 | 2017-12-22 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 11.55% Sv 1,547.107 Due 02/22/19 | BUY | 2017-12-21 | 2017-12-29 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| DEO | Diageo plc | BUY | 2017-12-12 | 2017-12-14 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| DEO | Diageo plc | BUY | 2017-12-11 | 2017-12-13 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| KO | Coca Cola Co. | SELL | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 17.4 | ↗ filing |
| DEO | Diageo plc | BUY | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 17.4 | ↗ filing |
| SPG | Simon Property Group Inc. | SELL | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| WMT | Walmart Inc. | SELL | 2017-12-08 | 2017-12-12 | 4 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.80% Sv 2,075.81 Due 04/27/18 | SELL | 2017-12-01 | 2017-12-05 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| T | At&T Inc. | BUY | 2017-11-30 | 2017-12-04 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| TRMB | Trimble Inc. | SELL | 2017-11-30 | 2017-12-04 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 16.60% Sv 2,036.71 Due 03/28/18 | SELL | 2017-11-28 | 2017-11-30 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Clirn Issuer Bofa Cap 25.90% Sv 3,333.96 Due 02/22/19 | BUY | 2017-11-28 | 2017-11-30 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 13.83% | SELL | 2017-11-22 | 2017-11-22 | 0 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Stepup Issuer Cs Step 30.00% Sv 3,579.32 Due 11/27/20 | BUY | 2017-11-21 | 2017-12-01 | 10 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Arn Issuer Hsbc Cap 12.75% Sv 1,518.89 Due 01/24/19 | BUY | 2017-11-21 | 2017-11-29 ×2 filings | 8 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Spdr Dow Jones Indust Av Etf Trust | SELL | 2017-11-21 | 2017-11-24 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CSCO | Cisco Systems, Inc. | SELL | 2017-11-20 | 2017-11-22 | 2 days | — | $1K–$15K | 31.8 | ↗ filing |
| ELGX | Endologix | SELL | 2017-11-20 | 2017-11-22 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sx5E Lirn Issuer Hsbc Part 118.00% Sv 3,669.79 Due 03/27/20 | SELL | 2017-11-20 | 2017-11-22 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| GE | General Electric Co. | SELL | 2017-11-15 | 2017-11-17 | 2 days | — | $1K–$15K | 54.8 | ↗ filing |
| NOC | Northrop Grumman Corp. | BUY | 2017-11-15 | 2017-11-17 | 2 days | — | $1K–$15K | 8.6 | ↗ filing |
| RTN | Raytheon | BUY | 2017-11-03 | 2017-11-07 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| KHC | Kraft Heinz Co. | SELL | 2017-11-03 | 2017-11-07 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.04% Sv 2,089.41 Due 10/27/17 | SELL | 2017-10-27 | 2017-10-31 | 4 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,560.40 Due 12/21/18 | BUY | 2017-10-26 | 2017-11-02 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Arn Issuer Bofa Cap 17.70% Sv 3,637.20 Due 12/21/18 | BUY | 2017-10-26 | 2017-11-02 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Powershares Qqq Trust Se 1 | BUY | 2017-10-19 | 2017-10-23 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Spdr Dow Jones Indust Av Etf Trust | BUY | 2017-10-19 | 2017-10-23 ×3 filings | 4 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| AXP | American Express Co. | SELL | 2017-10-17 | 2017-10-19 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2017-10-17 | 2017-10-19 | 2 days | — | $1K–$15K | 17.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-10-17 | 2017-10-19 | 2 days | — | $1K–$15K | 33.6 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | BUY | 2017-10-04 | 2017-10-06 | 2 days | — | $15K–$50K | 90.9 | ↗ filing |
| DIS | Walt Disney Co. | SELL | 2017-10-04 | 2017-10-06 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| USB | US Bancorp De | SELL ◆ insider convergence | 2017-10-02 | 2017-10-04 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 14.28% Sv 1,217.325 Due 09/29/17 | SELL | 2017-09-29 | 2017-09-29 ×2 filings | 0 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Sx5E Stepup Issuer Bac Step 21.70% Sv 3,019.34 Due 09/29/17 | SELL | 2017-09-29 | 2017-09-29 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Stepup Issuer Barc Step 35.00% Sv 1,488.786 Due 09/… | BUY | 2017-09-28 | 2017-10-05 ×2 filings | 7 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Sx5E Stepup Issuer Bns Step 30.00% Sv 3,563.64 Due 09/24/20 | BUY | 2017-09-28 | 2017-10-06 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| BNS | Bank Of Nova Scotia | BUY | 2017-09-26 | 2017-09-28 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| BNS | Bank Of Nova Scotia | BUY | 2017-09-25 | 2017-09-27 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDS-B | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2017-09-25 | 2017-09-27 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| BNS | Bank Of Nova Scotia | BUY | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| MET | Metlife Inc. | SELL | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 6.8 | ↗ filing |
| OXY | Occidental Petroleum Corp. | SELL | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDS-B | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| USB | US Bancorp De | SELL ◆ insider convergence | 2017-09-22 | 2017-09-26 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,415.07 Due 07/27/18 | BUY | 2017-09-21 | 2017-09-25 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Arn Issuer Bofa Cap 10.00% Sv 2,388.77 Due 06/29/18 | BUY | 2017-09-19 | 2017-09-21 ×2 filings | 2 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Dowdupont Com Pay Date 09/01/2017 | EXCHANGE | 2017-09-01 | 2017-09-01 ×2 filings | 0 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Rio Grande City Tex Cons Isd Ser B Rf Psf Gtd Oid Oct15 0… | BUY | 2017-08-28 | 2017-08-31 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| KO | Coca Cola Co. | BUY | 2017-08-25 | 2017-08-30 | 5 days | — | $1K–$15K | 29.6 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2017-08-25 | 2017-08-30 | 5 days | — | $1K–$15K | 19.6 | ↗ filing |
| PM | Philip Morris International Inc. | BUY | 2017-08-25 | 2017-08-30 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.54% Sv 1,987.66 Due 08/25/17 | SELL | 2017-08-25 | 2017-08-25 ×3 filings | 0 days | — | $100K–$250K | 68.1 | ↗ 1 ↗ 2 ↗ 3 |
| — | Sp500 Clirn Issuer Bac Cap 14.54% Sv 1,987.66 Due 08/25/17 | SELL | 2017-08-25 | 2017-08-25 ×2 filings | 0 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| KO | Coca Cola Co. | BUY | 2017-08-24 | 2017-08-29 | 5 days | — | $1K–$15K | 31.0 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2017-08-24 | 2017-08-29 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| PM | Philip Morris International Inc. | BUY | 2017-08-24 | 2017-08-29 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Sx5E Clirn Issuer Cs Cap 25.65% Sv 3,444.73 Due 08/30/19 | BUY | 2017-08-24 | 2017-08-31 ×4 filings | 7 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| BHF | Brighthouse Financial, Inc. | SELL | 2017-08-09 | 2017-08-14 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2017-08-09 | 2017-08-14 | 5 days | — | $1K–$15K | 19.6 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2017-08-09 | 2017-08-14 | 5 days | — | $1K–$15K | 6.8 | ↗ filing |
| MET | Metlife Inc. | SELL | 2017-08-09 | 2017-08-14 | 5 days | — | $1K–$15K | 18.1 | ↗ filing |
| BHF | Brighthouse Financial, Inc. | SELL | 2017-08-08 | 2017-08-11 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2017-08-07 | 2017-08-11 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| RTN | Raytheon | BUY | 2017-07-19 | 2017-07-24 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| MMM | 3M Co. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| DD | Dupont De Nemours, Inc. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| GE | General Electric Co. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 33.6 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 47.1 | ↗ filing |
| RTN | Raytheon | BUY | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| SPG | Simon Property Group Inc. | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| UTX | United Technologies | SELL | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2017-07-18 | 2017-07-21 | 3 days | — | $1K–$15K | 32.6 | ↗ filing |
| — | American Funds Tax Exempt Bond Fd | BUY | 2017-07-12 | 2017-07-14 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Bond Fund Of America Cl A | EXCHANGE | 2017-07-12 | 2017-07-14 ×4 filings | 2 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| — | Wimberley Tex Isd School Bonds | SELL | 2017-07-12 | 2017-07-14 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Arn Issuer Cibc Cap 11.94% Sv 2,716.31 Due 08/30/19 | BUY | 2017-06-28 | 2018-07-06 | 373 days | — | $15K–$50K | 56.6 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2017-06-27 | 2017-06-29 | 2 days | — | $15K–$50K | 66.2 | ↗ filing |
| SLB | Slb Limited | SELL | 2017-06-27 | 2017-06-30 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| DE | Deere & Co. | SELL | 2017-05-15 | 2017-05-18 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| TRMB | Trimble Inc. | SELL | 2017-05-15 | 2017-05-18 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | R2000 Clirn Issuer Cibc Cap 18.18% | SELL | 2017-05-08 | 2017-05-11 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Stepup Issuer Hsbc Step 30.00% | BUY | 2017-05-03 | 2017-05-08 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| CWEI | Clayton Williams Energy | EXCHANGE | 2017-05-03 | 2017-05-23 | 20 days | — | $50K–$100K | 94.3 | ↗ filing |
| CWEI | Clayton Williams Energy | EXCHANGE | 2017-05-03 | 2017-05-23 | 20 days | — | $50K–$100K | 94.3 | ↗ filing |
| NBL | Noble Energy | EXCHANGE | 2017-05-03 | 2017-05-23 | 20 days | — | $50K–$100K | 61.4 | ↗ filing |
| NBL | Noble Energy | EXCHANGE | 2017-05-03 | 2017-05-23 | 20 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 14.37% | SELL | 2017-05-02 | 2017-05-05 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 14.37% | SELL | 2017-05-02 | 2017-05-05 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sp500 Arn Issuer Bac Cap 15.42% Sv 1,951.70 Due 04/28/17 | SELL | 2017-04-28 | 2017-04-28 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Stepup Issuer Hsbc Step 30.00% Sv 3,221.14 Due 09/28/18 | BUY | 2017-04-25 | 2017-04-28 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Goldman Sachs Capital Ii Var% Perpetual | SELL | 2017-04-20 | 2017-04-25 ×3 filings | 5 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| — | Msci Em Arn Issuer Sek Cap 17.65% Sv 857.45 Due 01/26/18 | BUY | 2017-04-20 | 2017-04-25 ×2 filings | 5 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| ABT | Abbott Laboratories | SELL | 2017-04-19 | 2017-04-24 | 5 days | — | $15K–$50K | 48.0 | ↗ filing |
| IBM | International Business Machines Corp. | BUY | 2017-04-19 | 2017-04-24 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Uit First Trust Global Divid Port Ser 42 Monthly Reinvest | SELL | 2017-04-17 | 2017-04-19 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Sx5E Arn Issuer Bofa Cap 19.80% Sv 3,333.96 Due 04/27/18 | BUY | 2017-04-03 | 2017-04-06 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| AXP | American Express Co. | BUY | 2017-03-24 | 2017-03-29 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2017-03-24 | 2017-03-29 | 5 days | — | $1K–$15K | 33.6 | ↗ filing |
| KHC | Kraft Heinz Co. | SELL | 2017-03-24 | 2017-03-29 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | SELL | 2017-03-24 | 2017-03-29 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2017-03-24 | 2017-03-29 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Uit Frist Trust Equity Income Portfolio Ser 54 Monthly | BUY | 2017-03-21 | 2017-03-23 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Djia Lirn Issuer Rbc Part 111.30% Sv 16,846.1 Due 06/28/19 | SELL | 2017-03-15 | 2017-03-20 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Indu Buf Cap Part Nts Cap 66.45% Sv 17,900.10 Due 12/27/1… | SELL | 2017-03-15 | 2017-03-20 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 13.83% Sv 1,237.751 Due 11/22/17 | BUY | 2017-03-15 | 2017-03-20 ×2 filings | 5 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Uit First Trust Ser 24 Intl Cap Strength Port | SELL | 2017-03-07 | 2017-03-09 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Clirns Issuer Cibc Cap 20.40% Sv 1,075.699 Due 03/2… | BUY | 2017-02-17 | 2017-02-23 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Clirns Issuer Cibc Cap 20.40% Sv 1,075.699 Due 03/2… | BUY | 2017-02-06 | 2017-02-09 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Innate Immunotherapeutic Aud Par Ordinary | BUY | 2017-02-03 | 2017-02-08 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Innate Immunotherapeutic Aud Par Ordinary | BUY | 2017-01-26 | 2017-01-31 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | R2000 Stepup Issuer Barc Step 35.00% | BUY | 2017-01-26 | 2017-02-02 ×2 filings | 7 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Sp500 Stepup Issuer Hsbc Step 35.00% | BUY | 2017-01-26 | 2017-02-02 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Spx/Sx5E Stepup Iss Hsbc Step 22.80% | BUY | 2017-01-19 | 2017-01-24 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Wells Fargo & Jr Subordntd Ser | SELL | 2017-01-19 | 2017-01-24 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2017-01-18 | 2017-01-23 | 5 days | — | $1K–$15K | 31.0 | ↗ filing |
| PM | Philip Morris International Inc. | BUY | 2017-01-18 | 2017-01-23 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| SPG | Simon Property Group Inc. | BUY | 2017-01-18 | 2017-01-23 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sp500 Clirn Issuer Cs Cap 19.85% | SELL | 2017-01-17 | 2017-01-20 ×2 filings | 3 days | — | $100K–$250K | 68.1 | ↗ 1 ↗ 2 |
| — | Sp500 Clirn Issuer Cs Cap 19.85% | SELL | 2017-01-17 | 2017-01-20 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Kmc | SELL | 2016-12-30 | 2017-01-03 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | R2000 Clirn Issuer Cibc Cap 18.18% Sv 1,217.325 Due 07/27… | BUY | 2016-12-27 | 2016-12-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Beararn Iss Barc Cap 13.5% Sv 2090.10 Due 07/28/17 | SELL | 2016-12-27 | 2016-12-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Arlington Tex Higher Ed Fin Ed Rev Ser A Rf Jul16 05.000%… | BUY | 2016-12-07 | 2016-12-12 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Texas St Transn Commn-Hwy Impt May16 05.000%Apr01 2041 | SELL | 2016-12-07 | 2016-12-12 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Clirn Issuer Rbc Cap 12.02% Sv 1,994.65 Due 10/28/1… | SELL | 2016-10-28 | 2016-10-31 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| MET | Metlife Inc. | SELL | 2016-10-19 | 2016-10-24 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| MET | Metlife Inc. | SELL | 2016-10-18 | 2016-10-21 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.80% Sv 2,075.81 Due 04/27/18 | BUY | 2016-10-11 | 2016-10-14 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Clirn Issuer Barc Cap 12.16% Sv 1,965.99 Due 09/30/16 | SELL | 2016-09-30 | 2016-09-30 | 0 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Clirn Issuer Cibc Cap 18.04% | BUY | 2016-09-29 | 2016-10-06 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Stepup Issuer Db Step 30.00% Sv 1,031.58 Due 02/25/19 | SELL | 2016-09-27 | 2016-09-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Stepup Issuer Db Step 30.00% Sv 1,031.58 Due 02/25/19 | SELL | 2016-09-27 | 2016-09-30 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.04% Sv 2,089.41 Due 10/27/17 | BUY | 2016-09-27 | 2016-09-30 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 16.60% Sv 2,036.71 Due 03/28/1… | BUY | 2016-09-27 | 2016-09-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| SSL | Sasol Ltd. | SELL | 2016-09-13 | 2016-09-15 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 94.9 | ↗ filing |
| ABT | Abbott Laboratories | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| ABBV | Abbvie Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGN | Allergan | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| GOOGL | Alphabet Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| GOOG | Alphabet Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| DOX | Amdocs Ltd. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMX | America Movil Sab De Cv/ | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AEP | American Electric Power Co. Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AXP | American Express Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMP | Ameriprise Financial Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| AME | Ametek Inc/ | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| APH | Amphenol Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AON | Aon plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 33.4 | ↗ filing |
| T | At&T Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| ATHN | Athenahealth | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| ANZBY | Australia And New Zealand Banking Group Limited | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AXAHY | Axa Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAESY | Bae Systems plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BMRN | Biomarin Pharmaceutical Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BLK | Blackrock, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BHKLY | Boc Hong Kong Holdings Sponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BSX | Boston Scientific Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AVGO | Broadcom Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BR | Broadridge Financial Solutions, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CA | Ca | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CDNS | Cadence Design Systems Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CAH | Cardinal Health Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| CRI | Carters Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBS | Cbs Class B | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CE | Celanese Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| CELG | Celgene | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| CNC | Centene Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CF | Cf Industries Holdings, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CHTR | Charter Communications, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| CVX | Chevron Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CICHY | China Construction Bank Unsponsored Adr Representing H Sh… | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CHL | China Mobile Limited | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMPR | Cimpress plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CSCO | Cisco Systems, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| C | Citigroup Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CTXS | Citrix Systems | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| KO | Coca Cola Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| CTSH | Cognizant Technology Solutions Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMCSA | Comcast Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CAG | Conagra Brands Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CSGP | Costar Group, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| COST | Costco Wholesale Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| CCI | Crown Castle Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 48.0 | ↗ filing |
| DHR | Danaher Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| DLPH | Delphi Automotive | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| XRAY | Dentsply Sirona Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DLAKY | Deutsche Lufthansa A G | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DIISY | Direct Line Insurance Group Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| DOW | Dow Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| DNKN | Dunkin' Brands Group | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DD | Dupont De Nemours, Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 30.7 | ↗ filing |
| ETN | Eaton Corp. plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| LLY | Eli Lilly & Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 59.5 | ↗ filing |
| ENLAY | Enel Societa Per Azioni Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ETR | Entergy Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| EL | Estee Lauder Companies Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 50.5 | ↗ filing |
| FB | Meta Platforms Class A | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| FIS | Fidelity National Information Services, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| FITB | Fifth Third Bancorp | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| FLEX | Flex Ltd. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| FLR | Fluor Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| F | Ford Motor Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| FTV | Fortive Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| IT | Gartner Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| GD | General Dynamics Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| GE | General Electric Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 54.0 | ↗ filing |
| GM | General Motors Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 18.1 | ↗ filing |
| GIL | Gildan Activewear Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HBI | Hanesbrands | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| HIG | Hartford Insurance Group, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HSIC | Henry Schein Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 59.5 | ↗ filing |
| HON | Honeywell International Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| ITYBY | Imperial Tobacco Group Sponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| ICE | Intercontinental Exchange, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.0 | ↗ filing |
| IP | International Paper Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| IPG | Interpublic Group Of Companies | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTU | Intuit Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| ISUZY | Isuzu Motor Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ITVPY | Itv Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| JKHY | Jack Henry & Associates Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 49.8 | ↗ filing |
| KDDIY | Kddi Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| K | Kellanova | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| KLAC | Kla Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| KEP | Korea Electric Power Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| LAMR | Lamar Advertising Co | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| LPLA | Lpl Financial Holdings Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| LUKOY | Lukoil Sponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MGA | Magna International Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MAT | Mattel Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 54.0 | ↗ filing |
| MDVN | Medivation | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MET | Metlife Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 54.0 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 64.9 | ↗ filing |
| TAP | Molson Coors Beverage Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| MSCI | Msci Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 54.7 | ↗ filing |
| NICE | Nice Ltd. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NTT | Nippon Telegraph And Telephone | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NRBAY | Nordea Bank Ab Sponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| OMC | Omnicom Group Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ON | On Semiconductor Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| OTEX | Open Text Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ORCL | Oracle Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 6.8 | ↗ filing |
| PAYX | Paychex Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PKI | Perkinelmer | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PSMMY | Persimmon Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PFE | Pfizer Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 48.0 | ↗ filing |
| PM | Philip Morris International Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| PXD | Pioneer Natural Resources | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PG | Procter & Gamble Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| PGR | Progressive Corp | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PEG | Public Service Enterprise Group Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| DGX | Quest Diagnostics Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| RTN | Raytheon | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| RXN | Rexnord | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| RBA | Rb Global Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ROP | Roper Technologies Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| RYAAY | Ryanair Holdings plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| R | Ryder System Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CRM | Salesforce, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNY | Sanofi | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| SEE | Sealed Air | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ST | Sensata Technologies Holding plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SHW | Sherwin Williams Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| SPG | Simon Property Group Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| SMFKY | Smurfit Kappa Group American Depositary Shares | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SPLK | Splunk | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| SSNC | Ss&C Technologies Holdings Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| STE | Steris plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sx5E Stepup Issuer Bac Step 21.70% Sv 3,019.34 Due 09/29/17 | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| SYF | Synchrony Financial | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TDHOY | T&D Holdings Tokyo Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMTD | Amtd Idea Group | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEL | Te Connectivity plc | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TFX | Teleflex Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| TELNY | Telenor Asa | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TSLA | Tesla, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 93.1 | ↗ filing |
| KHC | Kraft Heinz Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| PCLN | Priceline.Com | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| TWX | Time Warner New | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| TJX | Tjx Companies Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| TD | Toronto Dominion Bank | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TOT | Total S.A. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| TDG | Transdigm Group Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| USB | US Bancorp De | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| ULTA | Ulta Beauty, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| UOVEY | United Overseas Bank Sponsored Adr Singapore | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| UTX | United Technologies | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| VAR | Varian Medical Systems | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| VRSK | Verisk Analytics, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 4.5 | ↗ filing |
| VRTX | Vertex Pharmaceuticals Inc. / Ma | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| V | Visa Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| VMC | Vulcan Materials Co. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| WMT | Walmart Inc. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| WAT | Waters Corp. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| WFC | Wells Fargo & Company | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| WJRYY | West Japan Railway Unsponsored Adr | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| WEX | Wex Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| WDAY | Workday, Inc. | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| XLNX | Xilinx | SELL | 2016-09-12 | 2016-09-15 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | R2000 Arn Issuer Sek Cap 14.37% Sv 1,140.398 Due 06/30/17 | BUY | 2016-08-23 | 2016-08-26 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2016-08-19 | 2016-08-24 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | R2000 Arn Issuer Barc Cap 18.51% Sv 1,003.273 Due 03/31/17 | SELL | 2016-08-18 | 2016-08-23 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 15.36% Sv 2,097.90 Due 06/29/1… | BUY | 2016-08-18 | 2016-08-23 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| SOMMY | Sumitomo Chemical Unsponsored Adr | SELL | 2016-08-18 | 2016-08-23 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AGN | Allergan | BUY | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| BMY | Bristol Myers Squibb Co. | SELL | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| COF | Capital One Financial Corp. | SELL | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| IBN | Icici Bank Ltd. | SELL | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PCLN | Priceline.Com | BUY | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| USB | US Bancorp De | BUY | 2016-08-17 | 2016-08-22 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWX | Time Warner New | BUY | 2016-08-12 | 2016-08-17 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| GILD | Gilead Sciences, Inc. | SELL | 2016-08-11 | 2016-08-16 | 5 days | — | $1K–$15K | 93.1 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2016-08-10 | 2016-08-15 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| ORCL | Oracle Corp. | BUY | 2016-08-10 | 2016-08-15 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.04% Sv 2,089.41 Due 10/27/17 | BUY | 2016-08-09 | 2016-08-12 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.04% Sv 2,089.41 Due 10/27/1… | BUY | 2016-08-08 | 2016-08-11 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.04% Sv 2,089.41 Due 10/27/1… | BUY | 2016-08-08 | 2016-08-11 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| CELG | Celgene | BUY | 2016-08-04 | 2016-08-08 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| COF | Capital One Financial Corp. | SELL | 2016-08-03 | 2016-08-08 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| CELG | Celgene | BUY | 2016-08-03 | 2016-08-05 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| IBM | International Business Machines Corp. | SELL | 2016-08-03 | 2016-08-08 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| ORCL | Oracle Corp. | BUY | 2016-08-03 | 2016-08-08 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| TWX | Time Warner New | BUY | 2016-08-03 | 2016-08-08 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| USB | US Bancorp De | BUY | 2016-08-03 | 2016-08-08 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | R2000 Clirns Issuer Cibc Cap 20.40%... | BUY | 2016-07-29 | 2016-08-01 ×2 filings | 3 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Sp500 Clirn Issuer Bac Cap 16.60% S... | BUY | 2016-07-29 | 2016-08-01 ×2 filings | 3 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Ft Unit 5935 Sabrient Bakers Dozen ... | SELL | 2016-07-29 | 2016-08-01 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Ft Unit 5935 Sabrient Bakers Dozen ... | SELL | 2016-07-29 | 2016-08-01 ×2 filings | 3 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| IBM | International Business Machines Corp. | SELL | 2016-07-26 | 2016-07-28 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| MET | Metlife Inc. | SELL | 2016-07-20 | 2016-07-22 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| AXP | American Express Co. | BUY | 2016-07-20 | 2016-07-22 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| SWKS | Skyworks Solutions, Inc. | SELL | 2016-07-06 | 2016-07-08 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | SELL | 2016-06-15 | 2016-06-17 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2016-06-14 | 2016-06-16 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Goldman Sachs Capital Ii Var% Perpetual Callable-May Affe… | BUY | 2016-06-13 | 2016-06-15 ×4 filings | 2 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| — | Goldman Sachs Capital Ii Var% Perpetual Callable-May Affe… | BUY | 2016-06-10 | 2016-06-13 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.54% Sv 1,987.66 Due 08/25/1… | BUY | 2016-06-10 | 2016-06-13 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| TBBK | Bancorp, Inc. | BUY | 2016-06-10 | 2016-06-14 | 4 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Sp500 Clirn Issuer Bac Cap 14.54% Sv 1,987.66 Due 08/25/1… | BUY | 2016-06-09 | 2016-06-13 ×2 filings | 4 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Sp500 Clirn Issuer Bac Cap 14.54% Sv 1,987.66 Due 08/25/1… | BUY | 2016-06-08 | 2016-06-10 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Clirn Issuer Cs Cap 14.10% Sv... | SELL | 2016-05-27 | 2016-05-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Buy Sp500 Beararn Iss Barc Cap 13.5% Sv... | BUY | 2016-05-26 | 2016-05-30 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| FLR | Fluor Corp. | BUY | 2016-05-25 | 2016-05-27 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| VLO | Valero Energy Corp | SELL | 2016-05-24 | 2016-05-26 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2016-05-20 | 2016-05-23 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| M | Macy'S, Inc. | SELL | 2016-05-20 | 2016-05-23 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2016-05-18 | 2016-05-20 | 2 days | — | $1K–$15K | 50.5 | ↗ filing |
| ETR | Entergy Corp. | BUY | 2016-05-11 | 2016-05-13 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2016-05-11 | 2016-05-13 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2016-05-10 | 2016-05-12 | 2 days | — | $1K–$15K | 47.1 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2016-05-10 | 2016-05-12 | 2 days | — | $1K–$15K | 26.5 | ↗ filing |
| M | Macy'S, Inc. | SELL | 2016-05-10 | 2016-05-12 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| ETR | Entergy Corp. | BUY | 2016-05-05 | 2016-05-09 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Texas St Transn Commn-Hwy Impt May16 05.000%Apr01 2041 | BUY | 2016-05-05 | 2016-05-09 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| DIISY | Direct Line Insurance Group Unsponsored Adr | BUY | 2016-05-04 | 2016-05-06 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2016-05-04 | 2016-05-06 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| ITVPY | Itv Unsponsored Adr | BUY | 2016-05-03 | 2016-05-05 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| KO | Coca Cola Co. | BUY | 2016-04-28 | 2016-04-30 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| FB | Meta Platforms Class A | BUY | 2016-04-28 | 2016-04-30 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2016-04-28 | 2016-04-30 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2016-04-27 | 2016-04-29 | 2 days | — | $1K–$15K | 54.2 | ↗ filing |
| — | Generation Pk Mgmt Dist Tex | BUY | 2016-04-27 | 2016-04-30 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| BKJAY | Bank Yokohama Japan American Depositary Shares | SELL | 2016-04-26 | 2016-04-29 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AAL | American Airlines Group Inc. | SELL | 2016-04-22 | 2016-04-26 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Uit Invesco Unit Trs Cent: Equity Tr Diversfed Ser 2016-2… | BUY | 2016-04-22 | 2016-04-25 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2016-04-21 | 2016-04-24 | 3 days | — | $1K–$15K | 50.0 | ↗ filing |
| — | Uit First Trust Mkt Strength: Allocation Select Ser 13: P… | SELL | 2016-04-21 | 2016-04-25 | 4 days | — | $100K–$250K | 68.1 | ↗ filing |
| NKE | Nike, Inc. | SELL | 2016-04-12 | 2016-04-14 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| NKE | Nike, Inc. | SELL | 2016-04-11 | 2016-04-14 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIIB | Biogen Inc. | SELL | 2016-04-01 | 2016-04-04 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| WFC | Wells Fargo & Company | BUY | 2016-03-30 | 2016-04-02 ×2 filings | 3 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| KO | Coca Cola Co. | BUY | 2016-03-29 | 2016-03-31 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Sp500 Arn Issuer Bac Cap 15.42% Sv ... | BUY | 2016-03-16 | 2016-03-21 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sp500 Arn Issuer Bac Cap 11.16% Sv ... | SELL | 2016-03-04 | 2016-03-09 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| MAT | Mattel Inc. | SELL | 2016-02-26 | 2016-03-02 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MET | Metlife Inc. | BUY | 2016-02-26 | 2016-03-02 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | R2000 Stepup Issuer Db Step 30.00% Sv 1,031.58 Due 02/25/19 | BUY | 2016-02-25 | 2016-03-02 ×2 filings | 6 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Sp500 Clirn Issuer Cs Cap 19.85% Sv 1,951.70 Due 02/23/18 | BUY | 2016-02-25 | 2016-03-02 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Stepup Issuer Hsbc Step 25.00% Sv1,137.686 Due 12/2… | BUY | 2016-02-24 | 2016-02-29 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | R2000 Stepup Issuer Hsbc Step 25.00% Sv1,137.686 Due 12/2… | SELL | 2016-02-24 | 2016-02-29 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Arn Issuer Barc Cap 18.51% Sv 1,003.273 Due 03/31/17 | BUY | 2016-02-23 | 2016-02-26 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | R2000 Stepup Issuer Db Step 30.00% Sv 1,031.58 Due 02/25/19 | BUY | 2016-02-23 | 2016-03-02 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| T | At&T Inc. | SELL | 2016-02-17 | 2016-02-19 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-02-17 | 2016-02-19 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2016-02-17 | 2016-02-19 | 2 days | — | $1K–$15K | 50.0 | ↗ filing |
| PCP | Precision Castparts | EXCHANGE | 2016-02-01 | 2016-02-03 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMP | Ameriprise Financial Inc. | SELL | 2016-01-28 | 2016-02-02 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-01-28 | 2016-02-03 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| REGN | Regeneron Pharmaceuticals, Inc. | SELL | 2016-01-28 | 2016-02-02 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ft Unit 5601 Sabrient Bakers Dozen Port 2015 | SELL | 2016-01-27 | 2016-01-29 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Ft Unit 5601 Sabrient Bakers Dozen Port 2015 | SELL | 2016-01-27 | 2016-01-29 ×2 filings | 2 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Ft Unit 5935 Sabrient Bakers Dozen Port 2016 | BUY | 2016-01-27 | 2016-01-29 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ft Unit 5935 Sabrient Bakers Dozen Port 2016 | BUY | 2016-01-27 | 2016-01-29 ×2 filings | 2 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Ft Unit 5935 Sabrient Bakers Dozen Port | BUY | 2016-01-27 | 2016-01-29 ×2 filings | 2 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| AGN | Allergan | SELL | 2016-01-22 | 2016-01-25 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| LLY | Eli Lilly & Co. | BUY | 2016-01-22 | 2016-01-25 | 3 days | — | $1K–$15K | 95.6 | ↗ filing |
| DOX | Amdocs Ltd. | BUY | 2016-01-14 | 2016-01-18 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2016-01-11 | 2016-01-14 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| TRMB | Trimble Inc. | BUY | 2016-01-11 | 2016-01-14 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| FDX | Fedex Corp. | SELL | 2016-01-08 | 2016-01-11 | 3 days | — | $1K–$15K | 31.0 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-01-08 | 2016-01-11 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| FDX | Fedex Corp. | SELL | 2016-01-07 | 2016-01-11 | 4 days | — | $1K–$15K | 33.6 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-01-07 | 2016-01-11 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2016-01-05 | 2016-01-07 | 2 days | — | $1K–$15K | 5.5 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2015-12-30 | 2016-01-04 | 5 days | — | $1K–$15K | 6.8 | ↗ filing |
| CMI | Cummins Inc. | SELL | 2015-12-22 | 2015-12-28 | 6 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | R2000 Stepup Issuer Hsbc Step 25.00 | BUY | 2015-12-22 | 2015-12-30 ×2 filings | 8 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | R2000 Stepup Issuer Hsbc Step 25.00 | BUY | 2015-12-22 | 2015-12-30 ×2 filings | 8 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| TJX | Tjx Companies Inc. | BUY | 2015-12-11 | 2015-12-16 | 5 days | — | $1K–$15K | 59.5 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2015-12-10 | 2015-12-15 | 5 days | — | $1K–$15K | 93.1 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | SELL | 2015-12-08 | 2015-12-11 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| TRMB | Trimble Inc. | SELL | 2015-12-08 | 2015-12-11 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| CMI | Cummins Inc. | SELL | 2015-12-07 | 2015-12-10 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Uit First Trust: Ser 24 Intl Cap Strength Port: Semi Annu… | SELL | 2015-11-27 | 2015-11-30 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Uit First Trust Diversified Incme & Grwth Prtflio Winter:… | BUY | 2015-11-23 | 2015-11-25 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2015-11-20 | 2015-11-25 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2015-11-19 | 2015-11-24 | 5 days | — | $1K–$15K | 65.2 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2015-11-13 | 2015-11-18 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| IBM | International Business Machines Corp. | BUY | 2015-11-13 | 2015-11-18 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| M | Macy'S, Inc. | BUY | 2015-11-13 | 2015-11-18 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| PG | Procter & Gamble Co. | BUY | 2015-11-13 | 2015-11-18 | 5 days | — | $1K–$15K | 64.0 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2015-11-13 | 2015-11-18 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| F | Ford Motor Co. | SELL | 2015-11-12 | 2015-11-15 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| GM | General Motors Co. | BUY | 2015-11-12 | 2015-11-15 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| PCLN | Priceline.Com | BUY | 2015-11-06 | 2015-11-09 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| F | Ford Motor Co. | SELL | 2015-11-04 | 2015-11-07 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| GM | General Motors Co. | BUY | 2015-11-04 | 2015-11-07 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| WMT | Walmart Inc. | BUY | 2015-10-29 | 2015-11-03 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| BXLT | Baxalta | SELL | 2015-10-26 | 2015-10-29 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| ESRX | Express Scripts Holding | BUY | 2015-10-16 | 2015-10-21 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| LNKD | Linkedin Class A | SELL | 2015-10-09 | 2015-10-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| DLTR | Dollar Tree, Inc. | SELL | 2015-10-08 | 2015-10-14 | 6 days | — | $1K–$15K | 52.4 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2015-10-06 | 2015-10-09 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BXLT | Baxalta | SELL | 2015-10-02 | 2015-10-07 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PG | Procter & Gamble Co. | BUY | 2015-10-02 | 2015-10-07 | 5 days | — | $1K–$15K | 59.5 | ↗ filing |
| TOT | Total S.A. | SELL | 2015-09-28 | 2015-10-01 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2015-09-25 | 2015-09-30 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sp500 C Lirn Issuer Barc Cap 12.1 | BUY | 2015-09-23 | 2015-09-28 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Lirn Issuer Hsbc Part 118.00% | SELL | 2015-09-23 | 2015-09-28 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Lirn Issuer Hsbc Part 118.00% | SELL | 2015-09-23 | 2015-09-28 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| SLH | Solera Holdings Solera Holdings | SELL | 2015-09-15 | 2015-09-18 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen Port 2015 | SELL | 2015-09-02 | 2015-09-08 ×3 filings | 6 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 ↗ 3 |
| — | Ft Unit 5221 Sabrient Bakers Dozen Port 2015 | SELL | 2015-09-02 | 2015-09-08 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen Port 2015 | BUY | 2015-09-02 | 2015-09-08 ×2 filings | 6 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Ft Unit 5601 Sabrient Bakers Dozen | BUY | 2015-09-02 | 2015-09-08 ×2 filings | 6 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | R2000 C Lirn Issuer Cap 14.10% | BUY | 2015-09-02 | 2015-09-08 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| WMT | Walmart Inc. | BUY | 2015-09-01 | 2015-09-04 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CAH | Cardinal Health Inc. | BUY | 2015-08-26 | 2015-08-31 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CAH | Cardinal Health Inc. | BUY | 2015-08-25 | 2015-08-28 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MCK | Mckesson Corp. | SELL | 2015-08-25 | 2015-08-28 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2015-08-07 | 2015-08-12 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2015-08-05 | 2015-08-07 | 2 days | — | $1K–$15K | 50.5 | ↗ filing |
| CERN | Cerner | BUY | 2015-08-05 | 2015-08-10 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Uit First Trust Series 21 Cap Strength | SELL | 2015-08-04 | 2015-08-06 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| BAX | Baxter International Inc. | SELL | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| BAX | Baxter International Inc. | SELL | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| UTX | United Technologies | BUY | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 65.2 | ↗ filing |
| UTX | United Technologies | BUY | 2015-07-31 | 2015-08-05 | 5 days | — | $1K–$15K | 65.2 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NOC | Northrop Grumman Corp. | SELL | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| TOT | Total S.A. | BUY | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TOT | Total S.A. | BUY | 2015-07-30 | 2015-08-04 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| EOG | EOG Resources Inc. | SELL | 2015-07-29 | 2015-08-03 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| EOG | EOG Resources Inc. | SELL | 2015-07-29 | 2015-08-03 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| TYC | Tyco International | SELL | 2015-07-28 | 2015-07-31 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| TYC | Tyco International | SELL | 2015-07-28 | 2015-07-31 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen | SELL | 2015-07-22 | 2015-07-27 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen | SELL | 2015-07-22 | 2015-07-27 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Arn Issuer Bac Cap 10.65% | BUY | 2015-07-22 | 2015-07-27 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sp500 Arn Issuer Bac Cap 10.65% Sv | BUY | 2015-07-22 | 2015-07-27 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Ishares Msci Eafe Value Etf | BUY | 2015-07-09 | 2015-07-14 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Uit First Trust Diversified Income & Growth | BUY | 2015-07-09 | 2015-07-14 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Uit Van Kampen Unit 967 S&P | SELL | 2015-07-09 | 2015-07-14 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-07-02 | 2015-07-08 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| COF | Capital One Financial Corp. | BUY | 2015-06-29 | 2015-07-02 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| DOW | Dow Inc. | SELL | 2015-06-29 | 2015-07-02 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| DOW | Dow Inc. | SELL | 2015-06-29 | 2015-07-02 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| ACN | Accenture plc | SELL | 2015-06-26 | 2015-07-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| ACN | Accenture plc | SELL | 2015-06-26 | 2015-07-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| COF | Capital One Financial Corp. | BUY | 2015-06-26 | 2015-07-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| KMI | Kinder Morgan, Inc. | SELL | 2015-06-26 | 2015-07-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| KMI | Kinder Morgan, Inc. | SELL | 2015-06-26 | 2015-07-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Marble Falls Tex Ctps 7.5% | SELL | 2015-06-25 | 2015-06-30 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Ft Unit 5463 Sabrient Fwd Looking Sbfl3 | BUY | 2015-06-22 | 2015-06-25 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | North Tex Twy Auth Rev 5.50% | SELL | 2015-06-22 | 2015-06-25 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| NSC | Norfolk Southern Corp. | SELL | 2015-06-12 | 2015-06-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| COF | Capital One Financial Corp. | BUY | 2015-06-10 | 2015-06-15 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| GE | General Electric Co. | SELL | 2015-06-10 | 2015-06-13 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BAX | Baxter International Inc. | SELL | 2015-06-09 | 2015-06-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| ABBV | Abbvie Inc. | BUY | 2015-06-08 | 2015-06-11 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-06-08 | 2015-06-11 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CELG | Celgene | SELL | 2015-06-08 | 2015-06-11 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| DOW | Dow Inc. | SELL | 2015-06-08 | 2015-06-11 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| GE | General Electric Co. | SELL | 2015-06-08 | 2015-06-11 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMI | Cummins Inc. | BUY | 2015-06-04 | 2015-06-09 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| AMT | American Tower Corp. | SELL | 2015-05-29 | 2015-06-03 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| ANTM | Anthem | SELL | 2015-05-28 | 2015-06-02 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DG | Dollar General Corp. | SELL | 2015-05-20 | 2015-05-26 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2015-05-19 | 2015-05-22 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ADM | Archer-Daniels-Midland Co. | BUY | 2015-05-12 | 2015-05-15 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| PX | Praxair | SELL | 2015-05-12 | 2015-05-15 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | First Trust Global Dividend Monthly Reinvestment Series N… | BUY | 2015-05-08 | 2015-05-11 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| CSCO | Cisco Systems, Inc. | BUY | 2015-05-06 | 2015-05-11 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| GSK | Gsk plc | SELL | 2015-04-27 | 2015-04-30 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | First Trust Global Dividend Monthly Reinvestment Series N… | SELL | 2015-04-23 | 2015-04-27 | 4 days | — | $100K–$250K | 68.1 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2015-04-21 | 2015-04-24 | 3 days | — | $1K–$15K | 10.6 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2015-04-20 | 2015-04-23 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | SELL | 2015-04-16 | 2015-04-20 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| T | At&T Inc. | BUY | 2015-04-13 | 2015-04-16 | 3 days | — | $15K–$50K | 54.0 | ↗ filing |
| TRMB | Trimble Inc. | BUY | 2015-04-13 | 2015-04-16 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMI | Cummins Inc. | SELL | 2015-04-09 | 2015-04-14 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MNK | Mallinckrodt | BUY | 2015-04-09 | 2015-04-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PRGO | Perrigo Co. plc | SELL | 2015-04-08 | 2015-04-13 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Uit First Trust: Ser 24 Intl Cap Strength Port: Semi Annu… | BUY | 2015-04-08 | 2015-04-10 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | SELL | 2015-04-06 | 2015-04-09 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| VLO | Valero Energy Corp | BUY | 2015-04-02 | 2015-04-05 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sx5E Lirn Issuer Hsbc Part 118.00% | BUY | 2015-03-26 | 2015-03-30 ×2 filings | 4 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Sx5E Lirn Issuer Hsbc Part 118.00% | BUY | 2015-03-26 | 2015-03-30 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| COP | Conocophillips | SELL | 2015-03-25 | 2015-03-30 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| — | Djia Lirn Issurer Rbc Part 111.30% | BUY | 2015-03-25 | 2015-03-30 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sx5E Lirn Issuer Rbc Part 145.50% S... | SELL | 2015-03-24 | 2015-03-27 ×2 filings | 3 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Sx5E Lirn Issuer Rbc Part 145.50% S... | SELL | 2015-03-24 | 2015-03-27 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sx5E Lirn Issuer Rbc Part 145.50% S... | SELL | 2015-03-24 | 2015-03-27 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| BSX | Boston Scientific Corp. | BUY | 2015-03-18 | 2015-03-23 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| COST | Costco Wholesale Corp. | SELL | 2015-03-16 | 2015-03-19 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| DLTR | Dollar Tree, Inc. | BUY | 2015-03-16 | 2015-03-19 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HBI | Hanesbrands | BUY | 2015-03-16 | 2015-03-19 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PVH | Pvh Corp. | SELL | 2015-03-16 | 2015-03-19 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| EMC | Emc | SELL | 2015-03-11 | 2015-03-16 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dn Bmo Harris Bank Na Callable Cd Feb 20 2029 Current Cou… | SELL | 2015-03-06 | 2015-03-11 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Indu Buf Cap Part Nts Cap 66.45% Sv.. | BUY | 2015-03-06 | 2015-03-11 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| F | Ford Motor Co. | SELL | 2015-02-26 | 2015-03-03 ×2 filings | 5 days | — | $1K–$15K | 52.4 | ↗ 1 ↗ 2 |
| SSL | Sasol Ltd. | BUY | 2015-02-23 | 2015-02-26 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sp500 Clirn Issuer Rpc Cap 12.02% | BUY | 2015-02-19 | 2015-02-22 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2015-02-18 | 2015-02-23 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2015-02-11 | 2015-02-17 | 6 days | — | $1K–$15K | 33.6 | ↗ filing |
| TSLA | Tesla, Inc. | BUY | 2015-02-11 | 2015-02-17 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2015-02-11 | 2015-02-17 | 6 days | — | $1K–$15K | 10.6 | ↗ filing |
| ASML | Asml Holding N.V. | SELL | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| CIT | Cit Group | SELL | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CCE | Coca-Cola Enterprises | BUY | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CAG | Conagra Brands Inc. | BUY | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| IDXX | Idexx Laboratories Inc. | SELL | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| ICE | Intercontinental Exchange, Inc. | BUY | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| IPG | Interpublic Group Of Companies | BUY | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SPLK | Splunk | SELL | 2015-02-10 | 2015-02-13 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| ABT | Abbott Laboratories | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACN | Accenture plc | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ADBE | Adobe Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AKAM | Akamai Technologies Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AA | Alcoa Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| ALXN | Alexion Pharmaceuticals | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| ADS | Alliance Data Systems | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| AMT | American Tower Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMP | Ameriprise Financial Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 59.5 | ↗ filing |
| ASML | Asml Holding N.V. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| BIIB | Biogen Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBS | Cbs Class B | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CIT | Cit Group | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CCE | Coca-Cola Enterprises | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CTSH | Cognizant Technology Solutions Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMA | Comerica | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| COST | Costco Wholesale Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| CMI | Cummins Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DHR | Danaher Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DLPH | Delphi Automotive | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| DFS | Discover Financial Services | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DG | Dollar General Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DOW | Dow Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| EMC | Emc | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| EOG | EOG Resources Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| EL | Estee Lauder Companies Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| FB | Meta Platforms Class A | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| FDX | Fedex Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| GD | General Dynamics Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| GM | General Motors Co. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| GG | Goldcorp | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| GOOG | Alphabet Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| HCA | Hca Healthcare, Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| HON | Honeywell International Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| IDXX | Idexx Laboratories Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ILMN | Illumina, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| KMI | Kinder Morgan, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| LVLT | Level 3 Communications | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| LNKD | Linkedin Class A | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MLM | Martin Marietta Materials Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| MCK | Mckesson Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Michael Kors Holdings Limited Ordinary | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 50.5 | ↗ filing |
| MDLZ | Mondelez International, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NBL | Noble Energy | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ORCL | Oracle Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| PRGO | Perrigo Co. plc | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| PFE | Pfizer Inc. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| PX | Praxair | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PCP | Precision Castparts | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 93.1 | ↗ filing |
| PG | Procter & Gamble Co. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PVH | Pvh Corp. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| RL | Ralph Lauren Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| RRC | Range Resources Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| RTN | Raytheon | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| REGN | Regeneron Pharmaceuticals, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SNDK | Sandisk Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 59.5 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SHW | Sherwin Williams Co. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| SPLK | Splunk | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| SBUX | Starbucks Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| HOT | Starwood Hotels & Resorts Worldwide | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| TGT | Target Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| PCLN | Priceline.Com | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 93.1 | ↗ filing |
| TYC | Tyco International | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| ULTA | Ulta Beauty, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| UA | Under Armour, Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| UTX | United Technologies | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| VMW | Vmware , Class A | SELL | 2015-02-09 | 2015-02-12 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| COP | Conocophillips | SELL | 2015-02-04 | 2015-02-07 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| COP | Conocophillips | SELL | 2015-02-03 | 2015-02-06 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2015-02-03 | 2015-02-06 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen Port 2015 | BUY | 2015-01-14 | 2015-01-20 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Ft Unit 5221 Sabrient Bakers Dozen Port 2015 | BUY | 2015-01-14 | 2015-01-20 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2015-01-14 | 2015-01-17 | 3 days | — | $1K–$15K | 93.1 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2015-01-14 | 2015-01-20 | 6 days | — | $1K–$15K | 86.8 | ↗ filing |
| DD | Dupont De Nemours, Inc. | SELL | 2015-01-05 | 2015-01-08 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| DD | Dupont De Nemours, Inc. | SELL | 2014-12-29 | 2015-01-02 ×2 filings | 4 days | — | $1K–$15K | 75.9 | ↗ 1 ↗ 2 |
| MAT | Mattel Inc. | BUY | 2014-12-22 | 2014-12-26 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| HCA | Hca Healthcare, Inc. | BUY | 2014-12-12 | 2014-12-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACT | Enact Holdings, Inc. | BUY | 2014-12-11 | 2014-12-16 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| SSYS | Stratasys Ltd. | SELL | 2014-12-10 | 2014-12-15 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| LYB | Lyondellbasell Industries N.V. | SELL | 2014-12-09 | 2014-12-12 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| APA | APA Corp. | SELL | 2014-12-08 | 2014-12-11 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| SNDK | Sandisk Corp. | BUY | 2014-12-08 | 2014-12-11 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| HOT | Starwood Hotels & Resorts Worldwide | BUY | 2014-12-08 | 2014-12-11 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| ADS | Alliance Data Systems | SELL | 2014-12-03 | 2014-12-08 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| HAL | Halliburton Co. | SELL | 2014-12-03 | 2014-12-08 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIIB | Biogen Inc. | BUY | 2014-12-02 | 2014-12-05 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BAX | Baxter International Inc. | BUY | 2014-11-18 | 2014-11-21 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| LMT | Lockheed Martin Corp. | SELL | 2014-11-17 | 2014-11-20 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| WFC | Wells Fargo & Company | SELL | 2014-11-12 | 2014-11-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2014-11-07 | 2014-11-13 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| LMT | Lockheed Martin Corp. | SELL | 2014-11-07 | 2014-11-13 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| SYMC | Symantec | BUY | 2014-11-07 | 2014-11-13 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAX | Baxter International Inc. | BUY | 2014-11-05 | 2014-11-10 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| LVLT | Level 3 Communications | BUY | 2014-11-04 | 2014-11-07 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| UN | Unilever Nv | SELL | 2014-11-04 | 2014-11-07 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| LH | Labcorp Holdings Inc. | SELL | 2014-11-03 | 2014-11-06 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| BABA | Alibaba Group Holding Ltd. | BUY | 2014-10-27 | 2014-10-30 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2014-10-27 | 2014-10-30 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ABX | Abacus Global Management, Inc. | BUY | 2014-10-22 | 2014-10-27 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2014-10-21 | 2014-10-24 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| PEG | Public Service Enterprise Group Inc. | BUY | 2014-10-10 | 2014-10-16 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2014-10-10 | 2014-10-16 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| GG | Goldcorp | BUY | 2014-10-06 | 2014-10-09 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| FB | Meta Platforms Class A | BUY | 2014-10-03 | 2014-10-08 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| GM | General Motors Co. | BUY | 2014-10-03 | 2014-10-08 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2014-10-03 | 2014-10-08 | 5 days | — | $1K–$15K | 26.5 | ↗ filing |
| CRM | Salesforce, Inc. | BUY | 2014-10-01 | 2014-10-06 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MON | Monsanto | SELL | 2014-09-30 | 2014-10-03 ×2 filings | 3 days | — | $1K–$15K | 86.8 | ↗ 1 ↗ 2 |
| COST | Costco Wholesale Corp. | BUY | 2014-09-24 | 2014-09-29 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CCI | Crown Castle Inc. | SELL | 2014-09-24 | 2014-09-29 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NLSN | Nielsen N.V. | SELL | 2014-09-24 | 2014-09-29 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ORCL | Oracle Corp. | SELL | 2014-09-23 | 2014-09-26 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| INTU | Intuit Inc. | BUY | 2014-09-22 | 2014-09-25 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACT | Enact Holdings, Inc. | BUY | 2014-09-18 | 2014-09-23 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| KRFT | Kraft Foods Group | SELL | 2014-09-18 | 2014-09-23 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PFE | Pfizer Inc. | BUY | 2014-09-18 | 2014-09-23 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PPG | PPG Industries Inc. | SELL | 2014-09-17 | 2014-09-22 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| SSYS | Stratasys Ltd. | BUY | 2014-09-17 | 2014-09-22 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ASML | Asml Holding N.V. | BUY | 2014-09-16 | 2014-09-19 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DLPH | Delphi Automotive | SELL | 2014-09-16 | 2014-09-19 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| TAP | Molson Coors Beverage Co. | SELL | 2014-09-16 | 2014-09-19 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| PPG | PPG Industries Inc. | SELL | 2014-09-16 | 2014-09-19 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| SSYS | Stratasys Ltd. | BUY | 2014-09-16 | 2014-09-19 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMA | Comerica | BUY | 2014-09-12 | 2014-09-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| M | Macy'S, Inc. | BUY | 2014-09-05 | 2014-09-10 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| TAP | Molson Coors Beverage Co. | SELL | 2014-09-05 | 2014-09-10 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SPLK | Splunk | BUY | 2014-09-05 | 2014-09-10 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2014-09-04 | 2014-09-09 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2014-08-29 | 2014-08-31 | 2 days | — | $1K–$15K | 58.5 | ↗ filing |
| DAL | Delta Air Lines, Inc. | SELL | 2014-08-28 | 2014-08-30 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| V | Visa Inc. | BUY | 2014-08-28 | 2014-08-30 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| FB | Meta Platforms Class A | BUY | 2014-08-27 | 2014-08-29 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| GOOG | Alphabet Inc. | SELL | 2014-08-27 | 2014-08-29 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| M | Macy'S, Inc. | BUY | 2014-08-27 | 2014-08-29 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| V | Visa Inc. | BUY | 2014-08-27 | 2014-08-29 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| INTC | Intel Corp. | SELL | 2014-08-26 | 2014-08-28 | 2 days | — | $1K–$15K | 65.2 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2014-07-25 | 2014-07-30 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2014-07-24 | 2014-07-29 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2014-07-23 | 2014-07-28 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| VZ | Verizon Communications Inc. | SELL | 2014-07-23 | 2014-07-28 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| AA | Alcoa Corp. | BUY | 2014-07-15 | 2014-07-18 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2014-07-15 | 2014-07-18 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AA | Alcoa Corp. | BUY | 2014-07-14 | 2014-07-17 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| WFM | Whole Foods Market | SELL | 2014-07-14 | 2014-07-17 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| WMT | Walmart Inc. | SELL | 2014-06-27 | 2014-07-02 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sx5E Lirn Issurer Rbc Part 145.5% Due 06//28/19 | BUY | 2014-06-26 | 2014-07-03 ×3 filings | 7 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| — | Sx5E Lirn Issurer Rbc Part 145.5% Due 06//28/19 | BUY | 2014-06-26 | 2014-07-03 | 7 days | — | $50K–$100K | 61.4 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2014-06-26 | 2014-07-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| KMI | Kinder Morgan, Inc. | SELL | 2014-06-18 | 2014-06-23 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| HOT | Starwood Hotels & Resorts Worldwide | BUY | 2014-06-18 | 2014-06-23 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| APA | APA Corp. | BUY | 2014-06-17 | 2014-06-20 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| KMI | Kinder Morgan, Inc. | SELL | 2014-06-17 | 2014-06-20 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HOT | Starwood Hotels & Resorts Worldwide | BUY | 2014-06-17 | 2014-06-20 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| KORS | Michael Kors Holdings Limited | SELL | 2014-06-16 | 2014-06-19 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| COP | Conocophillips | SELL | 2014-05-15 | 2014-05-20 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| F | Ford Motor Co. | BUY | 2014-05-15 | 2014-05-20 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Dallas Fort Worth Texintl Airport 5.000% 11/01/2043 | BUY | 2014-05-13 | 2014-05-16 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Bexar Cnty Tex Rev 4.000% 08/15/2033 | SELL | 2014-05-12 | 2014-05-15 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Marble Falls Tex Ctfs Oblig 5.000% | BUY | 2014-05-12 | 2014-05-15 | 3 days | — | $50K–$100K | 61.4 | ↗ filing |
| AZN | Astrazeneca plc | SELL | 2014-05-07 | 2014-05-12 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2014-05-06 | 2014-05-09 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BA | Boeing Co. | SELL | 2014-04-22 | 2014-04-25 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| HAL | Halliburton Co. | BUY | 2014-04-22 | 2014-04-25 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| GM | General Motors Co. | SELL | 2014-04-11 | 2014-04-16 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2014-04-09 | 2014-04-14 | 5 days | — | $1K–$15K | 59.5 | ↗ filing |
| VZ | Verizon Communications Inc. | BUY | 2014-04-07 | 2014-04-10 | 3 days | — | $1K–$15K | 93.1 | ↗ filing |
| LH | Labcorp Holdings Inc. | BUY | 2014-04-03 | 2014-04-08 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DLPH | Delphi Automotive | BUY | 2014-04-01 | 2014-04-04 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Austin Tex Cmnty College Dist Rev 3.25% 02/01/2037 | SELL | 2014-03-27 | 2014-04-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | North Tex Tw1 Auth Proj 5.5% 09/01/2041 | BUY | 2014-03-27 | 2014-04-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| T | At&T Inc. | BUY | 2014-03-21 | 2014-03-26 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| T | At&T Inc. | BUY | 2014-03-14 | 2014-03-19 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| RL | Ralph Lauren Corp. | BUY | 2014-03-13 | 2014-03-18 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AON | Aon plc | SELL | 2014-03-12 | 2014-03-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2014-03-12 | 2014-03-17 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2014-03-11 | 2014-03-14 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| KO | Coca Cola Co. | SELL | 2014-03-10 | 2014-03-13 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| NWL | Newell Brands Inc. | SELL | 2014-03-06 | 2014-03-11 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PRGO | Perrigo Co. plc | BUY | 2014-02-28 | 2014-03-05 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| FDX | Fedex Corp. | SELL | 2014-02-25 | 2014-02-28 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| EW | Edwards Lifesciences Corp. | SELL | 2014-02-14 | 2014-02-20 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| LYB | Lyondellbasell Industries N.V. | BUY | 2014-02-11 | 2014-02-14 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| FDX | Fedex Corp. | SELL | 2014-02-10 | 2014-02-13 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2014-01-31 | 2014-02-05 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2014-01-30 | 2014-02-04 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ORCL | Oracle Corp. | BUY | 2014-01-29 | 2014-02-03 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| COST | Costco Wholesale Corp. | BUY | 2014-01-27 | 2014-01-30 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BUD | Anheuser-Busch Inbev Sa | SELL | 2014-01-17 | 2014-01-23 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| CELG | Celgene | BUY | 2014-01-17 | 2014-01-23 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| EBAY | Ebay Inc. | SELL | 2014-01-17 | 2014-01-21 | 4 days | — | $1K–$15K | 86.8 | ↗ filing |
| DAL | Delta Air Lines, Inc. | BUY | 2014-01-14 | 2014-01-17 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| AAL | American Airlines Group Inc. | BUY | 2014-01-13 | 2014-01-16 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| BIIB | Biogen Inc. | SELL | 2014-01-13 | 2014-01-16 | 3 days | — | $1K–$15K | 86.8 | ↗ filing |
| ORCL | Oracle Corp. | BUY | 2014-01-13 | 2014-01-16 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2014-01-10 | 2014-01-15 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Dallas Tx Util 5.000% 02/15/2024 | SELL | 2013-08-15 | 2013-08-17 ×2 filings | 2 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2013-07-26 | 2013-07-29 ×2 filings | 3 days | — | $1K–$15K | 75.9 | ↗ 1 ↗ 2 |
| EMR | Emerson Electric Co. | BUY | 2013-07-26 | 2013-07-29 ×2 filings | 3 days | — | $1K–$15K | 75.9 | ↗ 1 ↗ 2 |
| DE | Deere & Co. | BUY | 2013-07-01 | 2013-07-05 ×2 filings | 4 days | — | $15K–$50K | 90.9 | ↗ 1 ↗ 2 |
A trade can appear in more than one filing (e.g. a periodic transaction report and a later annual disclosure). Those are shown once here — marked ×N filings, with a link to each — so the table reflects distinct trades, while the 1224 total above counts every disclosed line.
FAQ Common questions
How many stock trades has Michael Conaway disclosed?
1224 disclosed stock transactions — 563 buys and 633 sells — all from official House financial disclosures.
Is this insider trading?
No. QuantCapitol surfaces the timing and context of publicly disclosed trades for transparency. A trade near related legislation is a coincidence we flag — never an accusation of wrongdoing.
Where does this data come from?
Official US House Clerk and Senate electronic financial disclosures. Every trade links back to its original filing so you can verify it yourself.