Thomas MacArthur
Thomas MacArthur has disclosed 3645 stock transactions — 1844 buys, 1746 sells and 55 other (exchanges/other), each ranked by how much scrutiny it deserves and linked to its original House filing. A transparency record.
Track record Congressional Trading Performance
Two figures per horizon, both hypothetical and not investment advice: Member's own — what the trade returned if you'd bought when MacArthur did (not public yet, so not replicable); and If you'd followed — buying only after the disclosure went public, which is what a follower could actually do. The gap between them is the cost of the disclosure lag.
We don't have price history covering MacArthur's trades — they may predate our price data or be on tickers we don't track — so hypothetical returns can't be computed here. The disclosures themselves are all listed below.
Where they trade Favorite Sectors
Distribution of this politician's trades across sectors (of trades with a known sector — bonds and funds are excluded).
Traded the same stocks, same time Co-Investors in Congress
Other members who traded the same tickers within 30 days of MacArthur's trades in them. A high overlap can reflect shared information, shared advisors, or simply popular stocks — it is not evidence of coordination.
| Politician | Overlapping trades | Shared tickers |
|---|---|---|
| Michael Conaway | 129 | AEXAY, AGN, ALXN, AMT, AMZN, ASML, BAX, BIIB +45 |
| Bill Flores | 105 | ACN, CL, INTC, JNJ, MCD, MSFT, OKE, PEP +7 |
| Thomas Rooney | 102 | ABC, ACN, AGN, AOS, BLK, CB, CE, CL +15 |
| Scott Peters | 70 | AAPL, AGN, APC, AXP, CL, CVS, ESRX, HD +13 |
| Lois Frankel | 60 | ACN, AXP, CB, CMCSA, CVS, JCI, JNJ, JPM +8 |
| Lamar Smith | 52 | BIIB, BWA, CPRT, CRL, LIN, MRKT, MSFT, PCP +6 |
| John Yarmuth | 43 | ACN, AGN, CVX, GOOG, HD, INTC, JNJ, JPM +11 |
| Alan Lowenthal | 42 | BLK, CVS, EBAY, IEMG, JPM, MRKT, MSFT, NEE +7 |
| Suzan DelBene | 39 | AFL, JCI, MSFT |
| Josh Gottheimer | 37 | BAYRY, BBVA, CMCSA, JNJ, LIN, MITEY, MSFT, PM +4 |
| Richard Hanna | 37 | ACT, AXP, BAX, CL, COV, DISCA, GM, HD +5 |
| Carlos Curbelo | 36 | ADSK, BLK, CL, CVS, HD, INTC, IVZ, IWF +7 |
Corporate insiders · SEC Form 4 Overlap with Insiders
On the trades where corporate insiders were also active, how often did Thomas MacArthur move the same way as the company's own officers and directors (within 60 days)? Co-occurrence only — context from public Form 4 filings, never proof of coordination, and tested honestly for whether it means anything.
avg 20% across all members
Thomas MacArthur's convergence rate of 0% is lower than the 20% average across all members. "Checkable" = trades on tickers where insiders were also trading, so convergence could even be measured.
Descriptive only — insider convergence is context from public SEC Form 4 filings, never proof of coordination or wrongdoing, and not investment advice.
3265 trades Recent Transactions
Marker key: ⚑ potential conflict (a committee MacArthur sits on oversees that sector) · ◆ corporate-insider overlap from SEC Form 4 (convergence/divergence — context, not a signal) · % of NW trade size vs estimated net worth, 🔥 marking high/extreme conviction · OCR recovered from a scanned filing (verify against source) · ×N filings the same trade disclosed more than once (shown once). None is an allegation of wrongdoing.
| Ticker | Company | Type | Date | Filed | Lag | Price move in that window | Amount | Score | Source |
|---|---|---|---|---|---|---|---|---|---|
| PM | Philip Morris International Inc. | SELL | 2018-12-31 | 2019-01-01 | 1 days | — | $1K–$15K | 58.5 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-12-28 | 2019-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-12-28 | 2019-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2018-12-28 | 2019-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2018-12-28 | 2019-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-12-27 | 2019-01-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2018-12-26 | 2019-01-01 | 6 days | — | $1K–$15K | 25.7 | ↗ filing |
| XLE | Spdr Select Sector Fund Energy Select Sector | BUY | 2018-12-26 | 2019-01-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2018-12-26 | 2019-01-01 | 6 days | — | $15K–$50K | 18.5 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2018-12-26 | 2019-01-01 | 6 days | — | $1K–$15K | 12.3 | ↗ filing |
| STI | Solidion Technology Inc. | SELL | 2018-12-26 | 2019-01-01 | 6 days | — | $1K–$15K | 19.6 | ↗ filing |
| CVX | Chevron Corp. | SELL | 2018-12-26 | 2019-01-01 | 6 days | — | $15K–$50K | 48.5 | ↗ filing |
| CVX | Chevron Corp. | SELL | 2018-12-26 | 2019-01-01 | 6 days | — | $1K–$15K | 24.8 | ↗ filing |
| VWO | Vanguard Ftse Emerging Markets Etf | SELL | 2018-12-24 | 2019-01-01 | 8 days | — | $100K–$250K | 53.8 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2018-12-24 | 2019-01-01 | 8 days | — | $1K–$15K | 12.3 | ↗ filing |
| IBKR | Interactive Brokers Group, Inc. | BUY | 2018-12-21 | 2019-01-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2018-12-21 | 2019-01-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-12-21 | 2019-01-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-12-21 | 2019-01-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| IBKR | Interactive Brokers Group, Inc. | BUY | 2018-12-20 | 2019-01-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| IBKR | Interactive Brokers Group, Inc. | BUY | 2018-12-19 | 2019-01-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| IBKR | Interactive Brokers Group, Inc. | BUY | 2018-12-18 | 2019-01-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-12-17 | 2019-01-01 | 15 days | — | $1K–$15K | 12.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2018-12-13 | 2019-01-01 | 19 days | — | $1K–$15K | 50.8 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2018-12-13 | 2019-01-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| TRGP | Targa Resources Corp. | SELL | 2018-12-13 | 2019-01-01 | 19 days | — | $15K–$50K | 28.8 | ↗ filing |
| WGP | Western Gas Equity Partners, Lp Common Units Representing… | SELL | 2018-12-13 | 2019-01-01 | 19 days | — | $50K–$100K | 49.5 | ↗ filing |
| WES | Western Midstream Partners, LP | BUY | 2018-12-13 | 2019-01-01 | 19 days | — | $1K–$15K | 75.9 | ↗ filing |
| WMB | Williams Companies, Inc. | BUY | 2018-12-13 | 2019-01-01 | 19 days | — | $50K–$100K | 53.5 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2018-12-12 | 2019-01-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2018-12-11 | 2019-01-01 | 21 days | — | $1K–$15K | 12.3 | ↗ filing |
| KUBTY | Kubota Adr Japan | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 30.7 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 2.6 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $50K–$100K | 50.0 | ↗ filing |
| RSG | Republic Services, Inc. | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| SAP | Sap SE | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $50K–$100K | 34.0 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 2.6 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 18.5 | ↗ filing |
| STI | Solidion Technology Inc. | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| BIDU | Baidu, Inc. | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 28.8 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 20.1 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $1K–$15K | 2.6 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 18.5 | ↗ filing |
| FANUY | Fanuc Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 54.0 | ↗ filing |
| IDEXY | Industria De Diseno Textil Inditex Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 63.1 | ↗ filing |
| ICAGY | International Consolidated Airlines Group Sponsored Adr | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $15K–$50K | 28.8 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $500K–$1M | 62.2 | ↗ filing |
| MSCI | Msci Inc. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| NDSN | Nordson Corp. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 48.0 | ↗ filing |
| SMG | Scotts Miracle-Gro Co. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 28.8 | ↗ filing |
| SITE | Siteone Landscape Supply, Inc. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $1K–$15K | 10.6 | ↗ filing |
| MDY | Spdr S&P Midcap 400 Etf Trust | BUY | 2018-12-07 | 2019-01-01 | 25 days | — | $250K–$500K | 97.6 | ↗ filing |
| THO | Thor Industries Inc. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 48.0 | ↗ filing |
| EMLC | Vaneck Vectors J.P. Morgan Em Local Currency Bond Etf | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 30.7 | ↗ filing |
| WRB | Berkley W R Corp. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| AZPN | Aspen Technology | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| CPRT | Copart Inc. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| ELAN | Elanco Animal Health Inc. | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Invesco Financial Preferred Etf | BUY | 2018-12-07 | 2019-01-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLQD | Ishares 0-5 Year Investment Grade Corporate Bond Etf | BUY | 2018-12-07 | 2019-01-01 | 25 days | — | $1K–$15K | 75.9 | ↗ filing |
| EMB | Ishares J.P. Morgan Usd Emerging Markets Bond Etf | BUY | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 30.7 | ↗ filing |
| EMB | Ishares J.P. Morgan Usd Emerging Markets Bond Etf | BUY | 2018-12-07 | 2019-01-01 | 25 days | — | $1K–$15K | 15.7 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2018-12-07 | 2019-01-01 | 25 days | — | $15K–$50K | 18.5 | ↗ filing |
| AMGP | Antero Midstream Gp Lp Of Beneficial Interests | BUY | 2018-12-04 | 2019-01-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| EQM | Eqt Midstream Partners, Lp Common Units Representing Limi… | BUY | 2018-12-04 | 2019-01-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| SITE | Siteone Landscape Supply, Inc. | BUY | 2018-12-03 | 2019-01-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-12-03 | 2019-01-01 | 29 days | — | $1K–$15K | 2.6 | ↗ filing |
| SITE | Siteone Landscape Supply, Inc. | BUY | 2018-11-29 | 2018-12-01 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-11-28 | 2018-12-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| CTRP | Ctrip.Com International American Depositary Shares | SELL | 2018-11-21 | 2018-12-01 | 10 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | New Jersey St Edl Facs A Sr F Rv Be/R/ 4 Due 070131 | BUY | 2018-11-21 | 2018-12-01 | 10 days | — | $50K–$100K | 61.4 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2018-11-20 | 2018-12-01 | 11 days | — | $15K–$50K | 25.4 | ↗ filing |
| ICAGY | International Consolidated Airlines Group Sponsored Adr | BUY | 2018-11-19 | 2018-12-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2018-11-19 | 2018-12-01 | 12 days | — | $1K–$15K | 24.8 | ↗ filing |
| ICAGY | International Consolidated Airlines Group Sponsored Adr | BUY | 2018-11-16 | 2018-12-01 | 15 days | — | $1K–$15K | 22.3 | ↗ filing |
| ACN | Accenture plc | BUY | 2018-11-15 | 2018-12-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| ICAGY | International Consolidated Airlines Group Sponsored Adr | BUY | 2018-11-15 | 2018-12-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Oklahoma Transn Auth Ok Sr A Rv Be/R/ 5 Due 010137 | BUY | 2018-11-15 | 2018-12-01 | 16 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | International Consolidated Airlines | BUY | 2018-11-14 | 2018-12-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| ICAGY | International Consolidated Airlines Group Sponsored Adr | BUY | 2018-11-13 | 2018-12-01 | 18 days | — | $1K–$15K | 75.9 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | BUY | 2018-11-12 | 2018-12-01 | 19 days | — | $15K–$50K | 25.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2018-11-12 | 2018-12-01 | 19 days | — | $1K–$15K | 12.3 | ↗ filing |
| CTRP | Ctrip.Com International American Depositary Shares | SELL | 2018-11-07 | 2018-12-01 | 24 days | — | $1K–$15K | 22.3 | ↗ filing |
| SAP | Sap SE | BUY | 2018-11-07 | 2018-12-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| SOMLY | Secom Adr Japan | SELL | 2018-11-07 | 2018-12-01 | 24 days | — | $1K–$15K | 2.6 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2018-11-06 | 2018-12-01 | 25 days | — | $1K–$15K | 2.6 | ↗ filing |
| LMT | Lockheed Martin Corp. | BUY | 2018-11-06 | 2018-12-01 | 25 days | — | $1K–$15K | 15.7 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2018-11-06 | 2018-12-01 | 25 days | — | $1K–$15K | 12.3 | ↗ filing |
| PM | Philip Morris International Inc. | SELL | 2018-11-01 | 2018-12-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| PRI | Primerica, Inc. | SELL | 2018-10-31 | 2018-11-01 | 1 days | — | $1K–$15K | 22.3 | ↗ filing |
| WBC | Wabco Holdings | BUY | 2018-10-31 | 2018-11-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| LIN | Linde plc | EXCHANGE | 2018-10-30 | 2018-11-01 | 2 days | — | $1K–$15K | 93.1 | ↗ filing |
| PX | Praxair | EXCHANGE | 2018-10-30 | 2018-11-01 | 2 days | — | $1K–$15K | 29.6 | ↗ filing |
| LIN | Linde plc | EXCHANGE | 2018-10-30 | 2018-11-01 | 2 days | — | $50K–$100K | 97.5 | ↗ filing |
| PX | Praxair | EXCHANGE | 2018-10-30 | 2018-11-01 | 2 days | — | $50K–$100K | 58.8 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2018-10-29 | 2018-11-01 | 3 days | — | $15K–$50K | 18.5 | ↗ filing |
| CLB | Core Laboratories Inc. | SELL | 2018-10-24 | 2018-11-01 | 8 days | — | $1K–$15K | 15.7 | ↗ filing |
| LSTR | Landstar System Inc. | SELL | 2018-10-24 | 2018-11-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| PRI | Primerica, Inc. | SELL | 2018-10-24 | 2018-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| TER | Teradyne, Inc. | BUY | 2018-10-24 | 2018-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| THO | Thor Industries Inc. | BUY | 2018-10-24 | 2018-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| CLB | Core Laboratories Inc. | SELL | 2018-10-23 | 2018-11-01 | 9 days | — | $1K–$15K | 22.3 | ↗ filing |
| LSTR | Landstar System Inc. | SELL | 2018-10-23 | 2018-11-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| PRI | Primerica, Inc. | SELL | 2018-10-23 | 2018-11-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| VCSH | Vanguard Short-Term Corporate Bond Etf | BUY | 2018-10-19 | 2018-11-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACSAY | Acs Actividades De Construccion Y Servicios | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 10.6 | ↗ filing |
| MT | Arcelormittal | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 15.7 | ↗ filing |
| BAESY | Bae Systems plc | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Ck Hutchison Holdings Adr | BUY | 2018-10-17 | 2018-11-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| CTRP | Ctrip.Com International American Depositary Shares | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| FANUY | Fanuc Adr | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 10.6 | ↗ filing |
| SLB | Slb Limited | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 2.6 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 2.6 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2018-10-17 | 2018-11-01 | 15 days | — | $1K–$15K | 4.5 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | SELL | 2018-10-10 | 2018-11-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| NRBAY | Nordea Bank Ab Sponsored Adr | BUY | 2018-10-10 | 2018-11-01 | 22 days | — | $15K–$50K | 56.6 | ↗ filing |
| ROLL | Rbc Bearings | SELL | 2018-10-10 | 2018-11-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| SITE | Siteone Landscape Supply, Inc. | BUY | 2018-10-10 | 2018-11-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| WMB | Williams Companies, Inc. | BUY | 2018-10-10 | 2018-11-01 | 22 days | — | $15K–$50K | 63.1 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | SELL | 2018-10-09 | 2018-11-01 | 23 days | — | $15K–$50K | 28.8 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| CR | Crane Co. | SELL | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 8.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-10-09 | 2018-11-01 | 23 days | — | $15K–$50K | 29.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 12.3 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 17.4 | ↗ filing |
| ROLL | Rbc Bearings | SELL | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| STI | Solidion Technology Inc. | BUY | 2018-10-09 | 2018-11-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | SELL | 2018-10-08 | 2018-11-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| ROLL | Rbc Bearings | SELL | 2018-10-08 | 2018-11-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| SITE | Siteone Landscape Supply, Inc. | BUY | 2018-10-08 | 2018-11-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | SELL | 2018-10-05 | 2018-11-01 | 27 days | — | $1K–$15K | 22.3 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2018-10-03 | 2018-11-01 | 29 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2018-10-03 | 2018-11-01 | 29 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2018-10-02 | 2018-11-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-10-02 | 2018-11-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-10-02 | 2018-11-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Miami-Dade Cnty Fl Avia Sr A Rv Be/R/ 5.5 100118 | SELL | 2018-10-01 | 2018-11-01 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-10-01 | 2018-11-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| VWO | Vanguard Ftse Emerging Markets Etf | BUY | 2018-10-01 | 2018-11-01 | 31 days | — | $1K–$15K | 15.7 | ↗ filing |
| DANOY | Danone Sponsored Adr | BUY | 2018-09-28 | 2018-10-01 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | BUY | 2018-09-27 | 2018-10-01 | 4 days | — | $15K–$50K | 28.8 | ↗ filing |
| DANOY | Danone Sponsored Adr | BUY | 2018-09-26 | 2018-10-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-09-26 | 2018-10-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2018-09-26 | 2018-10-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| DANOY | Danone Sponsored Adr | BUY | 2018-09-25 | 2018-10-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| CRL | Charles River Laboratories International, Inc. | BUY | 2018-09-19 | 2018-10-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| FRCOY | Fast Retailing Adr | SELL | 2018-09-19 | 2018-10-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| FRCOY | Fast Retailing Adr | SELL | 2018-09-18 | 2018-10-01 | 13 days | — | $50K–$100K | 53.5 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-09-17 | 2018-10-01 | 14 days | — | $1K–$15K | 2.6 | ↗ filing |
| BASFY | Basf Se Sponsored Adr | BUY | 2018-09-13 | 2018-10-01 | 18 days | — | $15K–$50K | 90.9 | ↗ filing |
| CRL | Charles River Laboratories International, Inc. | BUY | 2018-09-13 | 2018-10-01 | 18 days | — | $1K–$15K | 22.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2018-09-13 | 2018-10-01 | 18 days | — | $1K–$15K | 32.6 | ↗ filing |
| CRL | Charles River Laboratories International, Inc. | BUY | 2018-09-12 | 2018-10-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2018-09-12 | 2018-10-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing | |
| UNH | Unitedhealth Group Inc. | SELL | 2018-09-12 | 2018-10-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| CRL | Charles River Laboratories International, Inc. | BUY | 2018-09-11 | 2018-10-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2018-09-11 | 2018-10-01 | 20 days | — | $1K–$15K | 12.3 | ↗ filing |
| SMG | Scotts Miracle-Gro Co. | BUY | 2018-09-11 | 2018-10-01 | 20 days | — | $1K–$15K | 15.7 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-09-10 | 2018-10-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| SMG | Scotts Miracle-Gro Co. | BUY | 2018-09-10 | 2018-10-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| CDW | Cdw Corp. | SELL | 2018-09-06 | 2018-10-01 | 25 days | — | $1K–$15K | 10.6 | ↗ filing |
| FLIR | Flir Systems | BUY | 2018-09-06 | 2018-10-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| CDW | Cdw Corp. | SELL | 2018-09-05 | 2018-10-01 | 26 days | — | $1K–$15K | 15.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-09-04 | 2018-10-01 | 27 days | — | $1K–$15K | 24.8 | ↗ filing |
| — | New Jersey Environmental Sr A Rv Be/R/ 4 Due 090123 | SELL | 2018-09-04 | 2018-10-01 | 27 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Chicago Il O Hare Intl A Sr C Rv Be/R/ 5 Due 010136 | BUY | 2018-08-31 | 2018-09-01 | 1 days | — | $100K–$250K | 68.1 | ↗ filing |
| IDEXY | Industria De Diseno Textil Inditex Adr | BUY | 2018-08-28 | 2018-09-01 | 4 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | New Jersey Trans Trust A-2 Rv Be/R/ 5 Due 061529 | SELL | 2018-08-24 | 2018-09-01 | 8 days | — | $100K–$250K | 68.1 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2018-08-16 | 2018-09-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2018-08-14 | 2018-09-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2018-08-13 | 2018-09-01 | 19 days | — | $1K–$15K | 12.3 | ↗ filing |
| FANUF | Fanuc Limited | BUY | 2018-08-09 | 2018-09-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Miam-Dade Cnty Be/R/ 5 Due 031530 Dtd 050217 | BUY | 2018-07-26 | 2018-08-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-07-25 | 2018-08-01 | 7 days | — | $1K–$15K | 2.6 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2018-07-24 | 2018-08-01 | 8 days | — | $1K–$15K | 12.3 | ↗ filing |
| RSG | Republic Services, Inc. | BUY | 2018-07-24 | 2018-08-01 | 8 days | — | $1K–$15K | 15.7 | ↗ filing |
| RSG | Republic Services, Inc. | BUY | 2018-07-24 | 2018-08-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2018-07-24 | 2018-08-01 | 8 days | — | $1K–$15K | 2.6 | ↗ filing |
| BLK | Blackrock, Inc. | SELL | 2018-07-24 | 2018-08-01 | 8 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Ptc Nts B/E 06.000% 051524 | BUY | 2018-07-23 | 2018-08-01 ×3 filings | 9 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| EADSY | Airbus Se | SELL | 2018-07-19 | 2018-08-01 | 13 days | — | $1K–$15K | 5.5 | ↗ filing |
| ARLP | Alliance Resource Partners LP | SELL | 2018-07-17 | 2018-08-01 | 15 days | — | $15K–$50K | 56.6 | ↗ filing |
| AMGP | Antero Midstream Gp Lp Of Beneficial Interests | BUY | 2018-07-17 | 2018-08-01 | 15 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Port Auth N Y & N J Rev Oid@99.2291 Be/R/ 5 Due 071538 | SELL | 2018-07-16 | 2018-08-01 | 16 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Csc Hldgs 07.625% 071518 | SELL | 2018-07-16 | 2018-08-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2018-07-13 | 2018-08-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2018-07-10 | 2018-08-01 | 22 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-07-10 | 2018-08-01 | 22 days | — | $1K–$15K | 2.6 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | SELL | 2018-07-10 | 2018-08-01 | 22 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Cdk Glob Nts B/E 05.875% 061526 | BUY | 2018-07-10 | 2018-08-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | SELL | 2018-07-09 | 2018-08-01 | 23 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | New Jersey St Edl Facs A Sr A Rv Be/R/ 5 Due 070118 | SELL | 2018-07-02 | 2018-08-01 | 30 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Energy Northwest Wa Elec Sr A Be/R/ 5 Due 070132 | BUY | 2018-07-02 | 2018-08-01 | 30 days | — | $100K–$250K | 68.1 | ↗ filing |
| ABEV | Ambev S.A. | SELL | 2018-06-29 | 2018-07-01 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| CTRP | Ctrip.Com International American Depositary Shares | BUY | 2018-06-27 | 2018-07-01 | 4 days | — | $15K–$50K | 90.9 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-06-27 | 2018-07-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-06-26 | 2018-07-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2018-06-25 | 2018-07-01 | 6 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Chemours Nts B/E 07.000% 051525 | BUY | 2018-06-25 | 2018-07-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2018-06-25 | 2018-07-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| KUBTY | Kubota Adr Japan | BUY | 2018-06-25 | 2018-07-01 | 6 days | — | $15K–$50K | 48.0 | ↗ filing |
| BTI | British American Tobacco P.L.C. | SELL | 2018-06-22 | 2018-07-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| KUBTY | Kubota Adr Japan | BUY | 2018-06-22 | 2018-07-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| KUBTY | Kubota Adr Japan | BUY | 2018-06-21 | 2018-07-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2018-06-20 | 2018-07-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Group 1 Automotive 05.000% 060122 | BUY | 2018-06-19 | 2018-07-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-06-15 | 2018-07-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2018-06-14 | 2018-07-01 | 17 days | — | $1K–$15K | 32.6 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2018-06-13 | 2018-07-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2018-06-13 | 2018-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| EMB | Ishares J.P. Morgan Usd Emerging Markets Bond Etf | SELL | 2018-06-13 | 2018-07-01 | 18 days | — | $1K–$15K | 22.3 | ↗ filing |
| VCSH | Vanguard Short-Term Corporate Bond Etf | BUY | 2018-06-13 | 2018-07-01 | 18 days | — | $15K–$50K | 90.9 | ↗ filing |
| RSG | Republic Services, Inc. | BUY | 2018-06-12 | 2018-07-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| RSG | Republic Services, Inc. | BUY | 2018-06-12 | 2018-07-01 | 19 days | — | $50K–$100K | 61.4 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2018-06-12 | 2018-07-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-06-11 | 2018-07-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| THO | Thor Industries Inc. | BUY | 2018-06-08 | 2018-07-01 | 23 days | — | $15K–$50K | 96.4 | ↗ filing |
| AMN | Amn Healthcare Services Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| AZPN | Aspen Technology | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| CSL | Carlisle Companies Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| FLIR | Flir Systems | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| JKHY | Jack Henry & Associates Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| LII | Lennox International Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| MSCI | Msci Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| NDSN | Nordson Corp. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| POOL | Pool Corp. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| ROLL | Rbc Bearings | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| SMG | Scotts Miracle-Gro Co. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| SNA | Snap-On Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| TER | Teradyne, Inc. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| WBC | Wabco Holdings | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| WYNN | Wynn Resorts Ltd. | BUY | 2018-06-07 | 2018-07-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Chemours Nts B/E 06.625% 051523 | SELL | 2018-06-06 | 2018-07-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| ARLP | Alliance Resource Partners LP | EXCHANGE | 2018-06-01 | 2018-07-01 | 30 days | — | $100K–$250K | 96.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-06-01 | 2018-07-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Glp Cap L P / Glp Fing 05.375% 041526 | BUY | 2018-05-29 | 2018-06-01 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-05-29 | 2018-06-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | SELL | 2018-05-24 | 2018-06-01 | 8 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | M/I Homes Nts B/E 05.625% 080125 | BUY | 2018-05-23 | 2018-06-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | SELL | 2018-05-23 | 2018-06-01 | 9 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Acadia Healthcare 05.625% 021523 | BUY | 2018-05-22 | 2018-06-01 ×46 filings | 10 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 ↗ 23 ↗ 24 ↗ 25 ↗ 26 ↗ 27 ↗ 28 ↗ 29 ↗ 30 ↗ 31 ↗ 32 ↗ 33 ↗ 34 ↗ 35 ↗ 36 ↗ 37 ↗ 38 ↗ 39 ↗ 40 ↗ 41 ↗ 42 ↗ 43 ↗ 44 ↗ 45 ↗ 46 |
| — | Amer Axle & Manf Nts 06.625% 101522 | SELL | 2018-05-22 | 2018-06-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.000% 080123 | BUY | 2018-05-22 | 2018-06-01 ×5 filings | 10 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| MITEY | Mitsubishi Estate Adr | SELL | 2018-05-22 | 2018-06-01 | 10 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Adt Nts B/E 06.250% 101521 | SELL | 2018-05-21 | 2018-06-01 ×19 filings | 11 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 |
| — | Amsurg Nts B/E 05.625% 071522 | SELL | 2018-05-21 | 2018-06-01 ×29 filings | 11 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 ↗ 23 ↗ 24 ↗ 25 ↗ 26 ↗ 27 ↗ 28 ↗ 29 |
| — | Mgic Invmt Nts B/E 05.750% 081523 | SELL | 2018-05-21 | 2018-06-01 | 11 days | — | $50K–$100K | 61.4 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2018-05-21 | 2018-06-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | New Jersey Health Care F Sr A Rv Be/R/ 5 Due 070131 | BUY | 2018-05-18 | 2018-06-01 | 14 days | — | $50K–$100K | 61.4 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-05-17 | 2018-06-01 | 15 days | — | $1K–$15K | 4.5 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-05-16 | 2018-06-01 | 16 days | — | $15K–$50K | 19.1 | ↗ filing |
| TTM | Tata Motors Tata Motors Limited | SELL | 2018-05-16 | 2018-06-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| ACN | Accenture plc | BUY | 2018-05-15 | 2018-06-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-05-15 | 2018-06-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Standard Pac New 08.375% 051518 | SELL | 2018-05-15 | 2018-06-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-05-14 | 2018-06-01 | 18 days | — | $1K–$15K | 8.6 | ↗ filing |
| ACN | Accenture plc | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| CVX | Chevron Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| CMCSA | Comcast Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 15.7 | ↗ filing |
| CR | Crane Co. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| INTC | Intel Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| LMT | Lockheed Martin Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| MDT | Medtronic plc | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 12.3 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 12.3 | ↗ filing |
| NVS | Novartis AG | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| PX | Praxair | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $15K–$50K | 18.5 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 12.3 | ↗ filing |
| UTX | United Technologies | SELL | 2018-05-11 | 2018-06-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| NUAN | Nuance Communications | BUY | 2018-05-10 | 2018-06-01 | 22 days | — | $1K–$15K | 22.3 | ↗ filing |
| NUAN | Nuance Communications | BUY | 2018-05-10 | 2018-06-01 | 22 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Valvoline Nts B/E 05.500% 071524 | SELL | 2018-05-10 | 2018-06-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cco Hldgs/Cap 05.750% 090123 | BUY | 2018-05-09 | 2018-06-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dish Dbs Nts B/E 07.875% 090119 | SELL | 2018-05-09 | 2018-06-01 ×2 filings | 23 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Dish Dbs Nts B/E 07.875% 090119 | SELL | 2018-05-08 | 2018-06-01 ×2 filings | 24 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Washington St For Issues A- 1 Be/R/ 5 Due 080133 | BUY | 2018-05-08 | 2018-06-01 | 24 days | — | $100K–$250K | 68.1 | ↗ filing |
| BIIB | Biogen Inc. | BUY | 2018-05-02 | 2018-06-01 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| NVT | Nvent Electric plc | EXCHANGE | 2018-05-01 | 2018-06-01 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| PNR | Pentair plc | EXCHANGE | 2018-05-01 | 2018-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2018-05-01 | 2018-06-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Cco Hldgs/Cap 05.750% 090123 | BUY | 2018-04-30 | 2018-05-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Blackrock Strategic Municipal Opportunities | SELL | 2018-04-25 | 2018-05-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Guggenheim Total Return Bond Fund | BUY | 2018-04-25 | 2018-05-01 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| EMB | Ishares J.P. Morgan Usd Emerging Markets Bond Etf | SELL | 2018-04-25 | 2018-05-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2018-04-25 | 2018-05-01 | 6 days | — | $15K–$50K | 18.5 | ↗ filing |
| NVS | Novartis AG | BUY | 2018-04-25 | 2018-05-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| TOTL | Spdr Doubleline Total Return Tactical Etf | SELL | 2018-04-25 | 2018-05-01 | 6 days | — | $15K–$50K | 48.0 | ↗ filing |
| EMLC | Vaneck Vectors J.P. Morgan Em Local Currency Bond Etf | BUY | 2018-04-25 | 2018-05-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| EMLC | Vaneck Vectors J.P. Morgan Em Local Currency Bond Etf | BUY | 2018-04-25 | 2018-05-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ncr Nts B/E 05.000% 071522 | BUY | 2018-04-24 | 2018-05-01 ×2 filings | 7 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| FRCOY | Fast Retailing Adr | SELL | 2018-04-20 | 2018-05-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-04-18 | 2018-05-01 | 13 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Diamondback Energy 05.375% 053125 | BUY | 2018-04-17 | 2018-05-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2018-04-17 | 2018-05-01 | 14 days | — | $1K–$15K | 12.3 | ↗ filing |
| STI | Solidion Technology Inc. | BUY | 2018-04-17 | 2018-05-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ncr Nts B/E 05.000% 071522 | BUY | 2018-04-10 | 2018-05-01 ×2 filings | 21 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2018-04-06 | 2018-05-01 | 25 days | — | $1K–$15K | 2.6 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2018-04-05 | 2018-05-01 | 26 days | — | $1K–$15K | 4.5 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2018-04-04 | 2018-05-01 | 27 days | — | $15K–$50K | 19.1 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | SELL | 2018-04-04 | 2018-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| ETP | Energy Transfer Partners, L.P. Energy Transfer Parnters | SELL | 2018-04-03 | 2018-05-01 | 28 days | — | $50K–$100K | 59.9 | ↗ filing |
| NYLD | Nrg Yield Class C | BUY | 2018-04-03 | 2018-05-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | SELL | 2018-04-03 | 2018-05-01 | 28 days | — | $1K–$15K | 4.5 | ↗ filing |
| TRGP | Targa Resources Corp. | BUY | 2018-04-03 | 2018-05-01 | 28 days | — | $15K–$50K | 49.8 | ↗ filing |
| — | Ncr Nts B/E 05.000% 071522 | BUY | 2018-04-02 | 2018-05-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2018-04-02 | 2018-05-01 | 29 days | — | $1K–$15K | 12.3 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-03-29 | 2018-04-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| TRGP | Targa Resources Corp. | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Netflix Nts B/E 05.500% 021522 | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nj Eco Dv Uth Sch Facs Cc-2 Be/R/ 5 Due 121531 | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $50K–$100K | 61.4 | ↗ filing |
| SPY | Spdr S&P 500 Etf Trust | SELL | 2018-03-27 | 2018-04-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 071522 | BUY | 2018-03-26 | 2018-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2018-03-26 | 2018-04-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| BIDU | Baidu, Inc. | SELL | 2018-03-26 | 2018-04-01 | 6 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Ncr Nts B/E 05.000% 071522 | BUY | 2018-03-23 | 2018-04-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Netflix Nts B/E 05.500% 021522 | BUY | 2018-03-22 | 2018-04-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2018-03-21 | 2018-04-01 | 11 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Aes B/E 05.500% 041525 | SELL | 2018-03-21 | 2018-04-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clark Cnty Nv Arpt Sr A Rv Be/R/ 5 Due 070140 | BUY | 2018-03-20 | 2018-04-01 | 12 days | — | $100K–$250K | 68.1 | ↗ filing |
| NYLD | Nrg Yield Class C | BUY | 2018-03-19 | 2018-04-01 | 13 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2018-03-19 | 2018-04-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | New Jersey Environmental Sr A Rv Oid98.435 Be/R/ 5 Due 09… | BUY | 2018-03-19 | 2018-04-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2018-03-15 | 2018-04-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-03-15 | 2018-04-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| FANG | Diamondback Energy, Inc. | BUY | 2018-03-14 | 2018-04-01 | 18 days | — | $1K–$15K | 15.7 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2018-03-13 | 2018-04-01 | 19 days | — | $1K–$15K | 12.3 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-03-12 | 2018-04-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| PX | Praxair | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| PX | Praxair | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $50K–$100K | 53.5 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 12.3 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $50K–$100K | 47.6 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2018-03-09 | 2018-04-01 | 23 days | — | $100K–$250K | 84.5 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | BUY | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| GLIBA | Liberty Capital Corp | EXCHANGE | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| LVNTA | Liberty Interactive Series A Liberty Ventures | EXCHANGE | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDT | Medtronic plc | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $15K–$50K | 18.5 | ↗ filing |
| MDT | Medtronic plc | SELL | 2018-03-09 | 2018-04-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | BUY | 2018-03-08 | 2018-04-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2018-03-08 | 2018-04-01 | 24 days | — | $1K–$15K | 50.8 | ↗ filing |
| — | Cco Hldgs/Cap 05.125% 021523 | BUY | 2018-03-06 | 2018-04-01 ×2 filings | 26 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2018-03-05 | 2018-04-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 071522 | BUY | 2018-03-02 | 2018-04-01 ×2 filings | 30 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2018-03-02 | 2018-04-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | BUY | 2018-03-02 | 2018-04-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2018-03-02 | 2018-04-01 | 30 days | — | $1K–$15K | 5.5 | ↗ filing |
| FANG | Diamondback Energy, Inc. | BUY | 2018-03-02 | 2018-04-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AES | AES Corp. | SELL | 2018-03-01 | 2018-04-01 | 31 days | — | $1K–$15K | 15.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2018-03-01 | 2018-04-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| BTI | British American Tobacco P.L.C. | BUY | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 071522 | BUY | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-02-27 | 2018-03-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.000% 031523 | BUY | 2018-02-26 | 2018-03-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| VVV | Valvoline Inc. | BUY | 2018-02-26 | 2018-03-01 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Cco Hldgs/Cap 05.125% 021523 | BUY | 2018-02-23 | 2018-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.000% 031523 | BUY | 2018-02-22 | 2018-03-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | SELL | 2018-02-22 | 2018-03-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | New Jersey Trans Trust Sr Aa Be/R/ 5 Due 061528 | BUY | 2018-02-21 | 2018-03-01 | 8 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | SELL | 2018-02-20 | 2018-03-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.000% 031523 | BUY | 2018-02-16 | 2018-03-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGN | Allergan | BUY | 2018-02-14 | 2018-03-01 | 15 days | — | $1K–$15K | 17.4 | ↗ filing |
| — | Cco Hldgs/Cap 05.125% 021523 | BUY | 2018-02-14 | 2018-03-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| WDC | Western Digital Corp. | SELL | 2018-02-13 | 2018-03-01 | 16 days | — | $15K–$50K | 29.7 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2018-02-12 | 2018-03-01 | 17 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Istar Nts B/E 05.250% 091522 | SELL | 2018-02-09 | 2018-03-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| MT | Arcelormittal | SELL | 2018-02-08 | 2018-03-01 | 21 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Diamondback Energy 04.750% 110124 | BUY | 2018-02-07 | 2018-03-01 | 22 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 090124 | BUY | 2018-02-07 | 2018-03-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Federated Floating Rate Strategic Income Fd | SELL | 2018-02-06 | 2018-03-01 ×2 filings | 23 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| IEF | Ishares 7-10 Year Treasury Bond Etf | BUY | 2018-02-06 | 2018-03-01 | 23 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 090124 | BUY | 2018-02-06 | 2018-03-01 | 23 days | — | $15K–$50K | 56.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2018-02-05 | 2018-03-01 | 24 days | — | $1K–$15K | 24.8 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2018-02-05 | 2018-03-01 | 24 days | — | $50K–$100K | 53.7 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2018-02-05 | 2018-03-01 | 24 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Istar Nts B/E 05.250% 091522 | SELL | 2018-02-05 | 2018-03-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-02-05 | 2018-03-01 | 24 days | — | $50K–$100K | 29.3 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-02-05 | 2018-03-01 | 24 days | — | $1K–$15K | 2.6 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | SELL | 2018-02-02 | 2018-03-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| SAP | Sap SE | BUY | 2018-02-02 | 2018-03-01 | 27 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% 051524 | BUY | 2018-02-02 | 2018-03-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% 051524 | BUY | 2018-02-01 | 2018-03-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Oceaneering Intl Nts 04.650% 111524 | BUY | 2018-01-31 | 2018-02-01 | 1 days | — | $15K–$50K | 56.6 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-01-31 | 2018-02-01 | 1 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | SELL | 2018-01-31 | 2018-02-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| PCRFY | Panasonic | SELL | 2018-01-30 | 2018-02-01 | 2 days | — | $15K–$50K | 30.7 | ↗ filing |
| SAP | Sap SE | BUY | 2018-01-30 | 2018-02-01 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | SELL | 2018-01-30 | 2018-02-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% 051524 | BUY | 2018-01-30 | 2018-02-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dallas Fort Worth Tx In Sr D Rv Be/R/ 5.25 110125 Dtd 070113 | BUY | 2018-01-29 | 2018-02-01 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2018-01-29 | 2018-02-01 | 3 days | — | $1K–$15K | 4.5 | ↗ filing |
| PM | Philip Morris International Inc. | BUY | 2018-01-25 | 2018-02-01 | 7 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Valvoline Nts B/E 05.500% 071524 | BUY | 2018-01-25 | 2018-02-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | SELL | 2018-01-23 | 2018-02-01 | 9 days | — | $50K–$100K | 32.7 | ↗ filing |
| SUN | Sunoco LP | SELL | 2018-01-23 | 2018-02-01 | 9 days | — | $15K–$50K | 56.6 | ↗ filing |
| BIVV | Bioverativ | SELL | 2018-01-22 | 2018-02-01 | 10 days | — | $15K–$50K | 48.0 | ↗ filing |
| BIVV | Bioverativ | SELL | 2018-01-22 | 2018-02-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| BAESY | Bae Systems plc | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 18.9 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | SELL | 2018-01-19 | 2018-02-01 | 13 days | — | $250K–$500K | 59.0 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 18.9 | ↗ filing |
| OTSKY | Otsuka Holdings Unsponsored Adr | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $1K–$15K | 2.6 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 19.1 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% 051524 | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| TTM | Tata Motors Tata Motors Limited | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 30.7 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2018-01-19 | 2018-02-01 | 13 days | — | $15K–$50K | 19.1 | ↗ filing |
| — | Mpt Oper Partnership Nts 05.250% 080126 | BUY | 2018-01-18 | 2018-02-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | T-Mobile Us Nts B/E 06.125% 011522 | SELL | 2018-01-16 | 2018-02-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Toll Bros Fin B/E 04.875% 031527 | BUY | 2018-01-16 | 2018-02-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $15K–$50K | 18.5 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 12.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $15K–$50K | 18.5 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 24.8 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 24.8 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Mpt Oper Partnership Nts 05.250% 080126 | BUY | 2018-01-10 | 2018-02-01 ×2 filings | 22 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BLK | Blackrock, Inc. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 22.3 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 4.5 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 10.6 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $15K–$50K | 28.8 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 2.6 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 12.3 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2018-01-08 | 2018-02-01 | 24 days | — | $50K–$100K | 47.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $100K–$250K | 54.9 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2018-01-05 | 2018-02-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Pvh Nts B/E 04.500% 121522 | SELL | 2018-01-05 | 2018-02-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Mpt Oper Partnership Nts 05.250% 080126 | BUY | 2018-01-04 | 2018-02-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Icahn Enterprises/Fin 06.000% 080120 | BUY | 2018-01-03 | 2018-02-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nys Empire Dev 07A Ser A Rev Fsa B/E /R/ 5 Due 010118 | SELL | 2018-01-02 | 2018-02-01 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | New Jersey St Tpk Auth T Rv Be/R/ 5 Due 010133 | BUY | 2017-12-29 | 2018-01-01 | 3 days | — | $100K–$250K | 68.1 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-12-28 | 2018-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-12-28 | 2018-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2017-12-28 | 2018-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-12-27 | 2018-01-01 | 5 days | — | $1K–$15K | 24.8 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-12-27 | 2018-01-01 | 5 days | — | $1K–$15K | 24.8 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2017-12-27 | 2018-01-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2017-12-27 | 2018-01-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-12-26 | 2018-01-01 | 6 days | — | $1K–$15K | 5.5 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-12-26 | 2018-01-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-12-26 | 2018-01-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-12-26 | 2018-01-01 | 6 days | — | $1K–$15K | 17.4 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% | BUY | 2017-12-21 | 2018-01-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| BAESY | Bae Systems plc | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 30.7 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 19.1 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 25.4 | ↗ filing |
| CR | Crane Co. | BUY | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| CR | Crane Co. | BUY | 2017-12-19 | 2018-01-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $1K–$15K | 12.3 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 49.7 | ↗ filing |
| OTSKY | Otsuka Holdings Unsponsored Adr | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 20.1 | ↗ filing |
| SLB | Slb Limited | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $50K–$100K | 65.8 | ↗ filing |
| — | Svc Intl Nts B/E 05.375% 051524 | BUY | 2017-12-19 | 2018-01-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| TTM | Tata Motors Tata Motors Limited | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $15K–$50K | 20.1 | ↗ filing |
| WBA | Walgreens Boots Alliance | SELL | 2017-12-19 | 2018-01-01 | 13 days | — | $50K–$100K | 66.8 | ↗ filing |
| — | Slm Med Term Nts 07.250% 012522 | SELL | 2017-12-18 | 2018-01-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Alaska St Sr A Be/R/ 5 Due 080128 | SELL | 2017-12-15 | 2018-01-01 ×2 filings | 17 days | — | $250K–$500K | 83.9 | ↗ 1 ↗ 2 |
| — | Toll Bros Fin B/E 04.875% 031527 | BUY | 2017-12-15 | 2018-01-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2017-12-14 | 2018-01-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-12-14 | 2018-01-01 | 18 days | — | $1K–$15K | 32.6 | ↗ filing |
| — | Nrg Energy Nts B/E 06.625% 031523 | SELL | 2017-12-14 | 2018-01-01 | 18 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sowstn Energy B/E 07.750% 100127 | BUY | 2017-12-14 | 2018-01-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2017-12-12 | 2018-01-01 | 20 days | — | $50K–$100K | 47.6 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-12-12 | 2018-01-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| WBA | Walgreens Boots Alliance | BUY | 2017-12-12 | 2018-01-01 | 20 days | — | $50K–$100K | 96.1 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-12-11 | 2018-01-01 | 21 days | — | $1K–$15K | 5.5 | ↗ filing |
| BTI | British American Tobacco P.L.C. | BUY | 2017-12-08 | 2018-01-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| MRAAY | Murata Mfg Adr | SELL | 2017-12-08 | 2018-01-01 | 24 days | — | $15K–$50K | 18.9 | ↗ filing |
| — | Nrg Energy Nts B/E 07.250% 051526 | BUY | 2017-12-08 | 2018-01-01 ×2 filings | 24 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| NRG | NRG Energy, Inc. | BUY | 2017-12-07 | 2018-01-01 | 25 days | — | $1K–$15K | 17.4 | ↗ filing |
| — | Sowstn Energy B/E 07.750% 100127 | BUY | 2017-12-07 | 2018-01-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Amer Axle & Manf Nts 06.625% 101522 | BUY | 2017-12-06 | 2018-01-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| NRG | NRG Energy, Inc. | BUY | 2017-12-06 | 2018-01-01 | 26 days | — | $1K–$15K | 18.1 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2017-12-05 | 2018-01-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | SELL | 2017-12-05 | 2018-01-01 | 27 days | — | $1K–$15K | 26.5 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-12-05 | 2018-01-01 | 27 days | — | $1K–$15K | 24.8 | ↗ filing |
| — | Blackrock Strategic Municipal Opportunities Fund | BUY | 2017-12-01 | 2018-01-01 ×2 filings | 31 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Double Line Total Return Fund | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Double Line Total Return Fund | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| MLPA | Global X Mlp Etf | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| MLPA | Global X Mlp Etf | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-12-01 | 2018-01-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| SLM | Slm Corp. | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| TOTL | Spdr Doubleline Total Return Tactical Etf | BUY | 2017-12-01 | 2018-01-01 | 31 days | — | $50K–$100K | 94.3 | ↗ filing |
| TOTL | Spdr Doubleline Total Return Tactical Etf | BUY | 2017-12-01 | 2018-01-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Tesoro Logistics Nts B/E 06.125% 101521 | SELL | 2017-12-01 | 2018-01-01 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| NRG | NRG Energy, Inc. | BUY | 2017-11-30 | 2017-12-01 | 1 days | — | $1K–$15K | 19.6 | ↗ filing |
| — | Slm Med Term Nts 07.250% 012522 | SELL | 2017-11-30 | 2017-12-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nationstar Mortgage 09.625% 050119 | BUY | 2017-11-29 | 2017-12-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLM | Slm Corp. | SELL | 2017-11-28 | 2017-12-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Teleflex Nts B/E 04.625% 111527 | BUY | 2017-11-28 | 2017-12-01 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-11-27 | 2017-12-01 | 4 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Sprint Nts B/E 11.500% 111521 | BUY | 2017-11-22 | 2017-12-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sprint Nts B/E 11.500% 111521 | BUY | 2017-11-21 | 2017-12-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2017-11-21 | 2017-12-01 | 10 days | — | $1K–$15K | 8.6 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2017-11-20 | 2017-12-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2017-11-17 | 2017-12-01 | 14 days | — | $15K–$50K | 30.7 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | SELL | 2017-11-16 | 2017-12-01 | 15 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Sprint Nts B/E 11.500% 111521 | BUY | 2017-11-16 | 2017-11-20 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2017-11-15 | 2017-12-01 | 16 days | — | $1K–$15K | 24.8 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | SELL | 2017-11-15 | 2017-12-01 | 16 days | — | $15K–$50K | 20.1 | ↗ filing |
| FRCOY | Fast Retailing Adr | BUY | 2017-11-15 | 2017-12-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-11-14 | 2017-12-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | SELL | 2017-11-13 | 2017-12-01 | 18 days | — | $1K–$15K | 10.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2017-11-13 | 2017-12-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Rice Energy Nts B/E 06.250% 050122 | SELL | 2017-11-11 | 2017-12-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-11-10 | 2017-12-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-11-09 | 2017-12-01 ×2 filings | 22 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Davita Nts B/E 05.750% 081522 | BUY | 2017-11-08 | 2017-12-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2017-11-06 | 2017-12-01 | 25 days | — | $1K–$15K | 2.6 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2017-11-06 | 2017-12-01 | 25 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-11-06 | 2017-12-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2017-11-06 | 2017-12-01 | 25 days | — | $1K–$15K | 24.8 | ↗ filing |
| INTC | Intel Corp. | SELL | 2017-11-06 | 2017-12-01 | 25 days | — | $50K–$100K | 53.7 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2017-11-06 | 2017-12-01 | 25 days | — | $15K–$50K | 29.7 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2017-11-06 | 2017-12-01 | 25 days | — | $1K–$15K | 12.3 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2017-11-06 | 2017-12-01 | 25 days | — | $50K–$100K | 47.6 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | BUY | 2017-11-03 | 2017-12-01 | 28 days | — | $1K–$15K | 6.8 | ↗ filing |
| EADSY | Airbus Se | SELL | 2017-11-02 | 2017-12-01 | 29 days | — | $1K–$15K | 6.8 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2017-11-02 | 2017-12-01 | 29 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-11-01 | 2017-12-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-10-30 | 2017-11-01 | 2 days | — | $1K–$15K | 25.2 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-10-27 | 2017-11-01 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | United Rentals North Am 05.875% 091526 | BUY | 2017-10-27 | 2017-11-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| FMS | Fresenius Medical Care AG | SELL | 2017-10-26 | 2017-11-01 | 6 days | — | $15K–$50K | 20.1 | ↗ filing |
| NEP | Nextera Energy Partners, Lp Common Units Representing Lim… | BUY | 2017-10-26 | 2017-11-01 | 6 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Cf Industries Nts 03.450% 060123 | BUY | 2017-10-25 | 2017-11-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| FMS | Fresenius Medical Care AG | SELL | 2017-10-25 | 2017-11-01 | 7 days | — | $1K–$15K | 8.6 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2017-10-25 | 2017-11-01 | 7 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Concho Resources Nts 04.375% 011525 | BUY | 2017-10-24 | 2017-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | SELL | 2017-10-24 | 2017-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cf Industries Nts 03.450% 060123 | BUY | 2017-10-23 | 2017-11-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Emc B/E 03.375% 060123 | BUY | 2017-10-23 | 2017-11-01 | 9 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Community Health Systems 05.125% 080121 | SELL | 2017-10-20 | 2017-11-01 ×2 filings | 12 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| DBOEY | Deutsche Boerse Adr | BUY | 2017-10-20 | 2017-11-01 | 12 days | — | $15K–$50K | 25.4 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2017-10-19 | 2017-11-01 | 13 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Cf Industries Nts 03.450% 060123 | BUY | 2017-10-19 | 2017-11-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | SELL | 2017-10-19 | 2017-11-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| MZDAY | Mazda Motor Unsponsored Adr | SELL | 2017-10-19 | 2017-11-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | SELL | 2017-10-18 | 2017-11-01 | 14 days | — | $15K–$50K | 54.0 | ↗ filing |
| — | Community Health Systems 05.125% 080121 | SELL | 2017-10-17 | 2017-11-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hca B/E 05.875% 021526 Dtd111315 | SELL | 2017-10-17 | 2017-11-01 | 15 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Istar Nts B/E 05.250% 091522 | BUY | 2017-10-17 | 2017-11-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| URI | United Rentals, Inc. | BUY | 2017-10-17 | 2017-11-01 | 15 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Amer Axle & Manf Nts 06.625% 101522 | BUY | 2017-10-16 | 2017-11-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hca B/E 05.875% 021526 | SELL | 2017-10-16 | 2017-11-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 04.000% 110117 | SELL | 2017-10-16 | 2017-11-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Istar Nts B/E 05.250% 091522 | BUY | 2017-10-16 | 2017-11-01 ×2 filings | 16 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Chesapeake Energy 06.625% 081520 | SELL | 2017-10-13 | 2017-11-01 | 19 days | — | $15K–$50K | 56.6 | ↗ filing |
| URI | United Rentals, Inc. | BUY | 2017-10-13 | 2017-11-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Aes B/E 05.500% 041525 | BUY | 2017-10-11 | 2017-11-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Community Health Systems 05.125% 080121 | SELL | 2017-10-11 | 2017-11-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2017-10-10 | 2017-11-01 | 22 days | — | $1K–$15K | 6.8 | ↗ filing |
| SOMLY | Secom Adr Japan | BUY | 2017-10-10 | 2017-11-01 | 22 days | — | $1K–$15K | 4.5 | ↗ filing |
| BTI | British American Tobacco P.L.C. | BUY | 2017-10-06 | 2017-11-01 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.750% 100120 | SELL | 2017-10-06 | 2017-11-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| EMLC | Vaneck Vectors J.P. Morgan Em Local Currency Bond Etf | BUY | 2017-10-06 | 2017-11-01 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Virtus Seix Floating Rate High Income Fund | SELL | 2017-10-06 | 2017-11-01 ×2 filings | 26 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Diamond Offshore Drill 07.875% 081525 | BUY | 2017-10-05 | 2017-11-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.750% 100120 | SELL | 2017-10-05 | 2017-11-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| BAESY | Bae Systems plc | BUY | 2017-10-04 | 2017-11-01 | 28 days | — | $15K–$50K | 48.0 | ↗ filing |
| CHL | China Mobile Limited | SELL | 2017-10-04 | 2017-11-01 | 28 days | — | $15K–$50K | 19.1 | ↗ filing |
| — | Mgm Resorts Intl Nts B/E 06.750% 100120 | SELL | 2017-10-04 | 2017-11-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Concho Resources Nts 04.375% 011525 | BUY | 2017-10-03 | 2017-11-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| BAESY | Bae Systems plc | BUY | 2017-10-02 | 2017-11-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| BAESY | Bae Systems plc | BUY | 2017-09-29 | 2017-10-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Diamond Offshore Drill 07.875% 081525 | BUY | 2017-09-29 | 2017-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-09-29 | 2017-10-01 | 2 days | — | $1K–$15K | 12.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-09-29 | 2017-10-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Aes B/E 05.500% 041525 | BUY | 2017-09-28 | 2017-10-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Diamond Offshore Drill 07.875% 081525 | BUY | 2017-09-26 | 2017-10-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDN | Radian Group Inc. | SELL | 2017-09-26 | 2017-10-01 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2017-09-26 | 2017-10-01 | 5 days | — | $1K–$15K | 5.5 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2017-09-25 | 2017-10-01 | 6 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Sowstn Ey Step Up Call 05.800% 012320 | SELL | 2017-09-25 | 2017-10-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-09-25 | 2017-10-01 | 6 days | — | $1K–$15K | 8.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-09-25 | 2017-10-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | BUY | 2017-09-21 | 2017-10-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| AES | AES Corp. | BUY | 2017-09-20 | 2017-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2017-09-20 | 2017-10-01 | 11 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Diamond Offshore Drill 07.875% 081525 | BUY | 2017-09-19 | 2017-10-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2017-09-19 | 2017-10-01 | 12 days | — | $15K–$50K | 28.8 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2017-09-14 | 2017-10-01 | 17 days | — | $1K–$15K | 24.8 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-09-14 | 2017-10-01 | 17 days | — | $1K–$15K | 32.6 | ↗ filing |
| URI | United Rentals, Inc. | BUY | 2017-09-14 | 2017-10-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Aes B/E 05.500% 041525 | BUY | 2017-09-13 | 2017-10-01 ×2 filings | 18 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| AES | AES Corp. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 8.6 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $15K–$50K | 25.4 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $15K–$50K | 29.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 12.3 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | SELL | 2017-09-12 | 2017-10-01 | 19 days | — | $50K–$100K | 29.3 | ↗ filing |
| JWN | Nordstrom | SELL | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| PCRFY | Panasonic | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $15K–$50K | 48.0 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $15K–$50K | 20.1 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2017-09-12 | 2017-10-01 | 19 days | — | $1K–$15K | 6.8 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-09-11 | 2017-10-01 | 20 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Aes B/E 05.500% 041525 | BUY | 2017-09-07 | 2017-10-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tenet Healthcare 04.750% 060120 | SELL | 2017-09-06 | 2017-10-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-09-01 | 2017-10-01 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-09-01 | 2017-10-01 | 30 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | SELL | 2017-08-30 | 2017-09-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | SELL | 2017-08-29 | 2017-09-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Aes Nts B/E 08.000% 060120 | SELL | 2017-08-28 | 2017-09-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-08-25 | 2017-09-01 | 7 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | SELL | 2017-08-25 | 2017-09-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | SELL | 2017-08-24 | 2017-09-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tenet Healthcare 04.750% 060120 | SELL | 2017-08-21 | 2017-09-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $50K–$100K | 29.3 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $100K–$250K | 49.1 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $100K–$250K | 49.1 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $100K–$250K | 54.5 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $15K–$50K | 18.5 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $15K–$50K | 18.5 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2017-08-17 | 2017-09-01 | 15 days | — | $15K–$50K | 18.5 | ↗ filing |
| TTM | Tata Motors Tata Motors Limited | BUY | 2017-08-16 | 2017-09-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2017-08-14 | 2017-09-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Amc Networks Nts B/E 04.750% 080125 | BUY | 2017-08-09 | 2017-09-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Amc Networks Nts B/E 04.750% 080125 | BUY | 2017-08-08 | 2017-09-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | BUY | 2017-08-07 | 2017-09-01 | 25 days | — | $1K–$15K | 10.6 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | BUY | 2017-08-04 | 2017-09-01 | 28 days | — | $15K–$50K | 18.9 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | BUY | 2017-08-02 | 2017-09-01 | 30 days | — | $1K–$15K | 5.5 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-08-02 | 2017-09-01 | 30 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Calpine Nts B/E 05.750% 011525 | SELL | 2017-08-01 | 2017-09-01 ×2 filings | 31 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Diamondback Energy 05.375% 053125 | BUY | 2017-08-01 | 2017-09-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ocean Cnty Nj Be/R/ 4 Due 080117 | SELL | 2017-08-01 | 2017-09-01 | 31 days | — | $100K–$250K | 68.1 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | BUY | 2017-08-01 | 2017-09-01 | 31 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Diamondback Energy 05.375% 053125 | BUY | 2017-07-31 | 2017-08-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| CR | Crane Co. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| CR | Crane Co. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 94.3 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 25.7 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 25.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 53.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 24.8 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 47.6 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 12.3 | ↗ filing |
| LMT | Lockheed Martin Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $100K–$250K | 97.8 | ↗ filing |
| LMT | Lockheed Martin Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 86.8 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 12.3 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $100K–$250K | 54.5 | ↗ filing |
| MDT | Medtronic plc | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $15K–$50K | 29.7 | ↗ filing |
| MDT | Medtronic plc | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 12.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 32.6 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $15K–$50K | 54.3 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| JWN | Nordstrom | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| NVS | Novartis AG | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| NVS | Novartis AG | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 34.0 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $15K–$50K | 28.8 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $15K–$50K | 18.5 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| UTX | United Technologies | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| UTX | United Technologies | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $100K–$250K | 66.1 | ↗ filing |
| VFC | V F Corp. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $50K–$100K | 29.3 | ↗ filing |
| VFC | V F Corp. | SELL | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2017-07-28 | 2017-08-01 | 4 days | — | $1K–$15K | 52.4 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-07-26 | 2017-08-01 | 6 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Semper Mbs Total Return Fund Class Institutional | SELL | 2017-07-26 | 2017-08-01 ×2 filings | 6 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BATRK | Atlanta Braves Holdings, Inc. | SELL | 2017-07-19 | 2017-08-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Starwood Ppty Tr Nts 05.000% 121521 | BUY | 2017-07-19 | 2017-08-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Albertsons Mw+30Bp 08.000% 050131 | SELL | 2017-07-18 | 2017-08-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Albertsons Mw+30Bp 08.000% 050131 | SELL | 2017-07-13 | 2017-08-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-07-12 | 2017-08-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-07-12 | 2017-08-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Nj Eco Dv Uth Sch Facs Sr Ee Be/R/ 5 Due 090123 | BUY | 2017-07-12 | 2017-08-01 | 20 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Slm Med Term Nts 07.250% 012522 | BUY | 2017-07-07 | 2017-08-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sally Hldgs Nts B/E 05.750% 060122 | SELL | 2017-07-06 | 2017-08-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| SLM | Slm Corp. | BUY | 2017-07-06 | 2017-08-01 | 26 days | — | $1K–$15K | 2.6 | ↗ filing |
| CLH | Clean Harbors Inc. | SELL | 2017-06-30 | 2017-07-01 | 1 days | — | $15K–$50K | 48.0 | ↗ filing |
| DCP | Dcp Midstream, Lp Common Units | SELL | 2017-06-30 | 2017-07-01 | 1 days | — | $15K–$50K | 90.9 | ↗ filing |
| NEP | Nextera Energy Partners, Lp Common Units Representing Lim… | BUY | 2017-06-30 | 2017-07-01 | 1 days | — | $50K–$100K | 53.5 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2017-06-30 | 2017-07-01 | 1 days | — | $1K–$15K | 32.6 | ↗ filing |
| DM | Dominion Midstream Partners, Lp Common Units Representing… | BUY | 2017-06-29 | 2017-07-01 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| MLPX | Global X Mlp & Energy Infrastructure Etf | SELL | 2017-06-29 | 2017-07-01 | 2 days | — | $50K–$100K | 94.3 | ↗ filing |
| WGP | Western Gas Equity Partners, Lp Common Units Representing… | BUY | 2017-06-29 | 2017-07-01 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| EONGY | E.On SE | SELL | 2017-06-28 | 2017-07-01 | 3 days | — | $1K–$15K | 5.5 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-06-28 | 2017-07-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Masco B/E 05.950% 031522 | SELL | 2017-06-27 | 2017-07-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-06-27 | 2017-07-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-06-27 | 2017-07-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Chesapeake Energy 06.625% 081520 | BUY | 2017-06-26 | 2017-07-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-06-26 | 2017-07-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-06-26 | 2017-07-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2017-06-26 | 2017-07-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Cdw / Cdw Fin 05.500% 120124 | BUY | 2017-06-21 | 2017-07-01 | 10 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Centurylink Nts B/E 07.500% 040124 | BUY | 2017-06-21 | 2017-07-01 ×2 filings | 10 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| AHONY | Koninklijke Ahold, N.V. American Depositary Shares | SELL | 2017-06-21 | 2017-07-01 | 10 days | — | $15K–$50K | 48.0 | ↗ filing |
| EADSY | Airbus Se | SELL | 2017-06-20 | 2017-07-01 | 11 days | — | $15K–$50K | 25.4 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2017-06-19 | 2017-07-01 | 12 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Sprint Nts B/E 07.250% 091521 | SELL | 2017-06-19 | 2017-07-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| VFC | V F Corp. | BUY | 2017-06-19 | 2017-07-01 | 12 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Centurylink Nts B/E 07.500% | BUY | 2017-06-16 | 2017-07-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2017-06-15 | 2017-07-01 | 16 days | — | $1K–$15K | 24.8 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2017-06-15 | 2017-07-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Men'S Wearhouse 07.000% 070122 | SELL | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-06-13 | 2017-07-01 | 18 days | — | $100K–$250K | 54.5 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2017-06-13 | 2017-07-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2017-06-13 | 2017-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2017-06-13 | 2017-07-01 | 18 days | — | $50K–$100K | 29.3 | ↗ filing |
| — | Sprint Nts B/E 07.250% 091521 | SELL | 2017-06-13 | 2017-07-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| JWN | Nordstrom | BUY | 2017-06-12 | 2017-07-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Sprint Nts B/E 07.250% 091521 | SELL | 2017-06-12 | 2017-07-01 ×2 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Centurylink Nts B/E 07.500% 040124 | BUY | 2017-06-09 | 2017-07-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sprint Nts B/E 07.250% 091521 | SELL | 2017-06-09 | 2017-07-01 ×2 filings | 22 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| MSFT | Microsoft Corp. | BUY | 2017-06-08 | 2017-07-01 | 23 days | — | $1K–$15K | 50.8 | ↗ filing |
| — | Albertsons 07.450% 080129 | SELL | 2017-06-06 | 2017-07-01 ×2 filings | 25 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-06-05 | 2017-07-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2017-06-01 | 2017-07-01 | 30 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | New Jersey State Tax & B/E /R/ 5 Due 060120 | SELL | 2017-06-01 | 2017-07-01 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Blackrock High Yield Bond I | BUY | 2017-05-31 | 2017-06-01 ×3 filings | 1 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| — | Federated Floating Rate Strategic Income Fd | SELL | 2017-05-31 | 2017-06-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| MLPA | Global X Mlp Etf | BUY | 2017-05-31 | 2017-06-01 | 1 days | — | $15K–$50K | 90.9 | ↗ filing |
| IEF | Ishares 7-10 Year Treasury Bond Etf | SELL | 2017-05-31 | 2017-06-01 | 1 days | — | $15K–$50K | 56.6 | ↗ filing |
| IEF | Ishares 7-10 Year Treasury Bond Etf | SELL | 2017-05-31 | 2017-06-01 | 1 days | — | $50K–$100K | 61.4 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2017-05-31 | 2017-06-01 | 1 days | — | $1K–$15K | 2.6 | ↗ filing |
| EMB | Ishares J.P. Morgan Usd Emerging Markets Bond Etf | BUY | 2017-05-31 | 2017-06-01 | 1 days | — | $15K–$50K | 90.9 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2017-05-31 | 2017-06-01 | 1 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Nuveen High Yield Municipal Bond Fund I | BUY | 2017-05-31 | 2017-06-01 ×2 filings | 1 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| VNQ | Vanguard Reit Etf Dnq | SELL | 2017-05-31 | 2017-06-01 | 1 days | — | $15K–$50K | 20.1 | ↗ filing |
| ACSAY | Acs Actividades De Construccion Y Servicios | SELL | 2017-05-30 | 2017-06-01 | 2 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-05-30 | 2017-06-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLB | Slb Limited | BUY | 2017-05-30 | 2017-06-01 | 2 days | — | $1K–$15K | 24.8 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | SELL | 2017-05-25 | 2017-06-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| LSXMA | Liberty Media Series A Liberty Siriusxm | SELL | 2017-05-25 | 2017-06-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| LSXMK | Liberty Media Series C Liberty Siriusxm | SELL | 2017-05-25 | 2017-06-01 | 7 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Slm Med Term Nts 07.250% 012522 | BUY | 2017-05-24 | 2017-06-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | SELL | 2017-05-23 | 2017-06-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| GTOMY | Gemalto Nv Sponsored Adr | SELL | 2017-05-23 | 2017-06-01 | 9 days | — | $15K–$50K | 28.8 | ↗ filing |
| CDW | Cdw Corp. | BUY | 2017-05-22 | 2017-06-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | SELL | 2017-05-19 | 2017-06-01 | 13 days | — | $15K–$50K | 20.1 | ↗ filing |
| SLM | Slm Corp. | BUY | 2017-05-18 | 2017-06-01 | 14 days | — | $1K–$15K | 4.5 | ↗ filing |
| RSP | Invesco S&P 500 Equal Weight Etf | SELL | 2017-05-17 | 2017-06-01 | 15 days | — | $1K–$15K | 75.9 | ↗ filing |
| AHONY | Koninklijke Ahold, N.V. American Depositary Shares | BUY | 2017-05-17 | 2017-06-01 | 15 days | — | $15K–$50K | 56.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $100K–$250K | 49.1 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $50K–$100K | 29.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $50K–$100K | 29.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | T-Mobile Nts B/E 05.375% 041527 | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 29.7 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 12.3 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 12.3 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $50K–$100K | 61.4 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $50K–$100K | 29.3 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $15K–$50K | 18.5 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $50K–$100K | 29.3 | ↗ filing |
| ACN | Accenture plc | BUY | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 12.3 | ↗ filing |
| CHL | China Mobile Limited | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Goodyear Tire & Rubber 07.000% 051522 | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 56.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | T-Mobile Usa B/E 06.500% 011524 | BUY | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| AR | Antero Resources Corp. | BUY | 2017-05-12 | 2017-06-01 | 20 days | — | $1K–$15K | 8.6 | ↗ filing |
| MT | Arcelormittal | BUY | 2017-05-12 | 2017-06-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| BIDU | Baidu, Inc. | BUY | 2017-05-12 | 2017-06-01 | 20 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Antero Resources 05.625% 060123 | BUY | 2017-05-10 | 2017-06-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| ALPMY | Astellas Pharma Adr | SELL | 2017-05-10 | 2017-06-01 | 22 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | El Paso Pipeline Part Op 05.000% 100121 | SELL | 2017-05-09 | 2017-06-01 | 23 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Goodyear Tire & Rubber 04.875% 031527 | BUY | 2017-05-09 | 2017-06-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Koninklijke Ahold, N.V. American | BUY | 2017-05-08 | 2017-06-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| EADSY | Airbus Se | SELL | 2017-05-05 | 2017-06-01 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Antero Resources 05.625% 060123 | BUY | 2017-05-05 | 2017-06-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| MT | Arcelormittal | BUY | 2017-05-05 | 2017-06-01 | 27 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Tenet Healthcare 08.125% 040122 | SELL | 2017-05-05 | 2017-06-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| AR | Antero Resources Corp. | BUY | 2017-05-04 | 2017-06-01 | 28 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Goodyear Tire & Rubber 04.875% 031527 | BUY | 2017-05-04 | 2017-06-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| AHONY | Koninklijke Ahold, N.V. American Depositary Shares | BUY | 2017-05-04 | 2017-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| SLM | Slm Corp. | BUY | 2017-05-04 | 2017-06-01 | 28 days | — | $1K–$15K | 5.5 | ↗ filing |
| THC | Tenet Healthcare Corp. | SELL | 2017-05-04 | 2017-06-01 | 28 days | — | $1K–$15K | 2.6 | ↗ filing |
| AR | Antero Resources Corp. | BUY | 2017-05-03 | 2017-06-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Goodyear Tire & Rubber 04.875% 031527 | BUY | 2017-05-03 | 2017-06-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| THC | Tenet Healthcare Corp. | SELL | 2017-05-03 | 2017-06-01 | 29 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Chesapeake Energy 06.625% 081520 | BUY | 2017-05-02 | 2017-06-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2017-05-02 | 2017-06-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACSAY | Acs Actividades De Construccion Y Servicios | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| ABEV | Ambev S.A. | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Antero Resources Fin 05.375% 110121 | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIDU | Baidu, Inc. | BUY | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| CABGY | Carlsberg As Sponsored Adr | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chesapeake Energy 06.625% 081520 | BUY | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| EONGY | E.On SE | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 6.8 | ↗ filing |
| ENGIY | Engie Spon Adr | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 10.6 | ↗ filing |
| FMS | Fresenius Medical Care AG | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 10.6 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 15.7 | ↗ filing |
| MRAAY | Murata Mfg Adr | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 5.5 | ↗ filing |
| PCRFY | Panasonic | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 4.5 | ↗ filing |
| SNN | Smith & Nephew plc | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $1K–$15K | 4.5 | ↗ filing |
| BIDU | Baidu, Inc. | BUY | 2017-04-28 | 2017-05-01 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | T-Mobile Usa B/E 06.500% 011524 | BUY | 2017-04-28 | 2017-05-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | T-Mobile Usa B/E 06.542% 042820 | SELL | 2017-04-28 | 2017-05-01 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Antero Resources 05.625% 060123 | BUY | 2017-04-27 | 2017-05-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| AR | Antero Resources Corp. | SELL | 2017-04-27 | 2017-05-01 | 4 days | — | $15K–$50K | 48.0 | ↗ filing |
| MUR | Murphy Oil Corp. | BUY | 2017-04-21 | 2017-05-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| NVS | Novartis AG | BUY | 2017-04-21 | 2017-05-01 | 10 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Murphy Oil Nts B/E 06.875% 081524 | BUY | 2017-04-20 | 2017-05-01 | 11 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hca B/E 05.875% 050123 | BUY | 2017-04-18 | 2017-05-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| CDW | Cdw Corp. | BUY | 2017-04-11 | 2017-05-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| ALLY | Ally Financial Inc. | SELL | 2017-04-06 | 2017-05-01 | 25 days | — | $1K–$15K | 10.6 | ↗ filing |
| PDS | Precision Drilling Corp. | BUY | 2017-04-06 | 2017-05-01 | 25 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Nrg Yield Operating 05.375% 081524 | BUY | 2017-04-05 | 2017-05-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ally Financial B/E 05.125% 093024 | SELL | 2017-04-03 | 2017-05-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cdw / Cdw Fin 06.000% 081522 | SELL | 2017-04-03 | 2017-05-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Transocean Mw@ +40Bp 06.800% 031538 | BUY | 2017-04-03 | 2017-05-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2017-03-31 | 2017-04-01 | 1 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | Precision Drilling 05.250% 111524 | BUY | 2017-03-31 | 2017-04-01 ×2 filings | 1 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| ALLY | Ally Financial Inc. | SELL | 2017-03-30 | 2017-04-01 | 2 days | — | $15K–$50K | 30.7 | ↗ filing |
| EQGP | Eqt Gp Holdings, Lp Common Units Representing Limited Par… | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | New Jersey St Tpk Auth Sr A Rv Be/R/ 5 Due 010128 | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| SEP | Spectra Energy Partners, Lp Common Units Representing Lim… | SELL | 2017-03-30 | 2017-04-01 | 2 days | — | $50K–$100K | 61.4 | ↗ filing |
| TRGP | Targa Resources Corp. | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-03-30 | 2017-04-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Aes Nts B/E 08.000% 060120 | SELL | 2017-03-28 | 2017-04-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Autonation Nts B/E 05.500% 020120 | SELL | 2017-03-28 | 2017-04-01 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2017-03-28 | 2017-04-01 | 4 days | — | $1K–$15K | 4.5 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-03-27 | 2017-04-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| CNQ | Canadian Natural Resources Ltd. | BUY | 2017-03-24 | 2017-04-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2017-03-23 | 2017-04-01 | 9 days | — | $1K–$15K | 13.4 | ↗ filing |
| PDS | Precision Drilling Corp. | BUY | 2017-03-22 | 2017-04-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2017-03-22 | 2017-04-01 | 10 days | — | $1K–$15K | 2.6 | ↗ filing | |
| TWTR | BUY | 2017-03-22 | 2017-04-01 | 10 days | — | $1K–$15K | 2.6 | ↗ filing | |
| — | Hca B/E 05.875% 050123 | BUY | 2017-03-21 | 2017-04-01 ×2 filings | 11 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | United Rentals North Am 05.750% 111524 | SELL | 2017-03-21 | 2017-04-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | SELL | 2017-03-20 | 2017-04-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| PDS | Precision Drilling Corp. | BUY | 2017-03-20 | 2017-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| VFC | V F Corp. | BUY | 2017-03-20 | 2017-04-01 | 12 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Hca B/E 05.875% 050123 | BUY | 2017-03-17 | 2017-04-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | SELL | 2017-03-17 | 2017-04-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2017-03-17 | 2017-04-01 | 15 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Hca B/E 05.875% 050123 | BUY | 2017-03-16 | 2017-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2017-03-15 | 2017-04-01 | 17 days | — | $1K–$15K | 12.3 | ↗ filing |
| JWN | Nordstrom | BUY | 2017-03-15 | 2017-04-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Range Resources Nts 04.875% 051525 | BUY | 2017-03-15 | 2017-04-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2017-03-15 | 2017-04-01 | 17 days | — | $1K–$15K | 5.5 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2017-03-15 | 2017-04-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Weyerhaeuser Real Est 05.875% 061524 | BUY | 2017-03-14 | 2017-04-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Weyerhaeuser Real Est 05.875% 061524 | BUY | 2017-03-13 | 2017-04-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| TTM | Tata Motors Tata Motors Limited | BUY | 2017-03-10 | 2017-04-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Blackrock High Yield Bond I | SELL | 2017-03-09 | 2017-04-01 ×3 filings | 23 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| — | Double Line Total Return Fund Instl | SELL | 2017-03-09 | 2017-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEF | Ishares 7-10 Year Treasury Bond Etf | BUY | 2017-03-09 | 2017-04-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-03-09 | 2017-04-01 | 23 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Semper Mbs Total Return Fund Class Institutional | BUY | 2017-03-09 | 2017-04-01 | 23 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Semper Mbs Total Return Fund Class Institutional | BUY | 2017-03-09 | 2017-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Aecom Technology C Nts 05.875% 101524 Dtd101515 | BUY | 2017-03-08 | 2017-04-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 Dtd031413 | SELL | 2017-03-08 | 2017-04-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2017-03-08 | 2017-04-01 | 24 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Access Midstream 04.875% 051523 | SELL | 2017-03-07 | 2017-04-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| ACM | Aecom | BUY | 2017-03-07 | 2017-04-01 | 25 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2017-03-07 | 2017-04-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| AER | Aercap Holdings N.V. | BUY | 2017-03-03 | 2017-04-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | SELL | 2017-03-03 | 2017-04-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sesi L L C Nts B/E 07.125% 121521 | BUY | 2017-03-03 | 2017-04-01 ×2 filings | 29 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Kennedy-Wilson Mtn 05.875% 040124 | BUY | 2017-03-02 | 2017-04-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| THC | Tenet Healthcare Corp. | BUY | 2017-03-02 | 2017-04-01 | 30 days | — | $1K–$15K | 5.5 | ↗ filing |
| THC | Tenet Healthcare Corp. | BUY | 2017-03-01 | 2017-04-01 | 31 days | — | $1K–$15K | 6.8 | ↗ filing |
| THC | Tenet Healthcare Corp. | BUY | 2017-02-28 | 2017-03-01 | 1 days | — | $1K–$15K | 8.6 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2017-02-28 | 2017-03-01 | 1 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Sesi L L C Nts B/E 07.125% 121521 | BUY | 2017-02-27 | 2017-03-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| STZ | Constellation Brands, Inc. | SELL | 2017-02-27 | 2017-03-01 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2017-02-27 | 2017-03-01 | 2 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Constellation Brands 06.000% 050122 | SELL | 2017-02-24 | 2017-03-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kennedy-Wilson Mtn 05.875% 040124 | BUY | 2017-02-23 | 2017-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sabine Pass Liquefaction 05.625% 030125 | SELL | 2017-02-23 | 2017-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sabine Pass Liquefaction 05.625% 030125 | SELL | 2017-02-22 | 2017-03-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-22 | 2017-03-01 | 7 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | El Paso Mw@+50Bp 07.000% 061517 | SELL | 2017-02-22 | 2017-03-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Kennedy-Wilson Mtn 05.875% 040124 | BUY | 2017-02-22 | 2017-03-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tempur Sealy Intl 05.500% 061526 | SELL | 2017-02-21 | 2017-03-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kennedy-Wilson Mtn 05.875% 040124 | BUY | 2017-02-21 | 2017-03-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-17 | 2017-03-01 | 12 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Tempur Sealy Intl 05.500% 061526 | SELL | 2017-02-17 | 2017-03-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-16 | 2017-03-01 | 13 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Tempur Sealy Intl 05.500% 061526 | SELL | 2017-02-16 | 2017-03-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-15 | 2017-03-01 | 14 days | — | $1K–$15K | 4.5 | ↗ filing |
| TOT | Total S.A. | SELL | 2017-02-15 | 2017-03-01 | 14 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Univ Ct Genl Oblig Sr A Rv Be/R/ 5 Due 011533 | BUY | 2017-02-15 | 2017-03-01 | 14 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Western Digital Nts 10.500% 040124 | BUY | 2017-02-15 | 2017-03-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Lubbock County Tx Go Ref Fsa B/E /R/ 5 Due 021521 | SELL | 2017-02-15 | 2017-03-01 | 14 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | North Hudson Sew Auth N Sr A Rv Be/R/ 5 Due 060128 | BUY | 2017-02-15 | 2017-03-01 | 14 days | — | $50K–$100K | 61.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-14 | 2017-03-01 | 15 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Tempur Sealy Intl 05.500% 061526 | SELL | 2017-02-13 | 2017-03-01 ×2 filings | 16 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| TXN | Texas Instruments Inc. | BUY | 2017-02-13 | 2017-03-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Albertsons Mw+30Bp 08.000% 050131 | BUY | 2017-02-13 | 2017-03-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-10 | 2017-03-01 | 19 days | — | $1K–$15K | 6.8 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2017-02-10 | 2017-03-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Concho Resources B/E 05.500% 040123 | SELL | 2017-02-10 | 2017-03-01 | 19 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Kennedy-Wilson Mtn 05.875% 040124 | BUY | 2017-02-10 | 2017-03-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-09 | 2017-03-01 | 20 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Western Digital Nts 10.500% 040124 | BUY | 2017-02-09 | 2017-03-01 ×2 filings | 20 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2017-02-09 | 2017-03-01 | 20 days | — | $15K–$50K | 28.8 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-08 | 2017-03-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2017-02-08 | 2017-03-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Chs / Cmnty Health Sys 05.125% 081518 | SELL | 2017-02-08 | 2017-03-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ensco Nts B/E 05.750% 100144 | BUY | 2017-02-08 | 2017-03-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-07 | 2017-03-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Nrg Yield Operating 05.375% | BUY | 2017-02-07 | 2017-03-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-06 | 2017-03-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | SELL | 2017-02-03 | 2017-03-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIVV | Bioverativ | EXCHANGE | 2017-02-02 | 2017-03-01 | 27 days | — | $1K–$15K | 75.9 | ↗ filing |
| BIVV | Bioverativ | EXCHANGE | 2017-02-02 | 2017-03-01 | 27 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-02-02 | 2017-03-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Albertsons 07.450% 080129 | BUY | 2017-02-01 | 2017-03-01 ×2 filings | 28 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| LOGM | Logmein | EXCHANGE | 2017-02-01 | 2017-03-01 | 28 days | — | $1K–$15K | 93.1 | ↗ filing |
| LOGM | Logmein | EXCHANGE | 2017-02-01 | 2017-03-01 | 28 days | — | $1K–$15K | 93.1 | ↗ filing |
| ESLOY | Essilorluxottica Adr | BUY | 2017-01-31 | 2017-02-01 | 1 days | — | $15K–$50K | 90.9 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2017-01-30 | 2017-02-01 | 2 days | — | $15K–$50K | 18.5 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2017-01-27 | 2017-02-01 | 5 days | — | $1K–$15K | 14.1 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2017-01-27 | 2017-02-01 | 5 days | — | $100K–$250K | 54.9 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2017-01-27 | 2017-02-01 | 5 days | — | $100K–$250K | 68.1 | ↗ filing |
| SU | Suncor Energy Inc. | BUY | 2017-01-27 | 2017-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADT | ADT Inc. | BUY | 2017-01-26 | 2017-02-01 | 6 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | D R Horton 04.000% 021520 | SELL | 2017-01-26 | 2017-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2017-01-26 | 2017-02-01 | 6 days | — | $1K–$15K | 2.6 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2017-01-26 | 2017-02-01 | 6 days | — | $100K–$250K | 49.1 | ↗ filing |
| — | Nrg Yield Operating 05.375% 081524 | BUY | 2017-01-26 | 2017-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| XLI | Spdr Select Sector Fund Industrial | SELL | 2017-01-26 | 2017-02-01 | 6 days | — | $100K–$250K | 60.3 | ↗ filing |
| XLI | Spdr Select Sector Fund Industrial | SELL | 2017-01-26 | 2017-02-01 | 6 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-01-25 | 2017-02-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nrg Yield Operating 05.375% 081524 | BUY | 2017-01-24 | 2017-02-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nrg Yield Operating 05.375% 081524 | BUY | 2017-01-20 | 2017-02-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ensco Nts B/E 05.750% 100144 | BUY | 2017-01-19 | 2017-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-01-18 | 2017-02-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2017-01-17 | 2017-02-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2017-01-17 | 2017-02-01 | 15 days | — | $100K–$250K | 49.1 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-01-17 | 2017-02-01 | 15 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Blackrock High Yield Bond I | SELL | 2017-01-13 | 2017-02-01 ×2 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2017-01-13 | 2017-02-01 ×2 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2017-01-13 | 2017-02-01 | 19 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Ridgeworth Seix Floating Rate High Income Fund | BUY | 2017-01-13 | 2017-02-01 ×2 filings | 19 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| BLK | Blackrock, Inc. | BUY | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 93.1 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 52.4 | ↗ filing |
| CB | Chubb Ltd. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 6.8 | ↗ filing |
| INTC | Intel Corp. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $15K–$50K | 29.7 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $100K–$250K | 49.1 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | BUY | 2017-01-12 | 2017-02-01 | 20 days | — | $15K–$50K | 18.5 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Rowan Companies B/E 4.875% 060122 | BUY | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| XLF | Real Estate Select Sector Spdr Fund | BUY | 2017-01-12 | 2017-02-01 | 20 days | — | $250K–$500K | 98.3 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2017-01-12 | 2017-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2017-01-11 | 2017-02-01 | 21 days | — | $1K–$15K | 29.6 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2017-01-11 | 2017-02-01 | 21 days | — | $100K–$250K | 65.0 | ↗ filing |
| XLP | Spdr Select Sector Fund Consumer Staples | SELL | 2017-01-11 | 2017-02-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| XLP | Spdr Select Sector Fund Consumer Staples | SELL | 2017-01-11 | 2017-02-01 | 21 days | — | $100K–$250K | 60.3 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | SELL | 2017-01-11 | 2017-02-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACSAY | Acs Actividades De Construccion Y Servicios | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| AEG | Aegon Ltd. | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 19.1 | ↗ filing |
| EADSY | Airbus Se | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| ABEV | Ambev S.A. | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| ALPMY | Astellas Pharma Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 25.4 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| CABGY | Carlsberg As Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| CHL | China Mobile Limited | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Ck Hutchison Hldgs Unsponsored Adr | BUY | 2017-01-10 | 2017-02-01 ×2 filings | 22 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| DBSDY | Dbs Group Holdings Sponsored Adr | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 28.8 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 10.6 | ↗ filing |
| DNHBY | Dnb Asa Sponsored Adr Representing 10 | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 28.8 | ↗ filing |
| EONGY | E.On SE | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Engie Spon Adr | BUY | 2017-01-10 | 2017-02-01 ×2 filings | 22 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| FMS | Fresenius Medical Care AG | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| GTOMY | Gemalto Nv Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| HSBC | Hsbc Holdings plc | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $50K–$100K | 31.0 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $50K–$100K | 30.0 | ↗ filing |
| JBAXY | Julius Baer Group Adr | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 20.1 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 22.3 | ↗ filing |
| PHG | Koninklijke Philips N.V. | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 4.5 | ↗ filing |
| MZDAY | Mazda Motor Unsponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 8.6 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | New Jersey Trans Trust A-2 Rv | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $100K–$250K | 68.1 | ↗ filing |
| ORAN | Orange | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| OTSKY | Otsuka Holdings Unsponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 12.3 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 5.5 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLB | Slb Limited | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 32.6 | ↗ filing |
| SOMLY | Secom Adr Japan | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 5.5 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 15.7 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 5.5 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | SELL | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 18.9 | ↗ filing |
| STBFY | Suntory Beverage & Food American Depositary Shares | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| TOT | Total S.A. | BUY | 2017-01-10 | 2017-02-01 | 22 days | — | $1K–$15K | 22.3 | ↗ filing |
| AEG | Aegon Ltd. | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 6.8 | ↗ filing |
| ALPMY | Astellas Pharma Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 28.8 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| CHL | China Mobile Limited | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $50K–$100K | 34.0 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 15.7 | ↗ filing |
| EONGY | E.On SE | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 28.8 | ↗ filing |
| — | Ensco Nts B/E 05.750% 100144 | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $50K–$100K | 31.0 | ↗ filing |
| FMS | Fresenius Medical Care AG | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 48.0 | ↗ filing |
| GTOMY | Gemalto Nv Sponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 48.0 | ↗ filing |
| IMGN | Immunogen | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $50K–$100K | 31.0 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $250K–$500K | 65.5 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| LLL | L-3 Communications Holdings | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $100K–$250K | 60.3 | ↗ filing |
| MDT | Medtronic plc | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 29.7 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 25.4 | ↗ filing |
| NUAN | Nuance Communications | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 56.6 | ↗ filing |
| NUE | Nucor Corp. | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 48.0 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $50K–$100K | 47.6 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 6.8 | ↗ filing |
| SOMLY | Secom Adr Japan | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 20.1 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 20.1 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 18.5 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 18.5 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 18.5 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $15K–$50K | 25.4 | ↗ filing |
| WFT | Weatherford International | BUY | 2017-01-09 | 2017-02-01 | 23 days | — | $100K–$250K | 49.6 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | SELL | 2017-01-06 | 2017-02-01 | 26 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Ensco Nts B/E 05.750% 100144 | BUY | 2017-01-06 | 2017-02-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2017-01-06 | 2017-02-01 | 26 days | — | $1K–$15K | 22.3 | ↗ filing |
| ARMK | Aramark | BUY | 2017-01-05 | 2017-02-01 | 27 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2017-01-03 | 2017-02-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | SELL | 2016-12-30 | 2017-01-01 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 12.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 5.5 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | SELL | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 5.5 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Vanguard Ftse Developed Markets Etf | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2016-12-29 | 2017-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| INFO | Ihs Markit | SELL | 2016-12-28 | 2017-01-01 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2016-12-28 | 2017-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2016-12-28 | 2017-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2016-12-27 | 2017-01-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | SELL | 2016-12-22 | 2017-01-01 | 10 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2016-12-21 | 2017-01-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | SELL | 2016-12-21 | 2017-01-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2016-12-19 | 2017-01-01 | 13 days | — | $100K–$250K | 49.1 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2016-12-19 | 2017-01-01 | 13 days | — | $1K–$15K | 2.6 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | BUY | 2016-12-19 | 2017-01-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| XLI | Spdr Select Sector Fund Industrial | BUY | 2016-12-19 | 2017-01-01 | 13 days | — | $100K–$250K | 96.7 | ↗ filing |
| XLI | Spdr Select Sector Fund Industrial | BUY | 2016-12-19 | 2017-01-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-12-19 | 2017-01-01 | 13 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Adt Nts B/E 06.250% 101521 | BUY | 2016-12-19 | 2017-01-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| KMTUY | Komatsu Sponsored Adr | BUY | 2016-12-16 | 2017-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-12-15 | 2017-01-01 | 17 days | — | $1K–$15K | 12.3 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-12-15 | 2017-01-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| ADT | ADT Inc. | BUY | 2016-12-15 | 2017-01-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Crown Amer Cap Nts 04.500% 011523 | BUY | 2016-12-14 | 2017-01-01 ×2 filings | 18 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | New Jersey St Tpk Auth Sr A Rv Be/R/ 5 Due 010138 | SELL | 2016-12-13 | 2017-01-01 | 19 days | — | $100K–$250K | 68.1 | ↗ filing |
| CC | Chemours Co. | BUY | 2016-12-12 | 2017-01-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Pennsylvania St Higher E Rv Be/R/ 5 Due 081535 | SELL | 2016-12-12 | 2017-01-01 | 20 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 6.8 | ↗ filing |
| SRTZA | Lions Gate Entertainment Class B Non-Voting Shares | EXCHANGE | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| LGF-B | Lions Gate Entertainment Class B Non-Voting Shares | EXCHANGE | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| LGFB | Starz Series A | EXCHANGE | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| STRZA | Starz Series A | EXCHANGE | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| LGFB | Starz Series A | EXCHANGE | 2016-12-09 | 2017-01-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACSAY | Acs Actividades De Construccion Y Servicios | BUY | 2016-12-09 | 2017-01-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | SELL | 2016-12-09 | 2017-01-01 | 23 days | — | $15K–$50K | 20.1 | ↗ filing |
| IMGN | Immunogen | SELL | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| LKQ | Lkq Corp. | BUY | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDT | Medtronic plc | SELL | 2016-12-08 | 2017-01-01 | 24 days | — | $15K–$50K | 29.7 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 24.8 | ↗ filing |
| NOV | Nov Inc. | SELL | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| NUAN | Nuance Communications | SELL | 2016-12-08 | 2017-01-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| WFT | Weatherford International | SELL | 2016-12-08 | 2017-01-01 | 24 days | — | $50K–$100K | 30.0 | ↗ filing |
| AGN | Allergan | BUY | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 18.1 | ↗ filing |
| BIIB | Biogen Inc. | BUY | 2016-12-08 | 2017-01-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| CHL | China Mobile Limited | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $50K–$100K | 49.5 | ↗ filing |
| DM | Dominion Midstream Partners, Lp Common Units Representing… | BUY | 2016-12-07 | 2017-01-01 | 25 days | — | $50K–$100K | 94.3 | ↗ filing |
| EONGY | E.On SE | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 30.7 | ↗ filing |
| FMS | Fresenius Medical Care AG | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| GTOMY | Gemalto Nv Sponsored Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $50K–$100K | 32.7 | ↗ filing |
| MPLX | Mplx LP | BUY | 2016-12-07 | 2017-01-01 | 25 days | — | $50K–$100K | 94.3 | ↗ filing |
| MRAAY | Murata Mfg Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 28.8 | ↗ filing |
| NEP | Nextera Energy Partners, Lp Common Units Representing Lim… | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 18.5 | ↗ filing |
| SOMLY | Secom Adr Japan | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 25.4 | ↗ filing |
| SNN | Smith & Nephew plc | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 25.4 | ↗ filing |
| TGP | Teekay Lng Partners L.P. | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $50K–$100K | 49.5 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 28.8 | ↗ filing |
| ARMK | Aramark | BUY | 2016-12-07 | 2017-01-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| ALPMY | Astellas Pharma Adr | SELL | 2016-12-07 | 2017-01-01 | 25 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Blue Cube Spinco Nts 10.000% 101525 | BUY | 2016-12-06 | 2017-01-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | D.R. Horton B/E 05.750% 081523 | SELL | 2016-12-06 | 2017-01-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Nassau Cnty Be/R/ 5 Due 100127 | SELL | 2016-12-06 | 2017-01-01 | 26 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Semper Mbs Total Return Fund Class Institutional | BUY | 2016-12-06 | 2017-01-01 ×2 filings | 26 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Angel Oak Multi-Strategy Income Fund Class Instl | SELL | 2016-12-06 | 2017-01-01 ×2 filings | 26 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Blue Cube Spinco Nts 10.000% 101525 | BUY | 2016-12-05 | 2017-01-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-12-05 | 2017-01-01 | 27 days | — | $1K–$15K | 12.3 | ↗ filing |
| ENGIY | Engie Spon Adr | BUY | 2016-12-02 | 2017-01-01 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2016-12-02 | 2017-01-01 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| PCRFY | Panasonic | BUY | 2016-12-02 | 2017-01-01 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | BUY | 2016-12-02 | 2017-01-01 | 30 days | — | $1K–$15K | 8.6 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | SELL | 2016-12-02 | 2017-01-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | SELL | 2016-12-02 | 2017-01-01 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| AZN | Astrazeneca plc | SELL | 2016-12-02 | 2017-01-01 | 30 days | — | $15K–$50K | 48.0 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-12-01 | 2017-01-01 | 31 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Aramark Svcs Nts B/E 05.125% 011524 | BUY | 2016-12-01 | 2017-01-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2016-11-29 | 2016-12-01 | 2 days | — | $1K–$15K | 26.5 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2016-11-29 | 2016-12-01 | 2 days | — | $100K–$250K | 63.4 | ↗ filing |
| XLP | Spdr Select Sector Fund Consumer Staples | BUY | 2016-11-29 | 2016-12-01 | 2 days | — | $100K–$250K | 96.7 | ↗ filing |
| XLP | Spdr Select Sector Fund Consumer Staples | BUY | 2016-11-29 | 2016-12-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Angel Oak Multi-Strategy Income Fund Class Instl | SELL | 2016-11-28 | 2016-12-01 ×3 filings | 3 days | — | $100K–$250K | 68.1 | ↗ 1 ↗ 2 ↗ 3 |
| — | Federated Floating Rate Strategic Income Fd | SELL | 2016-11-28 | 2016-12-01 ×2 filings | 3 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Genl Motors Finl 04.250% 051523 | SELL | 2016-11-28 | 2016-12-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2016-11-28 | 2016-12-01 | 3 days | — | $50K–$100K | 29.3 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2016-11-28 | 2016-12-01 | 3 days | — | $100K–$250K | 49.1 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | SELL | 2016-11-28 | 2016-12-01 | 3 days | — | $15K–$50K | 25.4 | ↗ filing |
| CNC | Centene Corp. | SELL | 2016-11-25 | 2016-12-01 | 6 days | — | $15K–$50K | 28.8 | ↗ filing |
| ARMK | Aramark | BUY | 2016-11-22 | 2016-12-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | El Paso Pipeline Part Op 05.000% 100121 | BUY | 2016-11-22 | 2016-12-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Amsurg Nts B/E 05.625% 071522 | BUY | 2016-11-21 | 2016-12-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| INFO | Ihs Markit | SELL | 2016-11-21 | 2016-12-01 | 10 days | — | $15K–$50K | 90.9 | ↗ filing |
| LEA | Lear Corp. | SELL | 2016-11-21 | 2016-12-01 | 10 days | — | $1K–$15K | 10.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-11-21 | 2016-12-01 | 10 days | — | $1K–$15K | 12.3 | ↗ filing |
| ADNT | Adient plc | SELL | 2016-11-17 | 2016-12-01 | 14 days | — | $15K–$50K | 48.0 | ↗ filing |
| ADNT | Adient plc | SELL | 2016-11-17 | 2016-12-01 | 14 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Crown Amer Cap Nts 04.500% 011523 | BUY | 2016-11-17 | 2016-12-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hca B/E 05.000% 031524 | SELL | 2016-11-16 | 2016-12-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-11-15 | 2016-12-01 | 16 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Crown Amer Cap Nts 04.500% 011523 | BUY | 2016-11-15 | 2016-12-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| HSBC | Hsbc Holdings plc | BUY | 2016-11-15 | 2016-12-01 | 16 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Radian Group Nts B/E 5.500% 060119 | SELL | 2016-11-14 | 2016-12-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDN | Radian Group Inc. | SELL | 2016-11-10 | 2016-12-01 | 21 days | — | $1K–$15K | 15.7 | ↗ filing |
| SUN | Sunoco LP | BUY | 2016-11-10 | 2016-12-01 | 21 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Hca B/E 05.000% 031524 | SELL | 2016-11-09 | 2016-12-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| CRRFY | Carrefour Sa Sponsored Adr | BUY | 2016-11-08 | 2016-12-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| LEXEA | Liberty Expedia Holdings Series A | SELL | 2016-11-08 | 2016-12-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| LEXEA | Liberty Expedia Holdings Series A | EXCHANGE | 2016-11-07 | 2016-12-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| LVNTA | Liberty Interactive Series A Liberty Ventures | EXCHANGE | 2016-11-07 | 2016-12-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Summit Matls/Fin Nts 06.125% 071523 | BUY | 2016-11-07 | 2016-12-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| EADSY | Airbus Se | BUY | 2016-11-04 | 2016-12-01 | 27 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Summit Matls/Fin Nts 06.125% 071523 | BUY | 2016-11-04 | 2016-12-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| NVS | Novartis AG | SELL | 2016-11-03 | 2016-12-01 | 28 days | — | $15K–$50K | 18.5 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | BUY | 2016-11-03 | 2016-12-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Blue Cube Spinco Nts 10.000% | BUY | 2016-11-02 | 2016-12-01 ×2 filings | 29 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Centurylink Nts B/E 07.500% 040124 | SELL | 2016-11-02 | 2016-12-01 ×2 filings | 29 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| IONS | Ionis Pharmaceuticals Inc. | BUY | 2016-11-02 | 2016-12-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| IONS | Ionis Pharmaceuticals Inc. | BUY | 2016-11-02 | 2016-12-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| VRTX | Vertex Pharmaceuticals Inc. / Ma | BUY | 2016-11-02 | 2016-12-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| ADNT | Adient plc | SELL | 2016-11-01 | 2016-12-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Blackrock High Yield Bond I | BUY | 2016-11-01 | 2016-12-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| VRTX | Vertex Pharmaceuticals Inc. / Ma | BUY | 2016-11-01 | 2016-12-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Centurylink Nts B/E 07.500% 040124 | SELL | 2016-10-31 | 2016-12-01 ×2 filings | 31 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-10-31 | 2016-11-01 | 1 days | — | $15K–$50K | 18.5 | ↗ filing |
| ADNT | Adient plc | EXCHANGE | 2016-10-31 | 2016-11-01 | 1 days | — | $1K–$15K | 75.9 | ↗ filing |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-10-31 | 2016-11-01 | 1 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Lifepoint Hosp Nts 05.875% 120123 | SELL | 2016-10-28 | 2016-11-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| LKQ | Lkq Corp. | BUY | 2016-10-27 | 2016-11-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Cinemark Nts B/E 05.125% 121522 | SELL | 2016-10-27 | 2016-11-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| DNHBY | Dnb Asa Sponsored Adr Representing 10 | BUY | 2016-10-26 | 2016-11-01 | 6 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | BUY | 2016-10-26 | 2016-11-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Seagate Hdd Cayman B/E 04.750% 010125 | BUY | 2016-10-25 | 2016-11-01 ×2 filings | 7 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| AEG | Aegon Ltd. | BUY | 2016-10-25 | 2016-11-01 | 7 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Tenet Healthcare 08.125% 040122 | SELL | 2016-10-24 | 2016-11-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| DNHBY | Dnb Asa Sponsored Adr Representing 10 | BUY | 2016-10-21 | 2016-11-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Tempur Sealy Intl 05.500% 061526 | BUY | 2016-10-21 | 2016-11-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| THC | Tenet Healthcare Corp. | SELL | 2016-10-21 | 2016-11-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| DNHBY | Dnb Asa Sponsored Adr Representing 10 | BUY | 2016-10-20 | 2016-11-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| THC | Tenet Healthcare Corp. | SELL | 2016-10-20 | 2016-11-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Tenet Healthcare 08.125% 040122 | SELL | 2016-10-20 | 2016-11-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| CHL | China Mobile Limited | BUY | 2016-10-20 | 2016-11-01 | 12 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Radian Group Nts B/E 5.500% 060119 | SELL | 2016-10-19 | 2016-11-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Springleaf Fin Nts 08.250% 121520 | BUY | 2016-10-18 | 2016-11-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sprint Capital 06.900% 050119 | SELL | 2016-10-18 | 2016-11-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| EADSY | Airbus Se | BUY | 2016-10-18 | 2016-11-01 | 14 days | — | $15K–$50K | 56.6 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | SELL | 2016-10-17 | 2016-11-01 | 15 days | — | $1K–$15K | 8.6 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $15K–$50K | 48.5 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2016-10-14 | 2016-11-01 | 18 days | — | $100K–$250K | 68.1 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| CB | Chubb Ltd. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 8.6 | ↗ filing |
| INTC | Intel Corp. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| MDT | Medtronic plc | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| JWN | Nordstrom | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $50K–$100K | 29.3 | ↗ filing |
| NVS | Novartis AG | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2016-10-14 | 2016-11-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| EONGY | E.On SE | BUY | 2016-10-13 | 2016-11-01 | 19 days | — | $1K–$15K | 22.3 | ↗ filing |
| JBAXY | Julius Baer Group Adr | BUY | 2016-10-13 | 2016-11-01 | 19 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2016-10-13 | 2016-11-01 ×2 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| SCGLY | Societe Generale France Sponsored Adr | BUY | 2016-10-13 | 2016-11-01 | 19 days | — | $1K–$15K | 8.6 | ↗ filing |
| VOD | Vodafone Group Public Ltd. Co. | SELL | 2016-10-13 | 2016-11-01 | 19 days | — | $15K–$50K | 28.8 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | BUY | 2016-10-13 | 2016-11-01 | 19 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Continental Resources 05.000% 091522 | SELL | 2016-10-12 | 2016-11-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | SELL | 2016-10-12 | 2016-11-01 | 20 days | — | $15K–$50K | 47.4 | ↗ filing |
| — | Sabine Pass Liquefaction 05.625% 030125 | BUY | 2016-10-12 | 2016-11-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| TOT | Total S.A. | BUY | 2016-10-12 | 2016-11-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hertz Nts B/E 06.750% 041519 | SELL | 2016-10-11 | 2016-11-01 | 21 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Rice Energy Nts B/E 06.250% 050122 | BUY | 2016-10-11 | 2016-11-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| NGG | National Grid plc | SELL | 2016-10-10 | 2016-11-01 | 22 days | — | $15K–$50K | 30.7 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | SELL | 2016-10-10 | 2016-11-01 | 22 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | SELL | 2016-10-07 | 2016-11-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Continental Resources 05.000% 091522 | SELL | 2016-10-06 | 2016-11-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | BUY | 2016-10-06 | 2016-11-01 | 26 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Rice Energy Nts B/E 06.250% 050122 | BUY | 2016-10-06 | 2016-11-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Continental Resources 05.000% 091522 | SELL | 2016-10-05 | 2016-11-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Glp Cap L P / Glp Fing 04.875% 110120 | SELL | 2016-10-05 | 2016-11-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hca B/E 05.875% 021526 Dtd111315 | BUY | 2016-10-05 | 2016-11-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| CHL | China Mobile Limited | BUY | 2016-10-05 | 2016-11-01 | 27 days | — | $15K–$50K | 63.1 | ↗ filing |
| — | Dynegy Nts B/E 06.750% 110119 | SELL | 2016-10-04 | 2016-11-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dynegy Nts B/E 06.750% 110119 Dtd050115 | SELL | 2016-10-03 | 2016-11-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| VOD | Vodafone Group Public Ltd. Co. | SELL | 2016-10-03 | 2016-11-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Blackrock High Yield Bond I | BUY | 2016-10-03 | 2016-11-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | SELL | 2016-09-30 | 2016-10-01 ×2 filings | 1 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2016-09-30 | 2016-10-01 | 1 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2016-09-30 | 2016-10-01 | 1 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Cbs Outdoor Americas 05.625% 021524 | BUY | 2016-09-30 | 2016-10-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dynegy Nts B/E 06.750% 110119 | SELL | 2016-09-29 | 2016-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | SELL | 2016-09-29 | 2016-10-01 | 2 days | — | $1K–$15K | 18.1 | ↗ filing |
| — | Dynegy Nts B/E 06.750% 110119 | SELL | 2016-09-28 | 2016-10-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Diamondback Energy 07.625% 100121 | SELL | 2016-09-27 | 2016-10-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tribune Media Nts B/E 05.875% 071522 | BUY | 2016-09-27 | 2016-10-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | SELL | 2016-09-26 | 2016-10-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tribune Media Nts B/E 05.875% 071522 | BUY | 2016-09-26 | 2016-10-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2016-09-26 | 2016-10-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | SELL | 2016-09-23 | 2016-10-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | SELL | 2016-09-22 | 2016-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Springleaf Fin Nts 08.250% 121520 | BUY | 2016-09-22 | 2016-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Csc Hldgs Nts 06.750% 111521 | BUY | 2016-09-21 | 2016-10-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| EONGY | E.On SE | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| ENGIY | Engie Spon Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| MZDAY | Mazda Motor Unsponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 15.7 | ↗ filing |
| NGG | National Grid plc | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Nationstar Mortgage 06.500% 080118 | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 8.6 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 12.3 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOD | Vodafone Group Public Ltd. Co. | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| AEG | Aegon Ltd. | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| ALPMY | Astellas Pharma Adr | BUY | 2016-09-20 | 2016-10-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-09-19 | 2016-10-01 | 12 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Community Health Systems 07.125% 071520 | SELL | 2016-09-16 | 2016-10-01 | 15 days | — | $15K–$50K | 56.6 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-09-16 | 2016-10-01 | 15 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | Cbs Outdoor Americas 05.625% 021524 | BUY | 2016-09-16 | 2016-10-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-09-15 | 2016-10-01 | 16 days | — | $1K–$15K | 24.8 | ↗ filing |
| — | Celanese Us Holdings 05.875% 061521 | SELL | 2016-09-15 | 2016-10-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| CE | Celanese Corp. | SELL | 2016-09-14 | 2016-10-01 | 17 days | — | $1K–$15K | 18.1 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 8.6 | ↗ filing |
| INTC | Intel Corp. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| INTC | Intel Corp. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 29.7 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 48.5 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| JWN | Nordstrom | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| NVS | Novartis AG | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| PX | Praxair | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $100K–$250K | 96.7 | ↗ filing |
| PX | Praxair | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Springleaf Fin Nts 08.250% 121520 | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 48.5 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| WFT | Weatherford International | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| BBL | Bhp Billiton Sponsored Adr | BUY | 2016-09-13 | 2016-10-01 | 18 days | — | $15K–$50K | 90.9 | ↗ filing |
| CE | Celanese Corp. | SELL | 2016-09-13 | 2016-10-01 | 18 days | — | $1K–$15K | 19.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-09-12 | 2016-10-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Springleaf Fin Nts 08.250% 121520 | BUY | 2016-09-12 | 2016-10-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| WFT | Weatherford International | BUY | 2016-09-12 | 2016-10-01 | 19 days | — | $1K–$15K | 10.6 | ↗ filing |
| WFT | Weatherford International | BUY | 2016-09-12 | 2016-10-01 | 19 days | — | $1K–$15K | 10.6 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-09-09 | 2016-10-01 | 22 days | — | $1K–$15K | 29.6 | ↗ filing |
| — | Celanese Us Holdings 05.875% 061521 | SELL | 2016-09-09 | 2016-10-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | General Motors Finl 03.250% 051518 | SELL | 2016-09-08 | 2016-10-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-09-08 | 2016-10-01 | 23 days | — | $1K–$15K | 32.6 | ↗ filing |
| — | Springleaf Fin Nts 08.250% 121520 | BUY | 2016-09-07 | 2016-10-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | BUY | 2016-09-06 | 2016-10-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-09-06 | 2016-10-01 | 25 days | — | $100K–$250K | 49.1 | ↗ filing |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-09-06 | 2016-10-01 | 25 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Johnson Controls | EXCHANGE | 2016-09-06 | 2016-10-01 | 25 days | — | $100K–$250K | 68.1 | ↗ filing |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-09-02 | 2016-10-01 | 29 days | — | $50K–$100K | 29.3 | ↗ filing |
| TYC | Tyco International | EXCHANGE | 2016-09-02 | 2016-10-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| JCI | Johnson Controls International plc | EXCHANGE | 2016-09-02 | 2016-10-01 | 29 days | — | $1K–$15K | 2.6 | ↗ filing |
| TYC | Tyco International | EXCHANGE | 2016-09-02 | 2016-10-01 | 29 days | — | $50K–$100K | 53.5 | ↗ filing |
| WGP | Western Gas Equity Partners, Lp Common Units Representing… | BUY | 2016-09-02 | 2016-10-01 | 29 days | — | $15K–$50K | 63.1 | ↗ filing |
| GM | General Motors Co. | SELL | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 12.3 | ↗ filing |
| OKE | Oneok Inc. | SELL | 2016-09-01 | 2016-10-01 | 30 days | — | $15K–$50K | 28.8 | ↗ filing |
| WGP | Western Gas Equity Partners, Lp Common Units Representing… | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $15K–$50K | 94.9 | ↗ filing |
| FUN | Six Flags Entertainment Corporation | SELL | 2016-09-01 | 2016-10-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| CE | Celanese Corp. | SELL | 2016-08-31 | 2016-09-01 | 1 days | — | $1K–$15K | 26.5 | ↗ filing |
| IFNNY | Infineon Technologies AG | SELL | 2016-08-31 | 2016-09-01 | 1 days | — | $1K–$15K | 8.6 | ↗ filing |
| IFNNY | Infineon Technologies AG | SELL | 2016-08-30 | 2016-09-01 | 2 days | — | $15K–$50K | 28.8 | ↗ filing |
| IFNNY | Infineon Technologies AG | SELL | 2016-08-29 | 2016-09-01 | 3 days | — | $15K–$50K | 30.7 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | SELL | 2016-08-29 | 2016-09-01 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | SELL | 2016-08-26 | 2016-09-01 | 6 days | — | $15K–$50K | 28.8 | ↗ filing |
| — | New Jersey St Edu Fac Au Rv Ser A Fsa B/E/R/ 5 Due 090116 | SELL | 2016-08-25 | 2016-09-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| GM | General Motors Co. | SELL | 2016-08-23 | 2016-09-01 | 9 days | — | $1K–$15K | 31.8 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-08-23 | 2016-09-01 | 9 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Vereit Incorp Nts B/E 04.875% 060126 | BUY | 2016-08-23 | 2016-09-01 | 9 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Lifepoint Hosp Nts 05.875% 120123 | BUY | 2016-08-22 | 2016-09-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Camden Nj Impt Auth Sr A Rv Be/R/ 5 Due 011540 | BUY | 2016-08-19 | 2016-09-01 | 13 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Crown Castle Intl 04.875% 041522 | SELL | 2016-08-19 | 2016-09-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| JCI | Johnson Controls International plc | BUY | 2016-08-19 | 2016-09-01 | 13 days | — | $1K–$15K | 12.3 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2016-08-19 | 2016-09-01 | 13 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Istar Nts B/E 06.500% 070121 | BUY | 2016-08-18 | 2016-09-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | SELL | 2016-08-17 | 2016-09-01 | 15 days | — | $1K–$15K | 19.6 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | SELL | 2016-08-17 | 2016-09-01 | 15 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Centurylink Nts B/E 07.500% 040124 | BUY | 2016-08-16 | 2016-09-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cbs Outdoor Americas 05.625% 021524 | BUY | 2016-08-15 | 2016-09-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| CCI | Crown Castle Inc. | SELL | 2016-08-15 | 2016-09-01 | 17 days | — | $15K–$50K | 63.1 | ↗ filing |
| GM | General Motors Co. | SELL | 2016-08-15 | 2016-09-01 | 17 days | — | $1K–$15K | 52.4 | ↗ filing |
| AZN | Astrazeneca plc | SELL | 2016-08-12 | 2016-09-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| CC | Chemours Co. | BUY | 2016-08-10 | 2016-09-01 | 22 days | — | $1K–$15K | 75.9 | ↗ filing |
| ENGIY | Engie Spon Adr | BUY | 2016-08-10 | 2016-09-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2016-08-10 | 2016-09-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| ENGIY | Engie Spon Adr | BUY | 2016-08-09 | 2016-09-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2016-08-08 | 2016-09-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Mgic Invmt Nts B/E 05.750% 081523 | BUY | 2016-08-05 | 2016-09-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| NGG | National Grid plc | SELL | 2016-08-05 | 2016-09-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Post Hldgs Nts 07.375% 021522 | SELL | 2016-08-03 | 2016-09-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Range Resources Nts 05.000% 031523 | SELL | 2016-08-03 | 2016-09-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Blackrock High Yield Bond I | BUY | 2016-08-01 | 2016-09-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clifton Nj Gen Cifg Pref Oid99.626Be/R/ 4.3 080124 | SELL | 2016-08-01 | 2016-09-01 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | SELL | 2016-07-28 | 2016-08-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| ALPMY | Astellas Pharma Adr | BUY | 2016-07-27 | 2016-08-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Csc Hldgs Nts 06.750% 111521 | BUY | 2016-07-27 | 2016-08-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| ALPMY | Astellas Pharma Adr | BUY | 2016-07-26 | 2016-08-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Angel Oak Multi-Strategy Income Fund Class Instl | SELL | 2016-07-25 | 2016-08-01 ×5 filings | 7 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $100K–$250K | 49.1 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $15K–$50K | 18.5 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $100K–$250K | 49.1 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $100K–$250K | 49.1 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $15K–$50K | 18.9 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $250K–$500K | 54.3 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $50K–$100K | 29.3 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $50K–$100K | 29.3 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $1K–$15K | 10.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2016-07-25 | 2016-08-01 | 7 days | — | $50K–$100K | 29.3 | ↗ filing |
| — | Amerigas Partner B/E 05.875% 082026 | BUY | 2016-07-22 | 2016-08-01 ×2 filings | 10 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| AHEXY | Adecco Sa Unsponsored Adr | BUY | 2016-07-21 | 2016-08-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| DPM | Dcp Midstream Partners, Lp Dcp Midstream Partnership, Lp… | BUY | 2016-07-20 | 2016-08-01 | 12 days | — | $50K–$100K | 94.3 | ↗ filing |
| NEP | Nextera Energy Partners, Lp Common Units Representing Lim… | BUY | 2016-07-20 | 2016-08-01 | 12 days | — | $15K–$50K | 90.9 | ↗ filing |
| OKE | Oneok Inc. | SELL | 2016-07-20 | 2016-08-01 | 12 days | — | $50K–$100K | 49.5 | ↗ filing |
| — | Men'S Wearhouse 07.000% 070122 | BUY | 2016-07-19 | 2016-08-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chathams Nj S/D Fsa B/E . /R/ 4.25 071522 | SELL | 2016-07-15 | 2016-08-01 | 17 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Sprint Capital 06.900% 050119 | BUY | 2016-07-15 | 2016-08-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | BUY | 2016-07-13 | 2016-08-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| MRKT | Markit | EXCHANGE | 2016-07-13 | 2016-08-01 | 19 days | — | $15K–$50K | 48.0 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2016-07-12 | 2016-08-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| AHEXY | Adecco Sa Unsponsored Adr | BUY | 2016-07-08 | 2016-08-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Markwest Energy Nts B/E 05.500% 021523 | SELL | 2016-07-08 | 2016-08-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Amerigas Partner B/E 05.875% 082026 | BUY | 2016-07-06 | 2016-08-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Markwest Energy Nts B/E 05.500% 021523 | SELL | 2016-07-06 | 2016-08-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADDYY | Adidas Ag | SELL | 2016-07-05 | 2016-08-01 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| — | Blackrock High Yield Bond I | BUY | 2016-07-01 | 2016-08-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sprint Nextel B/E 06.000% 111522 | SELL | 2016-06-29 | 2016-07-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-06-29 | 2016-07-01 | 2 days | — | $1K–$15K | 6.8 | ↗ filing |
| AM | Antero Midstream Corp. | BUY | 2016-06-28 | 2016-07-01 | 3 days | — | $50K–$100K | 96.1 | ↗ filing |
| CPGX | Columbia Pipeline Group | SELL | 2016-06-28 | 2016-07-01 | 3 days | — | $50K–$100K | 49.5 | ↗ filing |
| EQGP | Eqt Gp Holdings, Lp Common Units Representing Limited Par… | BUY | 2016-06-28 | 2016-07-01 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2016-06-28 | 2016-07-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Sprint Nextel B/E 06.000% 111522 | SELL | 2016-06-23 | 2016-07-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| PHG | Koninklijke Philips N.V. | BUY | 2016-06-22 | 2016-07-01 | 9 days | — | $1K–$15K | 8.6 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-21 | 2016-07-01 | 10 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-06-20 | 2016-07-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-06-20 | 2016-07-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2016-06-20 | 2016-07-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | BUY | 2016-06-17 | 2016-07-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | BUY | 2016-06-16 | 2016-07-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-15 | 2016-07-01 | 16 days | — | $1K–$15K | 2.6 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-14 | 2016-07-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 29.7 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 49.8 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 26.5 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 33.6 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 54.7 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 47.1 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 58.4 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 20.1 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 24.8 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 54.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 32.6 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 29.7 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $50K–$100K | 29.3 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2016-06-13 | 2016-07-01 | 18 days | — | $100K–$250K | 49.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 25.2 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 25.2 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-06-13 | 2016-07-01 | 18 days | — | $15K–$50K | 18.5 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-06-13 | 2016-07-01 | 18 days | — | $100K–$250K | 49.1 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-06-13 | 2016-07-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Community Health Systems 05.125% 080121 | BUY | 2016-06-10 | 2016-07-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-10 | 2016-07-01 | 21 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Markwest Energy Nts B/E 05.500% 021523 | SELL | 2016-06-10 | 2016-07-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-06-09 | 2016-07-01 | 22 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | BUY | 2016-06-09 | 2016-07-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| DBSDY | Dbs Group Holdings Sponsored Adr | BUY | 2016-06-07 | 2016-07-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| DBSDY | Dbs Group Holdings Sponsored Adr | BUY | 2016-06-06 | 2016-07-01 | 25 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Community Health Systems 05.125% 080121 | BUY | 2016-06-03 | 2016-07-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| DBSDY | Dbs Group Holdings Sponsored Adr | BUY | 2016-06-03 | 2016-07-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-06-03 | 2016-07-01 | 28 days | — | $1K–$15K | 2.6 | ↗ filing |
| DBSDY | Dbs Group Holdings Sponsored Adr | BUY | 2016-06-02 | 2016-07-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Dynegy Nts B/E 06.750% | BUY | 2016-06-02 | 2016-07-01 ×2 filings | 29 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2016-06-02 | 2016-07-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | D.R. Horton B/E 05.750% 081523 | BUY | 2016-06-01 | 2016-07-01 ×4 filings | 30 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| INTC | Intel Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 2.6 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Dynegy Nts B/E 5.875% 060123 | SELL | 2016-05-31 | 2016-06-01 | 1 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Level 3 Fing Nts B/E 05.375% 050125 | BUY | 2016-05-31 | 2016-06-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | New Jersey St Tpk Auth Sr A Rv Be/R/ 5 Due 010138 | BUY | 2016-05-31 | 2016-06-01 | 1 days | — | $100K–$250K | 68.1 | ↗ filing |
| ADDYY | Adidas Ag | SELL | 2016-05-26 | 2016-06-01 | 6 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Centene Nts B/E 04.750% 051522 | BUY | 2016-05-26 | 2016-07-01 ×2 filings | 36 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Community Health Systems 05.125% 080121 | BUY | 2016-05-24 | 2016-06-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | SELL | 2016-05-24 | 2016-06-01 | 8 days | — | $1K–$15K | 8.6 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | SELL | 2016-05-23 | 2016-06-01 | 9 days | — | $1K–$15K | 10.6 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | SELL | 2016-05-20 | 2016-06-01 | 12 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Targa Resources Partners 05.250% 050123 | SELL | 2016-05-20 | 2016-06-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | SELL | 2016-05-19 | 2016-06-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-05-19 | 2016-06-01 | 13 days | — | $15K–$50K | 29.7 | ↗ filing |
| TRGP | Targa Resources Corp. | SELL | 2016-05-19 | 2016-06-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | SELL | 2016-05-18 | 2016-06-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Targa Resources Partners 05.250% 050123 | SELL | 2016-05-18 | 2016-06-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | D.R. Horton B/E 05.750% 081523 | BUY | 2016-05-16 | 2016-06-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Whiting Petroleum 05.000% 031519 | SELL | 2016-05-16 | 2016-06-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 4.5 | ↗ filing |
| SNDK | Sandisk Corp. | EXCHANGE | 2016-05-13 | 2016-06-01 | 19 days | — | $50K–$100K | 31.0 | ↗ filing |
| SNDK | Sandisk Corp. | EXCHANGE | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 6.8 | ↗ filing |
| SYT | Syngenta Ag | SELL | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 5.5 | ↗ filing |
| WDC | Western Digital Corp. | EXCHANGE | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| WDC | Western Digital Corp. | EXCHANGE | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Zayo Group/Zayo Cptl 06.000% 040123 | BUY | 2016-05-13 | 2016-06-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| SYT | Syngenta Ag | SELL | 2016-05-12 | 2016-06-01 | 20 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Whiting Petroleum 05.000% 031519 | SELL | 2016-05-12 | 2016-06-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Zayo Group/Zayo Cptl 06.000% 040123 | BUY | 2016-05-12 | 2016-06-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 Dtd040313 | SELL | 2016-05-11 | 2016-06-01 ×2 filings | 21 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Consol Energy 05.875% 041522 | BUY | 2016-05-11 | 2016-06-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| SYT | Syngenta Ag | SELL | 2016-05-11 | 2016-06-01 | 21 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 | SELL | 2016-05-10 | 2016-06-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-05-09 | 2016-06-01 | 23 days | — | $100K–$250K | 84.5 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-05-09 | 2016-06-01 | 23 days | — | $1K–$15K | 52.4 | ↗ filing |
| SLB | Slb Limited | SELL | 2016-05-09 | 2016-06-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| SLB | Slb Limited | SELL | 2016-05-09 | 2016-06-01 | 23 days | — | $100K–$250K | 49.1 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-05-09 | 2016-06-01 | 23 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Zayo Group/Zayo Cptl 06.000% 040123 | BUY | 2016-05-09 | 2016-06-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Zayo Group/Zayo Cptl 06.000% 040123 | BUY | 2016-05-06 | 2016-06-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 | SELL | 2016-05-05 | 2016-06-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-05-05 | 2016-06-01 | 27 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Zayo Group/Zayo Cptl 06.000% 040123 | BUY | 2016-05-05 | 2016-06-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGN | Allergan | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $1K–$15K | 33.6 | ↗ filing |
| AGN | Allergan | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $15K–$50K | 54.7 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-05-04 | 2016-06-01 | 28 days | — | $1K–$15K | 10.6 | ↗ filing |
| TWTR | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $15K–$50K | 18.5 | ↗ filing | |
| TWTR | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $1K–$15K | 2.6 | ↗ filing | |
| WDC | Western Digital Corp. | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $1K–$15K | 12.3 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2016-05-04 | 2016-06-01 | 28 days | — | $1K–$15K | 12.3 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-05-03 | 2016-06-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-05-02 | 2016-06-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| ERJ | Embraer S.A. | SELL | 2016-04-29 | 2016-05-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| MZDAY | Mazda Motor Unsponsored Adr | BUY | 2016-04-28 | 2016-05-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2016-04-28 | 2016-05-01 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Sprint Capital 06.875% 111528 | SELL | 2016-04-28 | 2016-05-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | El Paso Pipeline Part Op 05.000% 100121 | BUY | 2016-04-26 | 2016-05-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hertz Nts 06.250% 101522 | SELL | 2016-04-26 | 2016-05-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| MZDAY | Mazda Motor Unsponsored Adr | BUY | 2016-04-26 | 2016-05-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2016-04-26 | 2016-05-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-04-25 | 2016-05-01 | 6 days | — | $1K–$15K | 10.6 | ↗ filing |
| MRAAY | Murata Mfg Adr | BUY | 2016-04-25 | 2016-05-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Radian Group Nts B/E 5.500% 060119 | BUY | 2016-04-25 | 2016-05-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| RDN | Radian Group Inc. | BUY | 2016-04-22 | 2016-05-01 | 9 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Kindred Healthcare 08.750% 011523 | BUY | 2016-04-21 | 2016-05-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hertz Nts 06.250% 101522 | SELL | 2016-04-20 | 2016-05-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Rice Energy Nts B/E 06.250% 050122 | BUY | 2016-04-20 | 2016-05-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| TD | Toronto Dominion Bank | SELL | 2016-04-19 | 2016-05-01 | 12 days | — | $100K–$250K | 49.1 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | SELL | 2016-04-19 | 2016-05-01 | 12 days | — | $15K–$50K | 25.4 | ↗ filing |
| TD | Toronto Dominion Bank | SELL | 2016-04-19 | 2016-05-01 | 12 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Chathams Nj S/D Fsa B/E . /R/ 4.25 071522 | BUY | 2016-04-18 | 2016-05-01 ×2 filings | 13 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| LMCA | Liberty Media Series A Liberty Media | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| LMCA | Liberty Media Series A Liberty Media | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| LSXMA | Liberty Media Series A Liberty Siriusxm | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| BATRK | Atlanta Braves Holdings, Inc. | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| LMCK | Liberty Media Series C | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| LMCK | Liberty Media Series C | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| LSXMK | Liberty Media Series C Liberty Siriusxm | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| LSXMK | Liberty Media Series C Liberty Siriusxm | EXCHANGE | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Rice Energy Nts B/E 06.250% 050122 | BUY | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | SELL | 2016-04-18 | 2016-05-01 | 13 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Sprint Capital 06.875% | SELL | 2016-04-14 | 2016-05-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Brands Nts B/E 06.625% 040121 | SELL | 2016-04-13 | 2016-05-01 ×2 filings | 18 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Pultegroup B/E 05.500% 030126 | BUY | 2016-04-12 | 2016-05-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kinetic Concepts Nts 10.500% 110118 | SELL | 2016-04-11 | 2016-05-01 ×2 filings | 20 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Pultegroup B/E 05.500% 030126 | BUY | 2016-04-11 | 2016-05-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kinetic Concepts Nts 10.500% 110118 | SELL | 2016-04-07 | 2016-05-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Brands Nts B/E 06.625% 040121 | SELL | 2016-04-07 | 2016-05-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Nts B/E 06.500% 070121 | BUY | 2016-04-06 | 2016-05-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Micron Technology 05.875% 021522 | SELL | 2016-04-05 | 2016-05-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Pultegroup B/E 05.500% 030126 | BUY | 2016-04-05 | 2016-05-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $250K–$500K | 54.3 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 5.5 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 4.5 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.9 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 52.4 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $100K–$250K | 84.5 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 31.0 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 31.0 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| MU | Micron Technology Inc. | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 54.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 32.6 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 4.5 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 4.5 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 18.5 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 28.4 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 50.3 | ↗ filing |
| — | Pultegroup B/E 05.500% 030126 | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 12.3 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 29.7 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $250K–$500K | 59.0 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 8.6 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 25.4 | ↗ filing |
| — | Southwestern Energy 04.950% 012325 | SELL | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 6.8 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $15K–$50K | 20.1 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2016-04-04 | 2016-05-01 | 27 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Micron Technology 05.875% 021522 | SELL | 2016-04-01 | 2016-05-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2016-03-30 | 2016-04-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2016-03-30 | 2016-04-01 | 2 days | — | $1K–$15K | 2.6 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $15K–$50K | 18.5 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $15K–$50K | 19.1 | ↗ filing |
| — | Istar Nts B/E 06.500% 070121 | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $1K–$15K | 10.6 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $1K–$15K | 4.5 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | BUY | 2016-03-28 | 2016-04-01 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| RDN | Radian Group Inc. | BUY | 2016-03-24 | 2016-04-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| AER | Aercap Holdings N.V. | BUY | 2016-03-23 | 2016-04-01 | 9 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Camden Cnty N J Impt Sr A Rv Be/R/ 5 Due 011530 | BUY | 2016-03-23 | 2016-04-01 | 9 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Radian Group Nts B/E 07.000% 031521 | BUY | 2016-03-23 | 2016-04-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Wells Fargo & 02.600% 072220 | SELL | 2016-03-22 | 2016-04-01 ×22 filings | 10 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 |
| AEXAY | Atos Origin Sa Unsponsored Adr | BUY | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Camden Cnty N J Impt Sr A Rv Be/R/ 5 Due 011530 | BUY | 2016-03-22 | 2016-04-01 | 10 days | — | $100K–$250K | 68.1 | ↗ filing |
| MRKT | Markit | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 52.4 | ↗ filing |
| RDN | Radian Group Inc. | BUY | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| T | At&T Inc. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 31.8 | ↗ filing |
| CHSCP | Chs Inc. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| COP | Conocophillips | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 31.8 | ↗ filing |
| DVA | Davita Inc. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 8.6 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 15.7 | ↗ filing |
| ORCL | Oracle Corp. | SELL | 2016-03-22 | 2016-04-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-03-21 | 2016-04-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| MU | Micron Technology Inc. | SELL | 2016-03-18 | 2016-04-01 | 14 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Radian Group Nts B/E 07.000% 031521 | BUY | 2016-03-18 | 2016-04-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-03-17 | 2016-04-01 ×3 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| — | Intelsat Jackson Hldgs 07.250% 040119 | SELL | 2016-03-16 | 2016-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nationstar Mortgage 06.500% 080118 | BUY | 2016-03-16 | 2016-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| CNC | Centene Corp. | BUY | 2016-03-15 | 2016-04-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2016-03-15 | 2016-04-01 | 17 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Williams Cos B/E 05.750% 062444 | SELL | 2016-03-15 | 2016-04-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chicago Il O Hare Intl A Agc Sr C Be/R/ 5.25 010123 | BUY | 2016-03-14 | 2016-04-01 | 18 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Clifton Nj Gen Cifg Pref Oid99.626Be/R/ 4.3 080124 | BUY | 2016-03-14 | 2016-04-01 | 18 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-03-11 | 2016-04-01 ×2 filings | 21 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2016-03-11 | 2016-04-01 | 21 days | — | $15K–$50K | 19.1 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $15K–$50K | 20.1 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $50K–$100K | 31.0 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $1K–$15K | 6.8 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $1K–$15K | 6.8 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | SELL | 2016-03-11 | 2016-04-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | SELL | 2016-03-11 | 2016-04-01 | 21 days | — | $15K–$50K | 28.8 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $15K–$50K | 90.9 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $1K–$15K | 75.9 | ↗ filing |
| VNQ | Vanguard Reit Etf Dnq | BUY | 2016-03-11 | 2016-04-01 | 21 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Centene Nts B/E 04.750% 051522 | BUY | 2016-03-10 | 2016-04-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| ISNPY | Intesa Sanpaolo Sponsored Adr | BUY | 2016-03-10 | 2016-04-01 | 22 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Chesapeake Energy 05.375% 061521 | SELL | 2016-03-09 | 2016-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sabine Pass Liquefaction 05.625% 020121 | BUY | 2016-03-09 | 2016-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | BUY | 2016-03-08 | 2016-04-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sabine Pass Lng Lp Nts 06.500% 110120 | SELL | 2016-03-08 | 2016-04-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-03-07 | 2016-04-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-03-04 | 2016-04-01 | 28 days | — | $1K–$15K | 13.4 | ↗ filing |
| — | New Jersey St Edl Facs A Rv Be/R/ 5 Due 070131 | BUY | 2016-03-04 | 2016-04-01 | 28 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Sabine Pass Liquefaction 05.625% | BUY | 2016-03-04 | 2016-04-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| AER | Aercap Holdings N.V. | BUY | 2016-03-03 | 2016-04-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 | BUY | 2016-03-03 | 2016-04-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| AER | Aercap Holdings N.V. | BUY | 2016-03-02 | 2016-04-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Pennsylvania St Higher E Rv Be/R/ 5 Due 081535 | BUY | 2016-03-02 | 2016-04-01 | 30 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Cit Group B/E 05.250% 031518 Dtd031512 | BUY | 2016-03-01 | 2016-04-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-03-01 | 2016-04-01 | 31 days | — | $1K–$15K | 24.8 | ↗ filing |
| — | Rutger St Univ Nj Sr L Rv Be/R/ 5 Due 050132 | BUY | 2016-02-25 | 2016-03-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 071522 | SELL | 2016-02-25 | 2016-03-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Southwestern Energy 04.950% 012325 | BUY | 2016-02-25 | 2016-03-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-02-25 | 2016-03-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| TYC | Tyco International | BUY | 2016-02-24 | 2016-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intelsat Jackson Hldgs 07.250% 040119 | SELL | 2016-02-24 | 2016-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| IONS | Ionis Pharmaceuticals Inc. | BUY | 2016-02-24 | 2016-03-01 | 6 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Intelsat Jackson Hldgs 07.250% 040119 | SELL | 2016-02-23 | 2016-03-01 ×2 filings | 7 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| RDSMY | Royal Dsm Nv Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| RDS-A | Royal Dutch Shell Royal Dutch Shell American Depositary S… | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $50K–$100K | 94.3 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| SOMLY | Secom Adr Japan | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| SEKEY | Seiko Epson Suwa Unsponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| SYT | Syngenta Ag | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| TOT | Total S.A. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 48.0 | ↗ filing |
| VOD | Vodafone Group Public Ltd. Co. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $50K–$100K | 61.4 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| ADDYY | Adidas Ag | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 48.0 | ↗ filing |
| AEG | Aegon Ltd. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| AZN | Astrazeneca plc | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $50K–$100K | 94.3 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 48.0 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| CHL | China Mobile Limited | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 48.0 | ↗ filing |
| EONGY | E.On SE | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| ERJ | Embraer S.A. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| FMS | Fresenius Medical Care AG | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| GTOMY | Gemalto Nv Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| HSBC | Hsbc Holdings plc | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| IFNNY | Infineon Technologies AG | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 48.0 | ↗ filing |
| JBAXY | Julius Baer Group Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| PHG | Koninklijke Philips N.V. | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 28.8 | ↗ filing |
| JSGRY | Lixil Group Unsponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| MRKT | Markit | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 30.7 | ↗ filing |
| NGG | National Grid plc | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $50K–$100K | 94.3 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $15K–$50K | 18.5 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2016-02-22 | 2016-03-01 | 8 days | — | $50K–$100K | 29.3 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2016-02-19 | 2016-03-01 | 11 days | — | $500K–$1M | 60.0 | ↗ filing |
| VWO | Vanguard Ftse Emerging Markets Etf | SELL | 2016-02-19 | 2016-03-01 | 11 days | — | $250K–$500K | 65.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2016-02-19 | 2016-03-01 | 11 days | — | $250K–$500K | 54.3 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | SELL | 2016-02-19 | 2016-03-01 | 11 days | — | $500K–$1M | 82.6 | ↗ filing |
| ADT | ADT Inc. | SELL | 2016-02-17 | 2016-03-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cdw / Cdw Fin 06.000% 081522 | BUY | 2016-02-17 | 2016-03-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Energy Transfer Partners 07.500% 101520 | SELL | 2016-02-17 | 2016-03-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| CDW | Cdw Corp. | BUY | 2016-02-16 | 2016-02-19 | 3 days | — | $15K–$50K | 90.9 | ↗ filing |
| CHSCP | Chs Inc. | BUY | 2016-02-16 | 2016-03-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| ET | Energy Transfer LP | SELL | 2016-02-16 | 2016-03-01 | 14 days | — | $1K–$15K | 10.6 | ↗ filing |
| SLB | Slb Limited | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 22.3 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $250K–$500K | 65.9 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 8.6 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| VFC | V F Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| VFC | V F Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $250K–$500K | 58.5 | ↗ filing |
| ACN | Accenture plc | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 8.6 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 18.1 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 17.4 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 17.4 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Energy Transfer Partners 07.500% 101520 | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 26.5 | ↗ filing |
| INTC | Intel Corp. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 24.8 | ↗ filing |
| INTC | Intel Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| IONS | Ionis Pharmaceuticals Inc. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 15.7 | ↗ filing |
| MDT | Medtronic plc | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 32.6 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 32.6 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 2.6 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 6.8 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 18.1 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2016-02-12 | 2016-03-01 | 18 days | — | $1K–$15K | 5.5 | ↗ filing |
| SBGI | Sinclair, Inc. | BUY | 2016-02-11 | 2016-03-01 | 19 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | United Rentals Na 07.375% 051520 | BUY | 2016-02-11 | 2016-03-01 ×2 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2016-02-11 | 2016-03-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Standard Pac New 08.375% 051518 | BUY | 2016-02-10 | 2016-03-01 ×2 filings | 20 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2016-02-10 | 2016-03-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| ET | Energy Transfer LP | SELL | 2016-02-10 | 2016-03-01 | 20 days | — | $1K–$15K | 15.7 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 50.1 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 19.6 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 49.6 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 50.9 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 51.3 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 60.0 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $15K–$50K | 33.1 | ↗ filing |
| — | Consol Energy 05.875% 041522 | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $50K–$100K | 47.6 | ↗ filing |
| ET | Energy Transfer LP | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| INTC | Intel Corp. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $15K–$50K | 18.5 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 58.8 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 50.9 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 15.7 | ↗ filing |
| MDT | Medtronic plc | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $15K–$50K | 18.5 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $15K–$50K | 18.9 | ↗ filing |
| JWN | Nordstrom | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 51.3 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $15K–$50K | 29.7 | ↗ filing |
| OXY | Occidental Petroleum Corp. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 2.6 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2016-02-09 | 2016-03-01 | 21 days | — | $1K–$15K | 19.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2016-02-09 | 2016-03-01 | 21 days | — | $100K–$250K | 50.9 | ↗ filing |
| — | Standard Pac New 08.375% 051518 | BUY | 2016-02-08 | 2016-03-01 ×2 filings | 22 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2016-02-08 | 2016-03-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nationstar Mortgage 09.625% 050119 | BUY | 2016-02-04 | 2016-03-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Consol Energy 05.875% 041522 | BUY | 2016-02-03 | 2016-03-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Genon Energy Nts B/E 09.875% 101520 | SELL | 2016-02-03 | 2016-03-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNDK | Sandisk Corp. | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $15K–$50K | 25.4 | ↗ filing |
| STX | Seagate Technology Holdings plc | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Toys R Us Prpty Ii 8.500% 120117 | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $100K–$250K | 66.1 | ↗ filing |
| VRTX | Vertex Pharmaceuticals Inc. / Ma | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| AGN | Allergan | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $50K–$100K | 59.9 | ↗ filing |
| BIIB | Biogen Inc. | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $50K–$100K | 53.5 | ↗ filing |
| CMCSA | Comcast Corp. | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Consol Energy 05.875% 041522 | BUY | 2016-02-02 | 2016-03-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| IONS | Ionis Pharmaceuticals Inc. | SELL | 2016-02-02 | 2016-03-01 | 28 days | — | $15K–$50K | 90.9 | ↗ filing |
| RHP | Ryman Hospitality Properties, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| SBRA | Sabra Health Care Reit, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| SXT | Sensient Technologies Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| SLM | Slm Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 20.1 | ↗ filing |
| SJI | South Jersey Industries | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 25.4 | ↗ filing |
| SEP | Spectra Energy Partners, Lp Common Units Representing Lim… | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $50K–$100K | 94.3 | ↗ filing |
| SRC | Spirit Realty Capital | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| SPH | Suburban Propane Partners LP | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $50K–$100K | 94.3 | ↗ filing |
| SYRG | Synergy Resources | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 10.6 | ↗ filing |
| SNV | Synovus Financial | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| TCBI | Texas Capital Bancshares Inc | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| TIME | Time | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| TPH | Tri Pointe Homes | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| UMBF | Umb Financial Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| UBSH | Union Bankshares | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| UE | Urban Edge Properties | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| MTN | Vail Resorts Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| VWO | Vanguard Ftse Emerging Markets Etf | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $50K–$100K | 61.4 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 18.9 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 29.7 | ↗ filing |
| VRNT | Verint Systems | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| VSTO | Vista Outdoor | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 28.8 | ↗ filing |
| WEX | Wex Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| WTFC | Wintrust Financial Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| WMGI | Wright Medical Group N.V. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| XHR | Xenia Hotels & Resorts, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 10.6 | ↗ filing |
| AOS | Smith A O Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| ABM | Abm Industries Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| AL | Air Lease Class A | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| ALR | Alere | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| ALE | Allete | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| AHGP | Alliance Holdings Gp, L.P. Common Units Representing Limi… | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| AXL | American Axle & Manufacturing Holdings | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| BXS | Bancorpsouth | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| BLMN | Bloomin' Brands, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| FUN | Six Flags Entertainment Corporation | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| CMC | Commercial Metals Co. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| CST | Cst Brands | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| DENN | Denny'S | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| DBD | Diebold Nixdorf, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| SSP | E.W. Scripps Co. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| ETP | Energy Transfer Partners, L.P. Energy Transfer Parnters | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| NPO | Enpro Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| ESE | Esco Technologies Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| FCS | Fairchild Semiconductor International | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| FMER | Firstmerit | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| FLO | Flowers Foods Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| FOR | Forestar Group Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| FBHS | Fortune Brands Home & Security | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| FTD | Ftd Companies | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| GLPI | Gaming & Leisure Properties, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| GNRC | Generac Holdings Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| GWR | Genesee & Wyoming Class A | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| THG | Hanover Insurance Group, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Hca Nts B/E 06.500% 021520 | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| HI | Hillenbrand | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| HMHC | Houghton Mifflin Harcourt | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| IBKC | Iberiabank | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $100K–$250K | 60.3 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $50K–$100K | 29.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $50K–$100K | 29.3 | ↗ filing |
| ITT | Itt Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| JBT | John Bean Technologies | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| KALU | Kaiser Aluminum Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| KS | Kapstone Paper And Packaging | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| KRNY | Kearny Financial Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| KN | Knowles Corp. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| LTXB | Legacytexas Financial Group | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| MEG | Media General | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 25.4 | ↗ filing |
| MITL | Mitel Networks | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 25.4 | ↗ filing |
| NWE | Northwestern Energy Group, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| OGS | One Gas, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| PE | Parsley Energy Class A | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| PAG | Penske Automotive Group, Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| PFS | Provident Financial Services Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| RBC | Rbc Bearings Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| RBA | Rb Global Inc. | SELL | 2016-02-01 | 2016-03-01 | 29 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Clear Channel Ww Hldgs 06.500% 111522 | BUY | 2016-01-29 | 2016-02-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Genon Energy Nts B/E 09.875% 101520 | SELL | 2016-01-29 | 2016-02-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clean Harbors B/E 05.250% 080120 | BUY | 2016-01-28 | 2016-02-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Toys R Us Prpty Ii 8.500% 120117 | SELL | 2016-01-28 | 2016-02-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-01-27 | 2016-02-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Clear Channel Ww Hldgs 06.500% 111522 | BUY | 2016-01-27 | 2016-02-01 ×2 filings | 5 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Toys R Us Prpty Ii 8.500% 120117 | SELL | 2016-01-27 | 2016-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| UBNK | United Financial Bancorp | SELL | 2016-01-27 | 2016-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CLH | Clean Harbors Inc. | BUY | 2016-01-26 | 2016-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| FMER | Firstmerit | SELL | 2016-01-26 | 2016-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Toys R Us Prpty Ii 8.500% 120117 | SELL | 2016-01-26 | 2016-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| UBNK | United Financial Bancorp | SELL | 2016-01-26 | 2016-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Dish Dbs Nts B/E 07.875% 090119 | BUY | 2016-01-25 | 2016-02-01 ×2 filings | 7 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Hca B/E 05.000% 031524 Dtd031714 | SELL | 2016-01-25 | 2016-02-01 | 7 days | — | $15K–$50K | 56.6 | ↗ filing |
| RRC | Range Resources Corp. | SELL | 2016-01-25 | 2016-02-01 | 7 days | — | $1K–$15K | 5.5 | ↗ filing |
| FCS | Fairchild Semiconductor International | SELL | 2016-01-22 | 2016-02-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| KRNY | Kearny Financial Corp. | BUY | 2016-01-22 | 2016-02-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Slm Call@Mw+50Bp 05.500% 011519 | BUY | 2016-01-22 | 2016-02-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| CLH | Clean Harbors Inc. | BUY | 2016-01-21 | 2016-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| FCS | Fairchild Semiconductor International | SELL | 2016-01-21 | 2016-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Hca B/E 05.000% 031524 | SELL | 2016-01-21 | 2016-02-01 ×2 filings | 11 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Istar Financial Nts 05.000% 070119 | BUY | 2016-01-21 | 2016-02-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Range Resources B/E 05.750% 060121 | SELL | 2016-01-21 | 2016-02-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clean Harbors B/E 05.250% 080120 | BUY | 2016-01-20 | 2016-02-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADT | ADT Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| APC | Arko Petroleum Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $50K–$100K | 34.0 | ↗ filing |
| ADSK | Autodesk, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| BLMN | Bloomin' Brands, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| CPGX | Columbia Pipeline Group | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| CMC | Commercial Metals Co. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| CREE | Cree | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| DBD | Diebold Nixdorf, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| DISCA | Discovery Communications Series A | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| DLB | Dolby Laboratories, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| FMER | Firstmerit | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| FOR | Forestar Group Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| FTD | Ftd Companies | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| GLPI | Gaming & Leisure Properties, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| GNRC | Generac Holdings Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| GWR | Genesee & Wyoming Class A | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hca Nts B/E 06.500% 021520 | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| IUSG | Ishares Core U.S. Growth Etf | SELL | 2016-01-19 | 2016-02-01 | 13 days | — | $250K–$500K | 83.9 | ↗ filing |
| IWN | Ishares Russell 2000 Value Etf | SELL | 2016-01-19 | 2016-02-01 | 13 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | BUY | 2016-01-19 | 2016-02-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| KS | Kapstone Paper And Packaging | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| KRNY | Kearny Financial Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| KN | Knowles Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| MEG | Media General | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| MITL | Mitel Networks | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 28.8 | ↗ filing |
| NOV | Nov Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| DNOW | Dnow Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| NUE | Nucor Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $50K–$100K | 61.4 | ↗ filing |
| PNR | Pentair plc | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| RBC | Rbc Bearings Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| SBRA | Sabra Health Care Reit, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| SLM | Slm Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 8.6 | ↗ filing |
| SJI | South Jersey Industries | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 10.6 | ↗ filing |
| SYRG | Synergy Resources | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 15.7 | ↗ filing |
| TIME | Time | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| TPH | Tri Pointe Homes | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $50K–$100K | 29.3 | ↗ filing | |
| TYC | Tyco International | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| UMBF | Umb Financial Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 56.6 | ↗ filing |
| WFT | Weatherford International | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $50K–$100K | 49.5 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 18.5 | ↗ filing |
| WMGI | Wright Medical Group N.V. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $15K–$50K | 48.0 | ↗ filing |
| XHR | Xenia Hotels & Resorts, Inc. | BUY | 2016-01-19 | 2016-02-01 | 13 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Chs / Cmnty Health Sys 05.125% 081518 | BUY | 2016-01-15 | 2016-02-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| ITW | Illinois Tool Works Inc. | SELL | 2016-01-15 | 2016-02-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| ITW | Illinois Tool Works Inc. | SELL | 2016-01-15 | 2016-02-01 | 17 days | — | $100K–$250K | 53.8 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2016-01-15 | 2016-02-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Sowstn Energy Nts B/E | BUY | 2016-01-15 | 2016-02-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Post Hldgs Nts 07.375% 021522 | SELL | 2016-01-14 | 2016-02-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sowstn Energy Nts B/E 04.050% 012320 | SELL | 2016-01-14 | 2016-02-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2016-01-14 | 2016-01-20 | 6 days | — | $1K–$15K | 2.6 | ↗ filing | |
| APC | Arko Petroleum Corp. | BUY | 2016-01-13 | 2016-02-01 | 19 days | — | $1K–$15K | 15.7 | ↗ filing |
| BALL | Ball Corp. | BUY | 2016-01-13 | 2016-02-01 | 19 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Ball Nts B/E 05.000% 031522 | SELL | 2016-01-13 | 2016-02-01 ×2 filings | 19 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| TWTR | BUY | 2016-01-13 | 2016-02-01 | 19 days | — | $1K–$15K | 2.6 | ↗ filing | |
| BALL | Ball Corp. | SELL | 2016-01-12 | 2016-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clean Harbors B/E 05.250% 080120 | BUY | 2016-01-12 | 2016-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| URI | United Rentals, Inc. | BUY | 2016-01-11 | 2016-02-01 | 21 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-01-08 | 2016-02-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | D R Horton 04.000% 021520 | BUY | 2016-01-08 | 2016-02-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Brands Nts B/E 06.625% 040121 | SELL | 2016-01-08 | 2016-02-01 | 24 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Community Health Systems 06.875% 020122 | SELL | 2016-01-06 | 2016-02-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2016-01-06 | 2016-02-01 | 26 days | — | $15K–$50K | 30.7 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2016-01-06 | 2016-02-01 | 26 days | — | $1K–$15K | 15.7 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2016-01-06 | 2016-02-01 | 26 days | — | $50K–$100K | 49.5 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2016-01-06 | 2016-02-01 | 26 days | — | $50K–$100K | 49.5 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2016-01-06 | 2016-02-01 | 26 days | — | $15K–$50K | 30.7 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2016-01-06 | 2016-02-01 | 26 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | SELL | 2016-01-05 | 2016-02-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 04.000% 110117 | BUY | 2016-01-05 | 2016-02-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2015-12-30 | 2016-01-01 | 2 days | — | $1K–$15K | 10.6 | ↗ filing |
| ACN | Accenture plc | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| CL | Colgate Palmolive Co. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 19.6 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| ITW | Illinois Tool Works Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| INTC | Intel Corp. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 12.3 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 6.8 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Istar Financial Nts 04.000% 110117 | BUY | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMC | Marsh & Mclennan Companies | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 22.3 | ↗ filing |
| MCD | Mcdonalds Corp. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| MDT | Medtronic plc | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 12.3 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 5.5 | ↗ filing |
| NVS | Novartis AG | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 2.6 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 26.5 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 8.6 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| VFC | V F Corp. | SELL | 2015-12-29 | 2016-01-01 | 3 days | — | $1K–$15K | 6.8 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-12-28 | 2016-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-12-28 | 2016-01-01 | 4 days | — | $1K–$15K | 2.6 | ↗ filing |
| ACN | Accenture plc | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $100K–$250K | 66.1 | ↗ filing |
| IVZ | Invesco Ltd. | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $100K–$250K | 53.8 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $100K–$250K | 60.0 | ↗ filing |
| JCI | Johnson Controls International plc | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $1K–$15K | 19.6 | ↗ filing |
| JWN | Nordstrom | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $1K–$15K | 15.7 | ↗ filing |
| JWN | Nordstrom | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $50K–$100K | 49.5 | ↗ filing |
| NVS | Novartis AG | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $15K–$50K | 18.9 | ↗ filing |
| OXY | Occidental Petroleum Corp. | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $100K–$250K | 50.1 | ↗ filing |
| OXY | Occidental Petroleum Corp. | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $1K–$15K | 5.5 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $100K–$250K | 53.8 | ↗ filing |
| SCHD | Schwab Us Dividend Equity Etf | BUY | 2015-12-22 | 2016-01-01 | 10 days | — | $15K–$50K | 90.9 | ↗ filing |
| VFC | V F Corp. | SELL | 2015-12-22 | 2016-01-01 | 10 days | — | $15K–$50K | 25.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2015-12-22 | 2016-01-01 | 10 days | — | $500K–$1M | 66.3 | ↗ filing |
| CPGX | Columbia Pipeline Group | BUY | 2015-12-21 | 2016-01-01 | 11 days | — | $50K–$100K | 61.4 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-12-21 | 2016-01-01 | 11 days | — | $1K–$15K | 12.3 | ↗ filing |
| — | Slm Call@Mw+50Bp 05.500% 011519 | BUY | 2015-12-21 | 2016-01-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | United Rentals Na 07.375% | BUY | 2015-12-18 | 2016-01-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 04.000% 110117 | BUY | 2015-12-17 | 2016-01-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| WMB | Williams Companies, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 96.1 | ↗ filing |
| WMGI | Wright Medical Group N.V. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| XHR | Xenia Hotels & Resorts, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| AHGP | Alliance Holdings Gp, L.P. Common Units Representing Limi… | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| APC | Arko Petroleum Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 53.5 | ↗ filing |
| BLMN | Bloomin' Brands, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMC | Commercial Metals Co. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| CREE | Cree | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| CEQP | Crestwood Equity Partners Lp | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| DBD | Diebold Nixdorf, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| DISCA | Discovery Communications Series A | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 30.7 | ↗ filing |
| DLB | Dolby Laboratories, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| EQM | Eqt Midstream Partners, Lp Common Units Representing Limi… | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 94.3 | ↗ filing |
| FLR | Fluor Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| FOR | Forestar Group Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 30.7 | ↗ filing |
| FTD | Ftd Companies | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| GLPI | Gaming & Leisure Properties, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| GNRC | Generac Holdings Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| GWR | Genesee & Wyoming Class A | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $500K–$1M | 60.0 | ↗ filing |
| IUSG | Ishares Core U.S. Growth Etf | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $500K–$1M | 98.3 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $500K–$1M | 89.0 | ↗ filing |
| IWN | Ishares Russell 2000 Value Etf | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $250K–$500K | 97.6 | ↗ filing |
| KS | Kapstone Paper And Packaging | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| KN | Knowles Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| MEG | Media General | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 30.7 | ↗ filing |
| MITL | Mitel Networks | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 30.7 | ↗ filing |
| DNOW | Dnow Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 75.9 | ↗ filing |
| NUE | Nucor Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| OKE | Oneok Inc. | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 48.0 | ↗ filing |
| PAGP | Plains Gp Holdings LP | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| RRC | Range Resources Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 6.8 | ↗ filing |
| RBC | Rbc Bearings Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| SBRA | Sabra Health Care Reit, Inc. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| SLM | Slm Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 28.8 | ↗ filing |
| SJI | South Jersey Industries | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 15.7 | ↗ filing |
| SYRG | Synergy Resources | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 48.0 | ↗ filing |
| TK | Teekay Corp. Ltd. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 51.5 | ↗ filing |
| TGP | Teekay Lng Partners L.P. | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| TIME | Time | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| TPH | Tri Pointe Homes | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| TWTR | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 29.6 | ↗ filing | |
| UMBF | Umb Financial Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $15K–$50K | 90.9 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $500K–$1M | 60.0 | ↗ filing |
| VWO | Vanguard Ftse Emerging Markets Etf | BUY | 2015-12-16 | 2016-01-01 | 16 days | — | $250K–$500K | 97.6 | ↗ filing |
| WFT | Weatherford International | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 53.5 | ↗ filing |
| WDC | Western Digital Corp. | SELL | 2015-12-16 | 2016-01-01 | 16 days | — | $50K–$100K | 29.6 | ↗ filing |
| URI | United Rentals, Inc. | BUY | 2015-12-15 | 2016-01-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Lennar Call@Mw+50Bp 04.500% | BUY | 2015-12-14 | 2016-01-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLM | Slm Corp. | BUY | 2015-12-14 | 2016-01-01 | 18 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Range Resources Nts 05.000% 031523 | SELL | 2015-12-11 | 2016-01-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-12-11 | 2016-01-01 | 21 days | — | $1K–$15K | 17.4 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-12-11 | 2016-01-01 | 21 days | — | $1K–$15K | 17.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-12-10 | 2016-01-01 | 22 days | — | $1K–$15K | 32.9 | ↗ filing |
| — | Pvh Nts B/E 04.500% 121522 | BUY | 2015-12-10 | 2016-01-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | SELL | 2015-12-09 | 2016-01-01 | 23 days | — | $250K–$500K | 65.9 | ↗ filing |
| — | Verisign B/E 04.625% 050123 | BUY | 2015-12-09 | 2016-01-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cnh Indl Capital L Nts 03.625% 041518 | BUY | 2015-12-08 | 2016-01-01 ×3 filings | 24 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| — | Genon Energy Nts B/E 09.875% 101520 | SELL | 2015-12-08 | 2016-01-01 ×2 filings | 24 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| TWTR | BUY | 2015-12-08 | 2016-01-01 | 24 days | — | $1K–$15K | 6.8 | ↗ filing | |
| TWTR | BUY | 2015-12-08 | 2016-01-01 | 24 days | — | $1K–$15K | 6.8 | ↗ filing | |
| NRG | NRG Energy, Inc. | SELL | 2015-12-07 | 2016-01-01 | 25 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Pvh Nts B/E 04.500% 121522 | BUY | 2015-12-07 | 2016-01-01 ×2 filings | 25 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Cnh Indl Capital L Nts 03.625% | BUY | 2015-12-04 | 2016-01-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nrg Energy Nts B/E 06.625% 031523 | SELL | 2015-12-04 | 2016-01-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| NRG | NRG Energy, Inc. | SELL | 2015-12-03 | 2016-01-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| TWTR | BUY | 2015-12-03 | 2016-01-01 | 29 days | — | $1K–$15K | 10.6 | ↗ filing | |
| TWTR | BUY | 2015-12-03 | 2016-01-01 | 29 days | — | $15K–$50K | 28.8 | ↗ filing | |
| WDC | Western Digital Corp. | BUY | 2015-12-03 | 2016-01-01 | 29 days | — | $1K–$15K | 19.6 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-12-03 | 2016-01-01 | 29 days | — | $15K–$50K | 47.4 | ↗ filing |
| SLB | Slb Limited | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $1K–$15K | 8.6 | ↗ filing |
| SLB | Slb Limited | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $100K–$250K | 51.3 | ↗ filing |
| TD | Toronto Dominion Bank | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| TD | Toronto Dominion Bank | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $100K–$250K | 50.9 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $1K–$15K | 19.6 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2015-12-02 | 2016-01-01 | 30 days | — | $100K–$250K | 60.0 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2015-12-02 | 2016-01-01 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| VIG | Vanguard Div Appreciation Etf Dnq | BUY | 2015-12-02 | 2016-01-01 | 30 days | — | $250K–$500K | 97.6 | ↗ filing |
| — | Verisign B/E 04.625% 050123 | BUY | 2015-12-02 | 2016-01-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | BUY | 2015-12-01 | 2016-01-01 | 31 days | — | $1K–$15K | 10.6 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | BUY | 2015-12-01 | 2016-01-01 | 31 days | — | $15K–$50K | 28.8 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | BUY | 2015-12-01 | 2016-01-01 | 31 days | — | $100K–$250K | 96.7 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | BUY | 2015-12-01 | 2016-01-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| JNK | Spdr Barclays High Yield Bond Etf | BUY | 2015-12-01 | 2016-01-01 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | SELL | 2015-12-01 | 2016-01-01 | 31 days | — | $15K–$50K | 28.8 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | SELL | 2015-12-01 | 2016-01-01 | 31 days | — | $1K–$15K | 10.6 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | SELL | 2015-12-01 | 2016-01-01 | 31 days | — | $15K–$50K | 28.8 | ↗ filing |
| AXL | American Axle & Manufacturing Holdings | BUY | 2015-11-25 | 2015-12-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Reynolds Group Issuer 05.750% 101520 | SELL | 2015-11-25 | 2015-12-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| SYRG | Synergy Resources | BUY | 2015-11-25 | 2015-12-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Dish Dbs Nts B/E 07.875% 090119 | BUY | 2015-11-24 | 2015-12-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Sba Comm Nts B/E 04.875% 071522 | BUY | 2015-11-23 | 2015-12-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| ACN | Accenture plc | BUY | 2015-11-20 | 2015-12-01 | 11 days | — | $100K–$250K | 97.8 | ↗ filing |
| ACN | Accenture plc | BUY | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 86.8 | ↗ filing |
| D | Dominion Energy, Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 4.5 | ↗ filing |
| ITW | Illinois Tool Works Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 22.3 | ↗ filing |
| INTC | Intel Corp. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 2.6 | ↗ filing |
| MDT | Medtronic plc | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 4.5 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 6.8 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $15K–$50K | 20.1 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $15K–$50K | 25.4 | ↗ filing |
| NEE | Nextera Energy Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Post Hldgs Nts 07.375% 021522 | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $15K–$50K | 56.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 15.7 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 31.8 | ↗ filing |
| VFC | V F Corp. | SELL | 2015-11-20 | 2015-12-01 | 11 days | — | $1K–$15K | 10.6 | ↗ filing |
| CPGX | Columbia Pipeline Group | SELL | 2015-11-18 | 2015-12-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Continental Resources 05.000% 091522 | BUY | 2015-11-18 | 2015-12-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Davita Nts B/E 05.750% 081522 | BUY | 2015-11-18 | 2015-12-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| PAGP | Plains Gp Holdings LP | BUY | 2015-11-18 | 2015-12-01 | 13 days | — | $50K–$100K | 94.3 | ↗ filing |
| SMLP | Summit Midstream Partners, Lp Common Units Representing L… | SELL | 2015-11-18 | 2015-12-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| TK | Teekay Corp. Ltd. | BUY | 2015-11-18 | 2015-12-01 | 13 days | — | $15K–$50K | 30.7 | ↗ filing |
| TOO | Teekay Offshore Partners L.P. Common Units Representing L… | SELL | 2015-11-18 | 2015-12-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Continental Resources 05.000% 091522 | BUY | 2015-11-17 | 2015-12-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | SELL | 2015-11-16 | 2015-12-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Sprint Capital 06.900% 050119 | SELL | 2015-11-16 | 2015-12-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | BUY | 2015-11-13 | 2015-12-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | BUY | 2015-11-12 | 2015-12-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| AEL | American Equity Investment Life Holding | BUY | 2015-11-10 | 2015-12-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| THG | Hanover Insurance Group, Inc. | SELL | 2015-11-10 | 2015-12-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| FSTR | Foster L B Co. | SELL | 2015-11-10 | 2015-12-01 | 21 days | — | $1K–$15K | 75.9 | ↗ filing |
| OKE | Oneok Inc. | BUY | 2015-11-10 | 2015-12-01 | 21 days | — | $15K–$50K | 56.6 | ↗ filing |
| PE | Parsley Energy Class A | BUY | 2015-11-10 | 2015-12-01 | 21 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Tesoro Logistics Nts B/E 06.125% 101521 | BUY | 2015-11-10 | 2015-12-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | SELL | 2015-11-09 | 2015-12-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| STZ | Constellation Brands, Inc. | BUY | 2015-11-09 | 2015-12-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Lennar Call@Mw+50Bp 04.500% 061519 | BUY | 2015-11-09 | 2015-12-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2015-11-09 | 2015-12-01 | 22 days | — | $100K–$250K | 96.7 | ↗ filing |
| MCD | Mcdonalds Corp. | BUY | 2015-11-09 | 2015-12-01 | 22 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | United Rentals Na 07.625% 041522 | BUY | 2015-11-09 | 2015-12-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Constellation Brands 06.000% 050122 | BUY | 2015-11-06 | 2015-12-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| OKE | Oneok Inc. | BUY | 2015-11-06 | 2015-12-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| STZ | Constellation Brands, Inc. | BUY | 2015-11-05 | 2015-12-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | General Motors Finl 03.250% 051518 | BUY | 2015-11-05 | 2015-12-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Lennar Call@Mw+50Bp 04.500% 061519 | BUY | 2015-11-05 | 2015-12-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-11-04 | 2015-12-01 | 27 days | — | $1K–$15K | 31.8 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-11-04 | 2015-12-01 | 27 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Williams Cos B/E 05.750% 062444 | BUY | 2015-11-04 | 2015-12-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tesoro Logistics Nts B/E 06.125% 101521 | BUY | 2015-11-03 | 2015-12-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-11-03 | 2015-12-01 | 28 days | — | $1K–$15K | 86.8 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-11-03 | 2015-12-01 | 28 days | — | $1K–$15K | 86.8 | ↗ filing |
| DEL | Deltic Timber | SELL | 2015-11-02 | 2015-12-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| GM | General Motors Co. | BUY | 2015-10-30 | 2015-11-01 | 2 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Lennar Call@Mw+50Bp 04.500% 061519 | BUY | 2015-10-29 | 2015-11-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Nrg Energy Nts B/E 06.625% 031523 | SELL | 2015-10-28 | 2015-11-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMCSK | Comcast Class A Special | SELL | 2015-10-22 | 2015-11-01 | 10 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Ferrellgas Lp B/E 06.500% 050121 | SELL | 2015-10-22 | 2015-11-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| MITL | Mitel Networks | BUY | 2015-10-22 | 2015-11-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| DEL | Deltic Timber | SELL | 2015-10-20 | 2015-11-01 | 12 days | — | $1K–$15K | 22.3 | ↗ filing |
| RXN | Rexnord | SELL | 2015-10-20 | 2015-11-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| STX | Seagate Technology Holdings plc | BUY | 2015-10-20 | 2015-11-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMC | Commercial Metals Co. | BUY | 2015-10-19 | 2015-11-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| CHMT | Chemtura | SELL | 2015-10-16 | 2015-11-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| ABM | Abm Industries Inc. | BUY | 2015-10-16 | 2015-11-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-10-15 | 2015-11-01 | 17 days | — | $1K–$15K | 17.4 | ↗ filing |
| — | Silgan Hldgs Nts B/E 05.500% | BUY | 2015-10-15 | 2015-11-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| SBGI | Sinclair, Inc. | SELL | 2015-10-15 | 2015-11-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| — | Sinclair Television 05.375% 040121 | SELL | 2015-10-14 | 2015-11-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chc Helicopter S A Nts 09.250% 101520 | SELL | 2015-10-09 | 2015-11-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| DEL | Deltic Timber | SELL | 2015-10-09 | 2015-11-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| DEL | Deltic Timber | SELL | 2015-10-08 | 2015-11-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| YUM | Yum Brands Inc. | SELL | 2015-10-08 | 2015-11-01 | 24 days | — | $100K–$250K | 58.3 | ↗ filing |
| YUM | Yum Brands Inc. | SELL | 2015-10-08 | 2015-11-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| LQD | Ishares Iboxx $ Investment Grade Corporate Bond Etf | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $100K–$250K | 96.7 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| PFF | Ishares Us Preferred Stock Etf | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $100K–$250K | 96.7 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Williams Cos B/E 05.750% 062444 | BUY | 2015-10-07 | 2015-11-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Leucadia Natl B/E 05.500% 101823 | BUY | 2015-10-06 | 2015-11-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| SLM | Slm Corp. | SELL | 2015-10-06 | 2015-11-01 | 26 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Williams Cos B/E 05.750% 062444 | BUY | 2015-10-06 | 2015-11-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Slm Med Term Nts 05.500% 012523 | SELL | 2015-10-05 | 2015-11-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNV | Synovus Financial | BUY | 2015-10-05 | 2015-11-01 | 27 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Williams Cos B/E 05.750% 062444 | BUY | 2015-10-05 | 2015-11-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Everest Acquisition 09.375% 050120Everest Acquisition 09.… | SELL | 2015-10-02 | 2015-11-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| SBH | Sally Beauty Holdings, Inc. | SELL | 2015-10-02 | 2015-11-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| SLM | Slm Corp. | BUY | 2015-10-02 | 2015-11-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| CEQP | Crestwood Equity Partners Lp | EXCHANGE | 2015-10-01 | 2015-11-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| CMLP | Crestwood Midstream Partners Lp | EXCHANGE | 2015-10-01 | 2015-11-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Linn Energy Nts B/E 07.750% 020121 | SELL | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 2.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 4.5 | ↗ filing |
| AA | Alcoa Corp. | SELL | 2015-10-01 | 2015-11-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2015-09-30 | 2015-10-01 | 1 days | — | $1K–$15K | 15.7 | ↗ filing | |
| DISCA | Discovery Communications Series A | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Goodyear Tire & Rubber 07.000% 051522 | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | SELL | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing | |
| TWTR | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing | |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 5.5 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-09-29 | 2015-10-01 | 2 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Equinix B/E 04.875% 040120 | BUY | 2015-09-28 | 2015-10-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| TWTR | BUY | 2015-09-28 | 2015-10-01 | 3 days | — | $1K–$15K | 75.9 | ↗ filing | |
| AA | Alcoa Corp. | BUY | 2015-09-25 | 2015-10-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Goodyear Tire & Rubber 07.000% 051522 | BUY | 2015-09-25 | 2015-10-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Jc Penney Nts 08.125% 100119 | SELL | 2015-09-25 | 2015-10-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| TK | Teekay Corp. Ltd. | BUY | 2015-09-25 | 2015-10-01 | 6 days | — | $1K–$15K | 22.3 | ↗ filing |
| FAF | First American Financial Corp. | SELL | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Goodyear Tire & Rubber 07.000% 051522 | BUY | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| THG | Hanover Insurance Group, Inc. | SELL | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Jc Penney Nts 08.125% 100119 | SELL | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 52.4 | ↗ filing |
| VSTO | Vista Outdoor | BUY | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 15.7 | ↗ filing |
| WMGI | Wright Medical Group N.V. | BUY | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 75.9 | ↗ filing |
| XHR | Xenia Hotels & Resorts, Inc. | BUY | 2015-09-24 | 2015-10-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-09-23 | 2015-10-01 | 8 days | — | $1K–$15K | 31.8 | ↗ filing |
| — | Intelsat Jackson Hldgs 07.500% 040121 | SELL | 2015-09-23 | 2015-10-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIIB | Biogen Inc. | BUY | 2015-09-22 | 2015-10-01 | 9 days | — | $1K–$15K | 52.4 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-09-22 | 2015-10-01 | 9 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Celanese Us Holdings 05.875% 061521 | BUY | 2015-09-22 | 2015-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2015-09-22 | 2015-10-01 | 9 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | SELL | 2015-09-21 | 2015-10-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-09-21 | 2015-10-01 | 10 days | — | $1K–$15K | 14.1 | ↗ filing |
| — | Silgan Hldgs Nts B/E 05.500% 020122 | BUY | 2015-09-21 | 2015-10-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | SELL | 2015-09-18 | 2015-10-01 ×3 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| — | Sprint Nts B/E 11.500% 111521 Dtd051512 | BUY | 2015-09-18 | 2015-10-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BCEI | Bonanza Creek Energy | SELL | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| CVC | Cablevision Systems Class A | SELL | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| CVC | Cablevision Systems Class A | SELL | 2015-09-17 | 2015-10-01 | 14 days | — | $15K–$50K | 90.9 | ↗ filing |
| CST | Cst Brands | BUY | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| FAF | First American Financial Corp. | SELL | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| SYRG | Synergy Resources | BUY | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| TCBI | Texas Capital Bancshares Inc | BUY | 2015-09-17 | 2015-10-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | SELL | 2015-09-16 | 2015-10-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| NEE | Nextera Energy Inc. | BUY | 2015-09-15 | 2015-10-01 | 16 days | — | $1K–$15K | 31.0 | ↗ filing |
| — | Linn Energy Nts B/E 07.750% 020121 | SELL | 2015-09-14 | 2015-10-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Steel Dynamics Nts 05.250% 041523 | BUY | 2015-09-14 | 2015-10-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Linn Energy Nts B/E 07.750% 020121 | SELL | 2015-09-11 | 2015-10-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| ABM | Abm Industries Inc. | BUY | 2015-09-10 | 2015-10-01 | 21 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Celanese Us Holdings 05.875% 061521 | BUY | 2015-09-10 | 2015-10-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| DIN | Dine Brands Global, Inc. | SELL | 2015-09-10 | 2015-10-01 | 21 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Chesapeake Energy 06.125% 021521 | BUY | 2015-09-09 | 2015-10-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | New Jersey Health Care F Rv Be/R/ 5 Due 070131 | BUY | 2015-09-09 | 2015-10-01 | 22 days | — | $100K–$250K | 68.1 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2015-09-08 | 2015-10-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2015-09-08 | 2015-10-01 | 23 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Linn Energy Nts B/E 07.750% 020121 | SELL | 2015-09-08 | 2015-10-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2015-09-08 | 2015-10-01 | 23 days | — | $100K–$250K | 97.8 | ↗ filing |
| MMC | Marsh & Mclennan Companies | BUY | 2015-09-08 | 2015-10-01 | 23 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Rutger St Univ Nj Sr F Rv Be/R/ 5 Due 050139 | BUY | 2015-09-08 | 2015-10-01 | 23 days | — | $100K–$250K | 68.1 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-09-03 | 2015-10-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Offshore Group Invmt 07.500% 110119 | SELL | 2015-09-02 | 2015-10-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2015-09-02 | 2015-10-01 | 29 days | — | $1K–$15K | 86.8 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-09-01 | 2015-10-01 | 30 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Rite Aid Nts B/E 06.750% 061521 | BUY | 2015-09-01 | 2015-10-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| STLD | Steel Dynamics Inc. | BUY | 2015-09-01 | 2015-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| FDML | Federal-Mogul Holdings Class A | SELL | 2015-08-26 | 2015-09-01 | 6 days | — | $1K–$15K | 15.7 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2015-08-26 | 2015-09-01 | 6 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | New Jersey Econ Dev Auth Sr Xx Rv Be/R/ 5 Due 061522 | BUY | 2015-08-26 | 2015-09-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| STLD | Steel Dynamics Inc. | BUY | 2015-08-26 | 2015-09-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Berry Plastics Nts 05.125% 071523 | BUY | 2015-08-25 | 2015-09-01 ×3 filings | 7 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| APC | Arko Petroleum Corp. | BUY | 2015-08-24 | 2015-09-01 | 8 days | — | $15K–$50K | 94.9 | ↗ filing |
| APC | Arko Petroleum Corp. | BUY | 2015-08-24 | 2015-09-01 | 8 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Berry Plastics Nts 05.125% 071523 | BUY | 2015-08-24 | 2015-09-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| FDML | Federal-Mogul Holdings Class A | SELL | 2015-08-24 | 2015-09-01 | 8 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | SELL | 2015-08-24 | 2015-09-01 ×2 filings | 8 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Wynn Las Vegas B/E 05.375% 031522 | SELL | 2015-08-21 | 2015-09-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | SELL | 2015-08-20 | 2015-09-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| BXS | Bancorpsouth | BUY | 2015-08-19 | 2015-09-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBOE | Cboe Global Markets, Inc. | SELL | 2015-08-19 | 2015-09-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| SSP | E.W. Scripps Co. | BUY | 2015-08-19 | 2015-09-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2015-08-19 | 2015-09-01 | 13 days | — | $1K–$15K | 8.6 | ↗ filing |
| SJI | South Jersey Industries | BUY | 2015-08-19 | 2015-09-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2015-08-18 | 2015-09-01 | 14 days | — | $1K–$15K | 93.1 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2015-08-18 | 2015-09-01 | 14 days | — | $100K–$250K | 98.4 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2015-08-18 | 2015-09-01 | 14 days | — | $1K–$15K | 13.4 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2015-08-18 | 2015-09-01 | 14 days | — | $100K–$250K | 54.6 | ↗ filing |
| SNDK | Sandisk Corp. | BUY | 2015-08-18 | 2015-09-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| SNDK | Sandisk Corp. | BUY | 2015-08-18 | 2015-09-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | SELL | 2015-08-17 | 2015-09-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Concho Resources B/E 05.500% 040123 | BUY | 2015-08-11 | 2015-09-01 | 21 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Concho Resources B/E 05.500% 040123 | BUY | 2015-08-10 | 2015-09-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| QCOM | Qualcomm Inc | SELL | 2015-08-10 | 2015-09-01 | 22 days | — | $1K–$15K | 12.3 | ↗ filing |
| QCOM | Qualcomm Inc | SELL | 2015-08-10 | 2015-09-01 | 22 days | — | $100K–$250K | 54.5 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2015-08-10 | 2015-09-01 | 22 days | — | $100K–$250K | 97.8 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2015-08-10 | 2015-09-01 | 22 days | — | $1K–$15K | 86.8 | ↗ filing |
| SBGI | Sinclair, Inc. | BUY | 2015-08-07 | 2015-09-01 | 25 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Concho Resources B/E 05.500% 040123 | BUY | 2015-08-06 | 2015-09-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Penske Auto Group 05.750% 100122 | BUY | 2015-08-05 | 2015-09-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Polymer Group 07.750% 020119 | SELL | 2015-08-04 | 2015-09-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| DVA | Davita Inc. | BUY | 2015-08-03 | 2015-09-01 | 29 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Port Auth N Y & N J Rev Oid@99.2291 Be/R/ 5 Due 071538 | BUY | 2015-07-30 | 2015-08-01 | 2 days | — | $100K–$250K | 68.1 | ↗ filing |
| DVA | Davita Inc. | BUY | 2015-07-24 | 2015-08-01 | 8 days | — | $1K–$15K | 15.7 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2015-07-24 | 2015-08-01 | 8 days | — | $1K–$15K | 10.6 | ↗ filing |
| — | Davita Healthcare Partne 05.125% 071524 | BUY | 2015-07-23 | 2015-08-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chc Helicopter S A Nts 09.250% 101520 | SELL | 2015-07-22 | 2015-08-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| DVA | Davita Inc. | BUY | 2015-07-22 | 2015-08-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| STX | Seagate Technology Holdings plc | BUY | 2015-07-22 | 2015-08-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEL | Te Connectivity plc | BUY | 2015-07-22 | 2015-08-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Davita Healthcare Partne 05.125% 071524 | BUY | 2015-07-21 | 2015-08-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| EPD | Enterprise Products Partners L.P. | BUY | 2015-07-20 | 2015-08-01 | 12 days | — | $15K–$50K | 94.9 | ↗ filing |
| NI | Nisource Inc. | SELL | 2015-07-20 | 2015-08-01 | 12 days | — | $15K–$50K | 56.6 | ↗ filing |
| CREE | Cree | BUY | 2015-07-17 | 2015-08-01 | 15 days | — | $1K–$15K | 75.9 | ↗ filing |
| WFT | Weatherford International | BUY | 2015-07-17 | 2015-08-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Steel Dynamics Nts 05.250% 041523 | BUY | 2015-07-16 | 2015-08-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Wells Fargo & 02.600% 072220 Dtd072215 | BUY | 2015-07-16 | 2015-08-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Bk Of Ny Mellon 02.100% 080118 | SELL | 2015-07-15 | 2015-08-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-07-15 | 2015-08-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| AFL | Aflac Inc. | SELL | 2015-07-13 | 2015-08-01 | 19 days | — | $100K–$250K | 53.8 | ↗ filing |
| AFL | Aflac Inc. | SELL | 2015-07-13 | 2015-08-01 | 19 days | — | $1K–$15K | 10.6 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2015-07-13 | 2015-08-01 | 19 days | — | $100K–$250K | 84.5 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2015-07-13 | 2015-08-01 | 19 days | — | $1K–$15K | 52.4 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-07-09 | 2015-08-01 | 23 days | — | $1K–$15K | 4.5 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-07-09 | 2015-08-01 | 23 days | — | $1K–$15K | 2.6 | ↗ filing |
| THC | Tenet Healthcare Corp. | BUY | 2015-07-07 | 2015-08-01 | 25 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 | BUY | 2015-07-06 | 2015-08-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| ES | Eversource Energy | SELL | 2015-07-06 | 2015-08-01 | 26 days | — | $1K–$15K | 22.3 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2015-07-06 | 2015-08-01 | 26 days | — | $100K–$250K | 96.7 | ↗ filing |
| JCI | Johnson Controls International plc | BUY | 2015-07-06 | 2015-08-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| THC | Tenet Healthcare Corp. | BUY | 2015-07-02 | 2015-08-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tenet Healthcare 08.125% 040122 | BUY | 2015-07-02 | 2015-08-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-07-02 | 2015-08-01 | 30 days | — | $1K–$15K | 4.5 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-07-02 | 2015-08-01 | 30 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2015-07-01 | 2015-08-01 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-07-01 | 2015-08-01 | 31 days | — | $1K–$15K | 5.5 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-07-01 | 2015-08-01 | 31 days | — | $1K–$15K | 5.5 | ↗ filing |
| BRCM | Broadcom Class A | BUY | 2015-06-30 | 2015-07-01 | 1 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2015-06-30 | 2015-07-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| ES | Eversource Energy | BUY | 2015-06-30 | 2015-07-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 | BUY | 2015-06-29 | 2015-07-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Chesapeake Energy 06.125% 021521 | SELL | 2015-06-29 | 2015-07-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMCSK | Comcast Class A Special | SELL | 2015-06-23 | 2015-07-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| FXB | Invesco Currencyshares British Pound Sterling Trust | SELL | 2015-06-23 | 2015-07-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| FXB | Invesco Currencyshares British Pound Sterling Trust | SELL | 2015-06-23 | 2015-07-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| FXC | Invesco Currencyshares Canadian Dollar Trust | SELL | 2015-06-23 | 2015-07-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| FXC | Invesco Currencyshares Canadian Dollar Trust | SELL | 2015-06-23 | 2015-07-01 | 8 days | — | $15K–$50K | 56.6 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | BUY | 2015-06-23 | 2015-07-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | BUY | 2015-06-23 | 2015-07-01 | 8 days | — | $15K–$50K | 90.9 | ↗ filing |
| HIX | Western Asset High Income Fund Ii Inc. | BUY | 2015-06-23 | 2015-07-01 | 8 days | — | $1K–$15K | 75.9 | ↗ filing |
| BYD | Boyd Gaming Corp. | BUY | 2015-06-22 | 2015-07-01 | 9 days | — | $15K–$50K | 90.9 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-06-22 | 2015-07-01 | 9 days | — | $1K–$15K | 17.4 | ↗ filing |
| — | Avis Budget Nts B/E 05.500% 040123 | BUY | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| FDML | Federal-Mogul Holdings Class A | SELL | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| MEG | Media General | BUY | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 22.3 | ↗ filing |
| RHP | Ryman Hospitality Properties, Inc. | SELL | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| SBRA | Sabra Health Care Reit, Inc. | BUY | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| XHR | Xenia Hotels & Resorts, Inc. | BUY | 2015-06-17 | 2015-07-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACT | Enact Holdings, Inc. | EXCHANGE | 2015-06-15 | 2015-07-01 | 16 days | — | $100K–$250K | 96.7 | ↗ filing |
| AGN | Allergan | EXCHANGE | 2015-06-15 | 2015-07-01 | 16 days | — | $100K–$250K | 68.1 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 26.5 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $15K–$50K | 33.1 | ↗ filing |
| ES | Eversource Energy | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $15K–$50K | 90.9 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 5.5 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 15.7 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $15K–$50K | 30.7 | ↗ filing |
| PSO | Pearson plc | SELL | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 5.5 | ↗ filing |
| PSO | Pearson plc | SELL | 2015-06-12 | 2015-07-01 | 19 days | — | $100K–$250K | 50.1 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $15K–$50K | 30.7 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 15.7 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 51.4 | ↗ filing |
| VFC | V F Corp. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 31.8 | ↗ filing |
| VFC | V F Corp. | BUY | 2015-06-12 | 2015-07-01 | 19 days | — | $1K–$15K | 31.8 | ↗ filing |
| FXB | Invesco Currencyshares British Pound Sterling Trust | BUY | 2015-06-09 | 2015-07-01 | 22 days | — | $1K–$15K | 75.9 | ↗ filing |
| FXC | Invesco Currencyshares Canadian Dollar Trust | BUY | 2015-06-09 | 2015-07-01 | 22 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-06-09 | 2015-07-01 | 22 days | — | $1K–$15K | 33.4 | ↗ filing |
| — | Lennar B/E 04.750% 053025 | BUY | 2015-06-09 | 2015-07-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hertz Nts 06.250% 101522 | BUY | 2015-06-08 | 2015-07-01 | 23 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Hertz Nts 06.250% 101522 | BUY | 2015-06-03 | 2015-07-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Bb&T Med Term Nts 02.250% 020119 | SELL | 2015-06-02 | 2015-07-01 ×31 filings | 29 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 ↗ 23 ↗ 24 ↗ 25 ↗ 26 ↗ 27 ↗ 28 ↗ 29 ↗ 30 ↗ 31 |
| CAT | Caterpillar Inc. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| CIA | Citizens, Inc. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ishares Core Msci Emerging Markets | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $250K–$500K | 83.9 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $250K–$500K | 54.7 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $250K–$500K | 54.3 | ↗ filing |
| — | Lennar B/E 04.750% 053025 | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| MRK | Merck & Co. Inc. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| BTU | Peabody Energy Corp. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| RRC | Range Resources Corp. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $500K–$1M | 60.5 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $100K–$250K | 50.9 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $100K–$250K | 50.1 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-06-02 | 2015-07-01 | 29 days | — | $250K–$500K | 54.7 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2015-06-02 | 2015-07-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $15K–$50K | 20.1 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $15K–$50K | 20.1 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $15K–$50K | 18.9 | ↗ filing |
| — | Lennar B/E 04.750% 053025 | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $15K–$50K | 20.1 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-06-01 | 2015-07-01 | 30 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Penske Auto Group 05.750% 100122 | BUY | 2015-05-28 | 2015-06-01 ×2 filings | 4 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| AMX | America Movil Sab De Cv/ | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| AXP | American Express Co. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMT | American Tower Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 63.1 | ↗ filing |
| ABC | Amerisourcebergen | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 94.9 | ↗ filing |
| NLY | Annaly Capital Management Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ANSS | Ansys | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| ADSK | Autodesk, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| ALV | Autoliv Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| CAR | Avis Budget Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| BCS | Barclays plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| BAX | Baxter International Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| BBBY | Bed Bath & Beyond | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BRGYY | Bg Group | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 34.0 | ↗ filing |
| BIO | Bio-Rad Laboratories, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BITA | Ishares Bitcoin Premium Income Etf | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BWA | Borgwarner Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| BXP | Bxp, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BURL | Burlington Stores, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BCR | C.R. Bard | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBT | Cabot Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CFFN | Capitol Federal Financial, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CRZO | Carrizo Oil & Gas | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBG | Cbre Group Class A | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBG | Cbre Group Class A | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| CNC | Centene Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| CVX | Chevron Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CB | Chubb Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CIEN | Ciena Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| COP | Conocophillips | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| CSTM | Constellium SE | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CLB | Core Laboratories Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CSX | Csx Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DHI | Horton D R Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| DRI | Darden Restaurants Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DECK | Deckers Outdoor Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DNZOY | Denso Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| DXCM | Dexcom Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DO | Diamond Offshore Drilling | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| FANG | Diamondback Energy, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| DDS | Dillard'S, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DOV | Dover Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DNKN | Dunkin' Brands Group | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| EMN | Eastman Chemical Co. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| EV | Eaton Vance | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| EBAY | Ebay Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SATS | Echostar | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ENTA | Enanta Pharmaceuticals Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ENTG | Entegris Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| EXC | Exelon Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| EXPE | Expedia Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| ESRX | Express Scripts Holding | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ESRX | Express Scripts Holding | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| FFIV | F5, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| FEYE | Fireeye | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| FRC | First Republic Bank | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| FL | Foot Locker | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| FTNT | Fortinet, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| IT | Gartner Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| GMT | Gatx | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| GEAGY | Gea Group Ag Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 30.7 | ↗ filing |
| GNTX | Gentex Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| GSK | Gsk plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| GBTZY | Global Logistic Properties Unsponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| GPN | Global Payments Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| HPY | Heartland Payment Systems | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| HMC | Honda Motor Co. Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| HZNP | Horizon Therapeutics Public Limited | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| HSBC | Hsbc Holdings plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| IACI | Iac/Interactivecorp | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ICLR | Icon plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| IMAX | Imax Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| INFN | Infinera | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| INFA | Informatica | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| PODD | Insulet Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEG | Integrys Energy Group | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| IBKR | Interactive Brokers Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ICE | Intercontinental Exchange, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| INTU | Intuit Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 5.5 | ↗ filing |
| IWO | Ishares Russell 2000 Growth Etf | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWP | Ishares Russell Midcap Growth Etf | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ISIS | Isis Pharmaceuticals | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| JAZZ | Jazz Pharmaceuticals plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 6.8 | ↗ filing |
| JOY | Joy Global | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| JBAXY | Julius Baer Group Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| KS | Kapstone Paper And Packaging | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| KEY | Keycorp | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| KEYS | Keysight Technologies, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 48.0 | ↗ filing |
| LH | Labcorp Holdings Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CLI | Mack-Cali Realty | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MANH | Manhattan Associates Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MKTX | Marketaxess Holdings Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MEG | Media General | BUY | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDSO | Medidata Solutions | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDVN | Medivation | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MD | Pediatrix Medical Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MDT | Medtronic plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 5.5 | ↗ filing |
| MELI | Mercadolibre Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| MNTA | Momenta Pharmaceuticals | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MUR | Murphy Oil Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NBR | Nabors Industries Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NTCT | Netscout Systems Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NFX | Newfield Exploration | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NTT | Nippon Telegraph And Telephone | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| NDSN | Nordson Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| NVS | Novartis AG | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 30.0 | ↗ filing |
| ODFL | Old Dominion Freight Line, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| PEP | Pepsico Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PNC | PNC Financial Services Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| POWI | Power Integrations Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PG | Procter & Gamble Co. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PGR | Progressive Corp | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PRLB | Proto Labs Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| QCOM | Qualcomm Inc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 4.5 | ↗ filing |
| RJF | Raymond James Financial Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| RCPT | Receptos | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| RGA | Reinsurance Group Of America Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| RNR | Renaissancere Holdings Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| RSG | Republic Services, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| RHI | Robert Half Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 29.6 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| SMG | Scotts Miracle-Gro Co. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SEE | Sealed Air | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| SOMLY | Secom Adr Japan | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| SIG | Signet Jewelers Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLGN | Silgan Holdings Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SKX | Skechers U.S.A. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNN | Smith & Nephew plc | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| SNA | Snap-On Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| SNE | Sony | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 34.0 | ↗ filing |
| SWN | Southwestern Energy | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SPLK | Splunk | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| SF | Stifel Financial Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 34.0 | ↗ filing |
| STI | Solidion Technology Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SYT | Syngenta Ag | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| SNPS | Synopsys Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TROW | Price T Rowe Group Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| DATA | Tableau Software Class A | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| TNDM | Tandem Diabetes Care Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TGT | Target Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| HAIN | Hain Celestial Group Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 8.6 | ↗ filing |
| TJX | Tjx Companies Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 48.0 | ↗ filing |
| TMK | Torchmark | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TSS | Total System Services | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TW | Tradeweb Markets Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| USB | US Bancorp De | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 30.7 | ↗ filing |
| UTHR | United Therapeutics Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| UHS | Universal Health Services Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| VAL | Valaris Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| VRNT | Verint Systems | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| WMT | Walmart Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| WFC | Wells Fargo & Company | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| WAB | Westinghouse Air Brake Technologies Corp. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| ATVI | Activision Blizzard | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| ADDYY | Adidas Ag | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 61.4 | ↗ filing |
| WLL | Whiting Petroleum | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADVS | Advent Software | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| WSM | Williams Sonoma Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| AEG | Aegon Ltd. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $50K–$100K | 53.5 | ↗ filing |
| A | Agilent Technologies, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| WX | Wuxi Pharmatech | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGIO | Agios Pharmaceuticals, Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| XLNX | Xilinx | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AKAM | Akamai Technologies Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| YY | Yy American Depositary Shares | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AKRX | Akorn | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALGN | Align Technology Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ATI | Ati Inc. | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMAG | Amag Pharmaceuticals | SELL | 2015-05-27 | 2015-06-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| FL | Foot Locker | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| HZNP | Horizon Therapeutics Public Limited | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| MEG | Media General | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| RCPT | Receptos | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| SPLK | Splunk | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| DATA | Tableau Software Class A | BUY | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| WLL | Whiting Petroleum | SELL | 2015-05-26 | 2015-06-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Amerigas Partner 06.500% 052021 | SELL | 2015-05-21 | 2015-06-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| BLMN | Bloomin' Brands, Inc. | BUY | 2015-05-21 | 2015-06-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Mediacom Broadband 05.500% 041521 | BUY | 2015-05-21 | 2015-06-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| MTN | Vail Resorts Inc. | SELL | 2015-05-21 | 2015-06-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| VRNT | Verint Systems | SELL | 2015-05-21 | 2015-06-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMAG | Amag Pharmaceuticals | BUY | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| FANG | Diamondback Energy, Inc. | BUY | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| DNKN | Dunkin' Brands Group | BUY | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| FTNT | Fortinet, Inc. | BUY | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| RHI | Robert Half Inc. | SELL | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| ROVI | Rovi | SELL | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| SKX | Skechers U.S.A. | BUY | 2015-05-20 | 2015-06-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Suburban Propane 07.375% 080121 | SELL | 2015-05-20 | 2015-06-01 ×2 filings | 12 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| HSBC | Hsbc Holdings plc | BUY | 2015-05-19 | 2015-06-01 | 13 days | — | $1K–$15K | 22.3 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | SELL | 2015-05-19 | 2015-05-22 | 3 days | — | $50K–$100K | 49.5 | ↗ filing |
| — | Whiting Petroleum 05.000% 031519 | BUY | 2015-05-19 | 2015-06-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Whiting Petroleum 05.000% 031519 | BUY | 2015-05-15 | 2015-06-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| LH | Labcorp Holdings Inc. | BUY | 2015-05-14 | 2015-06-01 | 18 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Level 3 Fing Nts B/E 06.125% 011521 | BUY | 2015-05-14 | 2015-06-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| SXE | Southcross Energy Partners, L.P. Common Units Representin… | SELL | 2015-05-14 | 2015-06-01 | 18 days | — | $15K–$50K | 90.9 | ↗ filing |
| TK | Teekay Corp. Ltd. | BUY | 2015-05-14 | 2015-06-01 | 18 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Cincinnati Bell Nts 08.375% 101520 | SELL | 2015-05-13 | 2015-06-01 ×5 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| — | Citizens Comm 7.125% 031519 | BUY | 2015-05-13 | 2015-06-01 ×3 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| PLL | Pall | SELL | 2015-05-13 | 2015-06-01 | 19 days | — | $100K–$250K | 96.7 | ↗ filing |
| PLL | Pall | SELL | 2015-05-13 | 2015-06-01 | 19 days | — | $1K–$15K | 75.9 | ↗ filing |
| DISCA | Discovery Communications Series A | BUY | 2015-05-12 | 2015-06-01 | 20 days | — | $15K–$50K | 90.9 | ↗ filing |
| DISCA | Discovery Communications Series A | BUY | 2015-05-12 | 2015-06-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Nielsen Fin/Nielsen 04.500% 100120 | SELL | 2015-05-12 | 2015-06-01 | 20 days | — | $15K–$50K | 56.6 | ↗ filing |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | SELL | 2015-05-12 | 2015-06-01 | 20 days | — | $15K–$50K | 30.7 | ↗ filing |
| — | Whiting Petroleum 05.000% 031519 | BUY | 2015-05-12 | 2015-06-01 ×2 filings | 20 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Nielsen Fin/Nielsen 04.500% 100120 | SELL | 2015-05-11 | 2015-06-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-05-11 | 2015-06-01 | 21 days | — | $100K–$250K | 68.1 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-05-11 | 2015-06-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2015-05-11 | 2015-06-01 | 21 days | — | $100K–$250K | 58.3 | ↗ filing |
| TRV | Travelers Companies, Inc. | SELL | 2015-05-11 | 2015-06-01 | 21 days | — | $1K–$15K | 15.7 | ↗ filing |
| VSTO | Vista Outdoor | BUY | 2015-05-11 | 2015-06-01 | 21 days | — | $1K–$15K | 22.3 | ↗ filing |
| UE | Urban Edge Properties | BUY | 2015-05-07 | 2015-06-01 | 25 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intelsat Jackson Hldgs 07.250% 040119 Dtd100111 Call@Mw+5… | BUY | 2015-05-06 | 2015-06-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-05-06 | 2015-06-01 | 26 days | — | $1K–$15K | 6.8 | ↗ filing |
| AEL | American Equity Investment Life Holding | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| CHMT | Chemtura | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| FLO | Flowers Foods Inc. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| THG | Hanover Insurance Group, Inc. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Jc Penney Nts 08.125% 100119 Dtd091514 | BUY | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| KALU | Kaiser Aluminum Corp. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Penney Jc Nts B/E 05.650% 060120 | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| RBC | Rbc Bearings Inc. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| RHP | Ryman Hospitality Properties, Inc. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| SXT | Sensient Technologies Corp. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| MTN | Vail Resorts Inc. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| VRNT | Verint Systems | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| AOS | Smith A O Corp. | SELL | 2015-05-04 | 2015-06-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| ETP | Energy Transfer Partners, L.P. Energy Transfer Parnters | EXCHANGE | 2015-05-01 | 2015-06-01 | 31 days | — | $250K–$500K | 97.6 | ↗ filing |
| — | Regency Energy Partners Lp Common Units Representing Limi… | EXCHANGE | 2015-05-01 | 2015-06-01 | 31 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Penney Jc Nts B/E 05.650% 060120 | SELL | 2015-04-30 | 2015-05-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| IGT | International Game Technology | SELL | 2015-04-29 | 2015-05-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Toys R Us Prpty Ii 08.500% 120117 | BUY | 2015-04-27 | 2015-05-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | At&T Nts B/E 01.400% 120117 | SELL | 2015-04-24 | 2015-05-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| T | At&T Inc. | BUY | 2015-04-24 | 2015-05-01 | 7 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Toys R Us Prpty Ii 08.500% 120117 | BUY | 2015-04-24 | 2015-05-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Toys R Us Prpty Ii 08.500% 120117 | BUY | 2015-04-23 | 2015-05-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| NVS | Novartis AG | BUY | 2015-04-20 | 2015-05-01 | 11 days | — | $1K–$15K | 6.8 | ↗ filing |
| AEXAY | Atos Origin Sa Unsponsored Adr | BUY | 2015-04-17 | 2015-05-01 | 14 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Bk Of Amer Nts B/E 02.400% 042120 | BUY | 2015-04-17 | 2015-05-01 ×2 filings | 14 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| EXC | Exelon Corp. | BUY | 2015-04-17 | 2015-05-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| KEYS | Keysight Technologies, Inc. | BUY | 2015-04-17 | 2015-05-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2015-04-17 | 2015-05-01 | 14 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Toys R Us Prpty Ii 08.500% 120117 | BUY | 2015-04-17 | 2015-05-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| BRGYY | Bg Group | SELL | 2015-04-16 | 2015-05-01 | 15 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Bk Of Amer 02.000% 011118 | SELL | 2015-04-16 | 2015-05-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| COP | Conocophillips | SELL | 2015-04-16 | 2015-05-01 | 15 days | — | $1K–$15K | 93.1 | ↗ filing |
| — | Port Auth Ny & Nj Sr189 Be/R/ 5 Due 050126 | BUY | 2015-04-16 | 2015-05-01 | 15 days | — | $100K–$250K | 68.1 | ↗ filing |
| SNDK | Sandisk Corp. | BUY | 2015-04-16 | 2015-05-01 | 15 days | — | $15K–$50K | 56.6 | ↗ filing |
| SNDK | Sandisk Corp. | BUY | 2015-04-16 | 2015-05-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| SOMLY | Secom Adr Japan | SELL | 2015-04-16 | 2015-05-01 | 15 days | — | $1K–$15K | 22.3 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-04-15 | 2015-05-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| SNE | Sony | SELL | 2015-04-15 | 2015-05-01 | 16 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | BUY | 2015-04-14 | 2015-05-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2015-04-09 | 2015-05-01 | 22 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | BUY | 2015-04-09 | 2015-05-01 | 22 days | — | $1K–$15K | 40.4 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | SELL | 2015-04-08 | 2015-05-01 | 23 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Sprint Capital 06.900% 050119 | BUY | 2015-04-08 | 2015-05-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| VIVHY | Vivendi Sa Unsponsored Adr | BUY | 2015-04-08 | 2015-05-01 | 23 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Wynn Las Vegas B/E 05.375% 031522 | BUY | 2015-04-08 | 2015-05-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| IGT | International Game Technology | EXCHANGE | 2015-04-07 | 2015-05-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| JMG | Journal Media Group | SELL | 2015-04-07 | 2015-05-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAX | Baxter International Inc. | BUY | 2015-04-02 | 2015-05-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| CNP | Centerpoint Energy Inc. | SELL | 2015-04-02 | 2015-05-01 | 29 days | — | $50K–$100K | 94.3 | ↗ filing |
| NI | Nisource Inc. | BUY | 2015-04-02 | 2015-05-01 | 29 days | — | $50K–$100K | 94.3 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | SELL | 2015-04-01 | 2015-03-16 | — | — | $1K–$15K | 10.6 | ↗ filing |
| — | Peabody Energy B/E 06.500% 091520 | SELL | 2015-04-01 | 2015-05-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Connecticut St Sp Tax Ob Sr A Rv Be/R/ 5 Due 100133 | BUY | 2015-03-31 | 2015-04-01 | 1 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Peabody Energy B/E 06.500% 091520 | SELL | 2015-03-31 | 2015-04-01 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2015-03-31 | 2015-04-01 | 1 days | — | $15K–$50K | 56.6 | ↗ filing |
| FDML | Federal-Mogul Holdings Class A | SELL | 2015-03-30 | 2015-04-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| TMICY | Trend Micro American Depositary Shares | SELL | 2015-03-30 | 2015-04-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| AES | AES Corp. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALLY | Ally Financial Inc. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | SELL | 2015-03-27 | 2015-04-01 ×20 filings | 5 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 |
| DVA | Davita Inc. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| LEA | Lear Corp. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| RRC | Range Resources Corp. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SBGI | Sinclair, Inc. | SELL | 2015-03-27 | 2015-04-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | Access Midstream 04.875% 051523 | SELL | 2015-03-26 | 2015-04-01 ×28 filings | 6 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 ↗ 23 ↗ 24 ↗ 25 ↗ 26 ↗ 27 ↗ 28 |
| AN | Autonation, Inc. | BUY | 2015-03-26 | 2015-04-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| BALL | Ball Corp. | SELL | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | BUY | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| GBTZY | Global Logistic Properties Unsponsored Adr | BUY | 2015-03-26 | 2015-04-01 | 6 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | SELL | 2015-03-26 | 2015-04-01 ×2 filings | 6 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| MU | Micron Technology Inc. | SELL | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| RCL | Royal Caribbean Cruises Ltd. | BUY | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| THC | Tenet Healthcare Corp. | SELL | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| TMUS | T-Mobile US Inc. | SELL | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2015-03-26 | 2015-04-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Lamar Media Nts B/E 05.000% 050123 | BUY | 2015-03-25 | 2015-04-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| SNN | Smith & Nephew plc | BUY | 2015-03-25 | 2015-04-01 | 7 days | — | $15K–$50K | 90.9 | ↗ filing |
| VSTO | Vista Outdoor | BUY | 2015-03-25 | 2015-04-01 | 7 days | — | $1K–$15K | 40.4 | ↗ filing |
| GBTZY | Global Logistic Properties Unsponsored Adr | BUY | 2015-03-24 | 2015-04-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| PNM | Pnm Resources | SELL | 2015-03-24 | 2015-04-01 | 8 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Rockwood Specialities 04.625% 101520 | SELL | 2015-03-24 | 2015-04-01 | 8 days | — | $1K–$15K | 40.4 | ↗ filing |
| UE | Urban Edge Properties | BUY | 2015-03-24 | 2015-04-01 | 8 days | — | $1K–$15K | 75.9 | ↗ filing |
| VSTO | Vista Outdoor | BUY | 2015-03-24 | 2015-04-01 | 8 days | — | $1K–$15K | 75.9 | ↗ filing |
| GBTZY | Global Logistic Properties Unsponsored Adr | BUY | 2015-03-23 | 2015-04-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| BURL | Burlington Stores, Inc. | BUY | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| ENTA | Enanta Pharmaceuticals Inc. | BUY | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| FEIC | Fei | SELL | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| FTNT | Fortinet, Inc. | BUY | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| IT | Gartner Inc. | SELL | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| INFN | Infinera | BUY | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| NSR | Neustar Neustar Class A | SELL | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| VMI | Valmont Industries Inc. | SELL | 2015-03-20 | 2015-04-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| CIA | Citizens, Inc. | BUY | 2015-03-19 | 2015-04-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | BUY | 2015-03-19 | 2015-04-01 ×2 filings | 13 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| BTU | Peabody Energy Corp. | BUY | 2015-03-19 | 2015-04-01 | 13 days | — | $1K–$15K | 75.9 | ↗ filing |
| TGP | Teekay Lng Partners L.P. | BUY | 2015-03-19 | 2015-04-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| XL | Xl Group | SELL | 2015-03-19 | 2015-04-01 | 13 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGIO | Agios Pharmaceuticals, Inc. | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALB | Albemarle Corp. | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| CAR | Avis Budget Group, Inc. | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 40.4 | ↗ filing |
| FEYE | Fireeye | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| HDS | Hd Supply Holdings | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| INFA | Informatica | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 10.6 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 10.6 | ↗ filing |
| MWE | Markwest Energy Partners, Lp Common Units Representing Li… | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $15K–$50K | 90.9 | ↗ filing |
| SIG | Signet Jewelers Ltd. | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| TGP | Teekay Lng Partners L.P. | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $15K–$50K | 90.9 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $15K–$50K | 30.7 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $15K–$50K | 30.7 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 15.7 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $15K–$50K | 30.7 | ↗ filing |
| WSM | Williams Sonoma Inc. | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| WX | Wuxi Pharmatech | BUY | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| XL | Xl Group | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| YELP | Yelp Inc. | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| ZU | Zulily Class A | SELL | 2015-03-18 | 2015-04-01 | 14 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Clear Channel Comm 09.000% 121519 | BUY | 2015-03-17 | 2015-04-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Intelsat Jackson Hldgs 07.500% 040121 | BUY | 2015-03-17 | 2015-04-01 ×2 filings | 15 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Peabody Energy B/E 06.500% 091520 | SELL | 2015-03-17 | 2015-04-01 | 15 days | — | $1K–$15K | 40.4 | ↗ filing |
| AFL | Aflac Inc. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 15.7 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 19.6 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 8.6 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 8.6 | ↗ filing |
| LEA | Lear Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| MDT | Medtronic plc | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 17.4 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| JWN | Nordstrom | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| JWN | Nordstrom | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| NVS | Novartis AG | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $15K–$50K | 28.8 | ↗ filing |
| NVS | Novartis AG | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $15K–$50K | 48.0 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 8.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | SELL | 2015-03-16 | 2015-04-01 | 16 days | — | $100K–$250K | 60.3 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | SELL | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 22.3 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2015-03-16 | 2015-04-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| HMHC | Houghton Mifflin Harcourt | BUY | 2015-03-13 | 2015-04-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| TCBI | Texas Capital Bancshares Inc | BUY | 2015-03-13 | 2015-04-01 | 19 days | — | $1K–$15K | 75.9 | ↗ filing |
| TIME | Time | BUY | 2015-03-13 | 2015-03-18 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2015-03-12 | 2015-04-01 | 20 days | — | $15K–$50K | 30.7 | ↗ filing |
| PETM | Petsmart | EXCHANGE | 2015-03-12 | 2015-04-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sinclair Television 05.375% 040121 | BUY | 2015-03-12 | 2015-04-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| LEA | Lear Corp. | BUY | 2015-03-11 | 2015-04-01 | 21 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Lear Nts B/E 05.250% 011525 | BUY | 2015-03-09 | 2015-04-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| XRAY | Dentsply Sirona Inc. | BUY | 2015-03-06 | 2015-04-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| SBGI | Sinclair, Inc. | BUY | 2015-03-06 | 2015-04-01 | 26 days | — | $1K–$15K | 22.3 | ↗ filing |
| ET | Energy Transfer LP | BUY | 2015-03-05 | 2015-04-01 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cinemark Nts B/E 05.125% 121522 | BUY | 2015-03-04 | 2015-04-01 ×3 filings | 28 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| CCI | Crown Castle Inc. | BUY | 2015-03-04 | 2015-04-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | D R Horton Nts B/E 04.000% 021520 | BUY | 2015-03-04 | 2015-04-01 | 28 days | — | $15K–$50K | 56.6 | ↗ filing |
| HLX | Helix Energy Solutions Group | SELL | 2015-03-04 | 2015-04-01 | 28 days | — | $1K–$15K | 75.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $100K–$250K | 60.3 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $100K–$250K | 60.3 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $100K–$250K | 58.3 | ↗ filing |
| — | Brands Nts B/E 06.625% 040121 | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $100K–$250K | 60.3 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $50K–$100K | 53.5 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $50K–$100K | 53.5 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-03-03 | 2015-04-01 | 29 days | — | $100K–$250K | 60.3 | ↗ filing |
| — | Genl Motors Finl 04.250% 051523 | BUY | 2015-02-27 | 2015-03-01 ×4 filings | 2 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| — | Hertz Nts B/E 05.875% 101520 | SELL | 2015-02-27 | 2015-03-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2015-02-27 | 2015-03-01 | 2 days | — | $100K–$250K | 60.3 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2015-02-27 | 2015-03-01 | 2 days | — | $15K–$50K | 48.0 | ↗ filing |
| LEA | Lear Corp. | BUY | 2015-02-27 | 2015-03-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Catamaran Nts B/E 04.750% 031521 | BUY | 2015-02-26 | 2015-03-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| CAT | Caterpillar Inc. | SELL | 2015-02-26 | 2015-03-01 | 3 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Caterpillar Financial Se 02.000% 030520 | BUY | 2015-02-26 | 2015-03-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Hertz Nts B/E 05.875% 101520 | SELL | 2015-02-26 | 2015-03-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Istar Financial Nts 05.000% 070119 | BUY | 2015-02-25 | 2015-03-01 ×2 filings | 4 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| NRG | NRG Energy, Inc. | BUY | 2015-02-25 | 2015-03-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| TMICY | Trend Micro American Depositary Shares | BUY | 2015-02-24 | 2015-03-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| HTHIY | Hitachi Ltd. | SELL | 2015-02-24 | 2015-03-01 | 5 days | — | $50K–$100K | 49.5 | ↗ filing |
| — | Intl Lease Fin Nts 08.250% 121520 | BUY | 2015-02-24 | 2015-03-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| AEL | American Equity Investment Life Holding | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Energy Transfer Partners 07.500% 101520 | BUY | 2015-02-23 | 2015-03-01 ×2 filings | 6 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| FAF | First American Financial Corp. | SELL | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| GLPI | Gaming & Leisure Properties, Inc. | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | H J Heinz Nts B/E 04.250% 101520 | SELL | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| HMHC | Houghton Mifflin Harcourt | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $50K–$100K | 53.5 | ↗ filing |
| MU | Micron Technology Inc. | BUY | 2015-02-23 | 2015-03-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | H J Heinz Nts B/E 04.250% 101520 | SELL | 2015-02-20 | 2015-03-01 ×2 filings | 9 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Lear Nts B/E 05.250% 011525 | BUY | 2015-02-20 | 2015-03-01 ×2 filings | 9 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| TK | Teekay Corp. Ltd. | BUY | 2015-02-19 | 2015-03-01 | 10 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Aes Nts B/E 08.000% 060120 | BUY | 2015-02-19 | 2015-03-01 ×3 filings | 10 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| — | H J Heinz Nts B/E 04.250% 101520 | SELL | 2015-02-19 | 2015-03-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | J Heinz Nts B/E 04.250% 101520 | SELL | 2015-02-19 | 2015-03-01 | 10 days | — | $15K–$50K | 56.6 | ↗ filing |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd. | SELL | 2015-02-19 | 2015-03-01 | 10 days | — | $15K–$50K | 48.0 | ↗ filing |
| TMUS | T-Mobile US Inc. | BUY | 2015-02-18 | 2015-03-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Calpine Nts B/E 05.750% 011525 Dtd072214 | BUY | 2015-02-18 | 2015-03-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Cit Group B/E 05.000% 081522 | BUY | 2015-02-18 | 2015-03-01 | 11 days | — | $15K–$50K | 56.6 | ↗ filing |
| DVA | Davita Inc. | BUY | 2015-02-18 | 2015-03-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | SELL | 2015-02-18 | 2015-03-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| GEAGY | Gea Group Ag Sponsored Adr | SELL | 2015-02-17 | 2015-03-01 | 12 days | — | $1K–$15K | 22.3 | ↗ filing |
| AR | Antero Resources Corp. | BUY | 2015-02-13 | 2015-03-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Community Health Systems 07.125% 071520 | BUY | 2015-02-13 | 2015-03-01 ×4 filings | 16 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| JNJ | Johnson & Johnson | BUY | 2015-02-13 | 2015-03-01 | 16 days | — | $1K–$15K | 10.6 | ↗ filing |
| MDT | Medtronic plc | SELL | 2015-02-13 | 2015-03-01 | 16 days | — | $1K–$15K | 8.6 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| TRV | Travelers Companies, Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| VFC | V F Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| VFC | V F Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| YUM | Yum Brands Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| AFL | Aflac Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| AXP | American Express Co. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | Cbre Services B/E 05.000% 031523 | BUY | 2015-02-12 | 2015-03-01 ×4 filings | 17 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| CL | Colgate Palmolive Co. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Continental Resources 07.125% 040121 | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| EQIX | Equinix Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $15K–$50K | 90.9 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $15K–$50K | 63.1 | ↗ filing |
| HTHIY | Hitachi Ltd. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $15K–$50K | 30.7 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 22.3 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| MDT | Medtronic plc | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 26.5 | ↗ filing |
| MDT | Medtronic plc | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 26.5 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 33.6 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 33.6 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $15K–$50K | 90.9 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| NU | Nu Holdings Ltd. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 75.9 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $15K–$50K | 20.1 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | BUY | 2015-02-12 | 2015-03-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADDYY | Adidas Ag | BUY | 2015-02-11 | 2015-03-01 | 18 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Cablevision Systems 07.750% 041518 | SELL | 2015-02-11 | 2015-03-01 ×2 filings | 18 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Equinix B/E 05.750% 010125 | BUY | 2015-02-11 | 2015-03-01 | 18 days | — | $15K–$50K | 56.6 | ↗ filing |
| FCX | Freeport-Mcmoran Inc. | BUY | 2015-02-11 | 2015-03-01 | 18 days | — | $15K–$50K | 94.9 | ↗ filing |
| — | Sears Hldgs Nts B/E 06.625% 101518 | BUY | 2015-02-11 | 2015-03-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Ally Financial B/E 05.125% 093024 | BUY | 2015-02-10 | 2015-03-01 ×4 filings | 19 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| — | Level 3 Comm Nts B/E 05.750% 120122 | BUY | 2015-02-10 | 2015-03-01 ×2 filings | 19 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| MITL | Mitel Networks | BUY | 2015-02-10 | 2015-03-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Tenet Healthcare 04.750% 060120 | BUY | 2015-02-09 | 2015-03-01 ×3 filings | 20 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| XLS | Exelis New | SELL | 2015-02-09 | 2015-03-01 | 20 days | — | $15K–$50K | 90.9 | ↗ filing |
| MITL | Mitel Networks | BUY | 2015-02-09 | 2015-03-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2015-02-09 | 2015-03-01 | 20 days | — | $100K–$250K | 50.9 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2015-02-09 | 2015-03-01 | 20 days | — | $1K–$15K | 6.8 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | BUY | 2015-02-09 | 2015-03-01 | 20 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Cco Hldgs/Cap 05.750% 011524 | BUY | 2015-02-06 | 2015-03-01 ×3 filings | 23 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 |
| CNC | Centene Corp. | BUY | 2015-02-06 | 2015-03-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| MELI | Mercadolibre Inc. | BUY | 2015-02-06 | 2015-03-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| MRK | Merck & Co. Inc. | BUY | 2015-02-06 | 2015-03-01 | 23 days | — | $1K–$15K | 86.8 | ↗ filing |
| SBGI | Sinclair, Inc. | BUY | 2015-02-06 | 2015-03-01 | 23 days | — | $1K–$15K | 40.4 | ↗ filing |
| SLM | Slm Corp. | BUY | 2015-02-06 | 2015-03-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Crown Americas B/E 06.250% 020121 | BUY | 2015-02-05 | 2015-03-01 ×5 filings | 24 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| MELI | Mercadolibre Inc. | BUY | 2015-02-05 | 2015-03-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Merck & Nts B/E 01.300% 051818 | SELL | 2015-02-05 | 2015-03-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| NWBI | Northwest Bancshares, Inc. | SELL | 2015-02-05 | 2015-03-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| RRC | Range Resources Corp. | BUY | 2015-02-05 | 2015-03-01 | 24 days | — | $1K–$15K | 75.9 | ↗ filing |
| SJI | South Jersey Industries | BUY | 2015-02-05 | 2015-03-01 | 24 days | — | $1K–$15K | 40.4 | ↗ filing |
| BIIB | Biogen Inc. | SELL | 2015-02-04 | 2015-03-01 | 25 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Dish Dbs Nts B/E 05.875% 071522 | BUY | 2015-02-04 | 2015-03-01 ×4 filings | 25 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| IMAX | Imax Corp. | BUY | 2015-02-04 | 2015-03-01 | 25 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sears Hldgs Nts B/E 06.625% 101518 | BUY | 2015-02-04 | 2015-03-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| SNE | Sony | SELL | 2015-02-04 | 2015-03-01 | 25 days | — | $1K–$15K | 22.3 | ↗ filing |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | BUY | 2015-02-04 | 2015-03-01 | 25 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | United Rentals North Am 05.750% 111524 | BUY | 2015-02-03 | 2015-03-01 ×2 filings | 26 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| NRG | NRG Energy, Inc. | BUY | 2015-02-03 | 2015-03-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Cco Hldgs/Cap 06.500% 043021 | BUY | 2015-02-02 | 2015-03-01 ×5 filings | 27 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| — | H J Heinz Nts B/E 04.250% 101520 | BUY | 2015-02-02 | 2015-03-01 ×3 filings | 27 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| MDSO | Medidata Solutions | BUY | 2015-02-02 | 2015-03-01 | 27 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Everest Acquisition 09.375% 050120 | BUY | 2015-02-01 | 2015-02-02 | 1 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Royal Caribbean Cruises 05.250% 111522 | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| VEA | Vanguard Ftse Developed Markets Etf | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| VOT | Vanguard Mid-Cap Growth Etf Dnq | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| VOE | Vanguard Mid-Cap Value Etf Dnq | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| VB | Vanguard Small-Cap Etf Dnq | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Zayo Group/Zayo Cptl 08.125% 010120 | SELL | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 40.4 | ↗ filing |
| IEMG | Ishares Core Msci Emerging Markets Etf | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| IWF | Ishares Russell 1000 Growth Etf | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| IWD | Ishares Russell 1000 Value Etf | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 75.9 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-01-30 | 2015-02-01 | 2 days | — | $1K–$15K | 8.6 | ↗ filing |
| SBGI | Sinclair, Inc. | BUY | 2015-01-29 | 2015-02-01 | 3 days | — | $1K–$15K | 75.9 | ↗ filing |
| DTV | Directv | SELL | 2015-01-29 | 2015-02-01 | 3 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Level 3 Fing Nts B/E 08.125% 070119 | SELL | 2015-01-29 | 2015-02-01 | 3 days | — | $15K–$50K | 56.6 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 8.6 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 75.9 | ↗ filing |
| ROK | Rockwell Automation, Inc. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $100K–$250K | 96.7 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $15K–$50K | 90.9 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $15K–$50K | 48.0 | ↗ filing |
| UPS | United Parcel Service Inc. | SELL | 2015-01-28 | 2015-02-01 | 4 days | — | $100K–$250K | 68.1 | ↗ filing |
| UPS | United Parcel Service Inc. | SELL | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| DTV | Directv | SELL | 2015-01-28 | 2015-02-01 | 4 days | — | $50K–$100K | 94.3 | ↗ filing |
| EMR | Emerson Electric Co. | SELL | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| EMR | Emerson Electric Co. | SELL | 2015-01-28 | 2015-02-01 | 4 days | — | $100K–$250K | 60.3 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 31.8 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 59.5 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 59.5 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-01-28 | 2015-02-01 | 4 days | — | $1K–$15K | 15.7 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 15.7 | ↗ filing |
| ACE | Ace Limited | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AEG | Aegon Ltd. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 30.7 | ↗ filing |
| AKZOY | Akzo Nobel N.V. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| ALXN | Alexion Pharmaceuticals | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| AGN | Allergan | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SBMRY | Sabmiller American Depositary Shares | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| CRM | Salesforce, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SNY | Sanofi | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Amer West A Ambac B/E 08.057% 070220 | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| SNPHY | Santen Pharmaceutical Unsponsored American Depository Shares | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMX | America Movil Sab De Cv/ | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SAP | Sap SE | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | American Tower B/E 04.700% 031522 | SELL | 2015-01-27 | 2015-02-01 ×22 filings | 5 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 ↗ 14 ↗ 15 ↗ 16 ↗ 17 ↗ 18 ↗ 19 ↗ 20 ↗ 21 ↗ 22 |
| SLB | Slb Limited | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| AMT | American Tower Corp. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SBGSY | Schneider Electric Se Unsponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| AON | Aon plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| SOMLY | Secom Adr Japan | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NOW | Servicenow, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ARKAY | Arkema Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ARMH | Arm Holdings American Depositary Shares Each Representing 3 | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ASML | Asml Holding N.V. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 94.9 | ↗ filing |
| SGSOY | Sgs Sa Adr Unsponsored | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| T | At&T Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | At&T Nts B/E 04.450% 051521 | SELL | 2015-01-27 | 2015-02-01 ×13 filings | 5 days | — | $100K–$250K | 68.1 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 ↗ 9 ↗ 10 ↗ 11 ↗ 12 ↗ 13 |
| SMCAY | Smc Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ATHN | Athenahealth | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BKR | Baker Hughes Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SDXAY | Sodexo Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SONVY | Sonova Holding Ag Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SNE | Sony | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BNS | Bank Of Nova Scotia | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BCS | Barclays plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| BCS | Barclays plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ABX | Abacus Global Management, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SPLK | Splunk | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BDX | Becton Dickinson & Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SBUX | Starbucks Corp. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| BRGYY | Bg Group | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| SU | Suncor Energy Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| SYT | Syngenta Ag | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| BMRN | Biomarin Pharmaceutical Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BNPQY | Bnp Paribas Sa Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 52.4 | ↗ filing |
| PCLN | Priceline.Com | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| BMBLY | Brambles Unsponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| BZLFY | Bunzl New Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| TIF | Tiffany & | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Caterpillar Financial Se 01.300% 030118 | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CAT | Caterpillar Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $100K–$250K | 96.7 | ↗ filing |
| CELG | Celgene | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CVE | Cenovus Energy Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| TM | Toyota Motor Corp/ | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| SCHW | Schwab Charles Corp. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CHKP | Check Point Software Technologies Ltd. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| UBS | UBS Group AG | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| UA | Under Armour, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| CMG | Chipotle Mexican Grill Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CIOXY | Cielo Sa Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| C | Citigroup Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $50K–$100K | 94.3 | ↗ filing |
| UN | Unilever Nv | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| UBSH | Union Bankshares | BUY | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| UOVEY | United Overseas Bank Sponsored Adr Singapore | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CFRUY | Compagnie Financiere Richemont Ag Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMPGY | Compass Group Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| CTTAY | Contl Ag Ord American Depositary Shares | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Contl Airlines 2010-A 04.750% 011221 | SELL | 2015-01-27 | 2015-02-01 ×3 filings | 5 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 ↗ 3 |
| CJREF | Corus Entertainmt | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| COST | Costco Wholesale Corp. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| COV | Covidien | EXCHANGE | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| COV | Covidien | EXCHANGE | 2015-01-27 | 2015-02-01 | 5 days | — | $50K–$100K | 96.1 | ↗ filing |
| TBBK | Bancorp, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| DNZOY | Denso Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 10.6 | ↗ filing |
| V | Visa Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 93.1 | ↗ filing |
| DPSGY | Deutsche Post Ag Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| VOD | Vodafone Group Public Ltd. Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| DNHBY | Dnb Asa Sponsored Adr Representing 10 | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| ENB | Enbridge Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| EOG | EOG Resources Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $100K–$250K | 96.7 | ↗ filing |
| ERIC | Ericsson Lm Telephone Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| FANUY | Fanuc Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| FAST | Fastenal Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| F | Ford Motor Co. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| GEAGY | Gea Group Ag Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| GVDNY | Givaudan Sa Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| GOOG | Alphabet Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 86.8 | ↗ filing |
| GBOOY | Grupo Financiero Banorte, S.A.B. De C.V Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| HENOY | Henkel Ag & Kgaa Pfd Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| HTHIY | Hitachi Ltd. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| HSBC | Hsbc Holdings plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| ILMN | Illumina, Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| IFNNY | Infineon Technologies AG | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| INTC | Intel Corp. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $100K–$250K | 68.1 | ↗ filing |
| JMHLY | Jardine Matheson Holdings Unsponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| JBAXY | Julius Baer Group Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2015-01-27 | 2015-03-01 | 33 days | — | $15K–$50K | 56.6 | ↗ filing |
| JBAXY | Julius Baer Group Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| PHG | Koninklijke Philips N.V. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| LNEGY | Linde Ag Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| LNKD | Linkedin Class A | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| LRLCY | Loreal Adr France | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MJN | Mead Johnson Nutrition | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| MDT | Medtronic plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $100K–$250K | 96.7 | ↗ filing |
| MDT | Medtronic plc | EXCHANGE | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 93.1 | ↗ filing |
| MDT | Medtronic plc | EXCHANGE | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 96.4 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| MS | Morgan Stanley | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NLSN | Nielsen N.V. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| NTT | Nippon Telegraph And Telephone | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NRBAY | Nordea Bank Ab Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| NVS | Novartis AG | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| NVS | Novartis AG | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 48.0 | ↗ filing |
| OII | Oceaneering International Inc. | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PTNR | Partner Communications American Depositary Shares, Each R… | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PDRDY | Pernod Ricard Sa Unsponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 75.9 | ↗ filing |
| PUK | Prudential plc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| PUBGY | Publicis Groupe S.A. New Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| QCOM | Qualcomm Inc | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 31.8 | ↗ filing |
| RUK | Reed Elsevier Nv New Ads | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $15K–$50K | 90.9 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | SELL | 2015-01-27 | 2015-02-01 | 5 days | — | $1K–$15K | 22.3 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $50K–$100K | 61.4 | ↗ filing |
| AEG | Aegon Ltd. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| RDSMY | Royal Dsm Nv Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| KKPNY | Royal Kpn N.V. Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| SOMLY | Secom Adr Japan | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| SVNDY | Seven & I Holdings Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $50K–$100K | 94.3 | ↗ filing |
| SCGLY | Societe Generale France Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| SNE | Sony | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| BAYRY | Bayer Ag Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $50K–$100K | 94.3 | ↗ filing |
| BRGYY | Bg Group | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| SYT | Syngenta Ag | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| TSM | Taiwan Semiconductor Manufacturing Co. Ltd. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| TRYIY | Toray Industries Adr Japan | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| DNZOY | Denso Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| WPPGY | Wpp American Depositary Shares Each Representing Five | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| GEAGY | Gea Group Ag Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| HTHIY | Hitachi Ltd. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| HSBC | Hsbc Holdings plc | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| IFNNY | Infineon Technologies AG | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| HYG | Ishares Iboxx $ High Yield Corporate Bond Etf | SELL | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 75.9 | ↗ filing |
| EFA | Ishares Msci Eafe Etf | SELL | 2015-01-26 | 2015-02-01 | 6 days | — | $500K–$1M | 98.3 | ↗ filing |
| DVY | Ishares Select Dividend Etf | SELL | 2015-01-26 | 2015-02-01 | 6 days | — | $250K–$500K | 97.6 | ↗ filing |
| JBAXY | Julius Baer Group Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| PHG | Koninklijke Philips N.V. | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| MITEY | Mitsubishi Estate Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| NTT | Nippon Telegraph And Telephone | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| NVS | Novartis AG | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $1K–$15K | 40.4 | ↗ filing |
| PSO | Pearson plc | SELL | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 48.0 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $100K–$250K | 68.1 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | BUY | 2015-01-26 | 2015-02-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| MS | Morgan Stanley | BUY | 2015-01-23 | 2015-02-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| NEM | Newmont Corp. | SELL | 2015-01-23 | 2015-02-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALLY | Ally Financial Inc. | BUY | 2015-01-22 | 2015-02-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2015-01-22 | 2015-02-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2015-01-22 | 2015-02-01 | 10 days | — | $1K–$15K | 22.3 | ↗ filing |
| ATU | Actuant | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALXN | Alexion Pharmaceuticals | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 86.8 | ↗ filing |
| SJI | South Jersey Industries | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Sowstn Energy Nts B/E 04.050% 012320 | BUY | 2015-01-21 | 2015-01-26 ×2 filings | 5 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| UA | Under Armour, Inc. | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 86.8 | ↗ filing |
| UNRDY | Unibail-Rodamco Se Unsponsored Adr | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| UBSH | Union Bankshares | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| DBOEY | Deutsche Boerse Adr | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| VVC | Vectren | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| ESE | Esco Technologies Inc. | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| HCMLY | Holcim Sponsored Adr | SELL | 2015-01-21 | 2015-02-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Brands Nts B/E 06.625% 040121 | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Nassau Cnty Be/R/ 5 Due 100127 Dtd 012915 | BUY | 2015-01-21 | 2015-02-01 | 11 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Ally Financial Nts 08.000% 031520 | BUY | 2015-01-20 | 2015-02-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Amer Tower B/E 04.500% 011518 | SELL | 2015-01-20 | 2015-02-01 | 12 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Amer Tower B/E 04.500% 011518 | SELL | 2015-01-20 | 2015-02-01 | 12 days | — | $1K–$15K | 40.4 | ↗ filing |
| PCLN | Priceline.Com | BUY | 2015-01-20 | 2015-02-01 | 12 days | — | $1K–$15K | 93.1 | ↗ filing |
| — | California St Pub Wks Br Sr I Rv Be/R/ 5.5 110130 Dtd 112013 | BUY | 2015-01-20 | 2015-02-01 | 12 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Chesapeake Midstream Pt/ 06.125% 071522 | BUY | 2015-01-20 | 2015-02-01 ×2 filings | 12 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| ET | Energy Transfer LP | BUY | 2015-01-20 | 2015-02-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| HCMLY | Holcim Sponsored Adr | SELL | 2015-01-20 | 2015-02-01 | 12 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Aes Nts B/E 08.000% 060120 | BUY | 2015-01-16 | 2015-02-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2015-01-16 | 2015-02-01 | 16 days | — | $100K–$250K | 89.5 | ↗ filing |
| — | Jpmorgan Chase & Nts 02.250% 012320 | BUY | 2015-01-16 | 2015-02-01 | 16 days | — | $1K–$15K | 40.4 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | BUY | 2015-01-16 | 2015-02-01 | 16 days | — | $1K–$15K | 59.5 | ↗ filing |
| — | Alaska St Sr A Be/R/ 5 Due 080128 Dtd 041409 | BUY | 2015-01-15 | 2015-02-01 | 17 days | — | $250K–$500K | 83.9 | ↗ filing |
| — | Sprint Capital 06.875% 111528 | BUY | 2015-01-15 | 2015-02-01 ×2 filings | 17 days | — | $1K–$15K | 40.4 | ↗ 1 ↗ 2 |
| — | Triumph Group Nts 04.875% 040121 | SELL | 2015-01-15 | 2015-02-01 | 17 days | — | $15K–$50K | 56.6 | ↗ filing |
| CMCSK | Comcast Class A Special | BUY | 2015-01-15 | 2015-02-01 | 17 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Jpmorgan Chase & B/E 01.800% 012518 | SELL | 2015-01-15 | 2015-02-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| JPM | Jpmorgan Chase & Co. | SELL | 2015-01-15 | 2015-02-01 | 17 days | — | $1K–$15K | 86.8 | ↗ filing |
| — | L-3 Comms Nts B/E 04.950% 021521 | SELL | 2015-01-15 | 2015-02-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| LLL | L-3 Communications Holdings | SELL | 2015-01-15 | 2015-02-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| RCL | Royal Caribbean Cruises Ltd. | BUY | 2015-01-14 | 2015-02-01 | 18 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Alliant Techsystems 06.875% 091520 | SELL | 2015-01-14 | 2015-02-01 ×2 filings | 18 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| SNDK | Sandisk Corp. | BUY | 2015-01-14 | 2015-02-01 | 18 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Iron Mtn B/E 05.750% 081524 | BUY | 2015-01-14 | 2015-02-01 | 18 days | — | $1K–$15K | 40.4 | ↗ filing |
| SAFRY | Safran Sa Adr | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMI | Cummins Inc. | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $15K–$50K | 90.9 | ↗ filing |
| DHI | Horton D R Inc. | BUY | 2015-01-13 | 2015-02-01 | 19 days | — | $1K–$15K | 75.9 | ↗ filing |
| DDAIF | Daimler Ag | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $15K–$50K | 56.6 | ↗ filing |
| VLKPY | Volkswagen A G Ord American Depositary Shares | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $15K–$50K | 90.9 | ↗ filing |
| WFT | Weatherford International | BUY | 2015-01-13 | 2015-02-01 | 19 days | — | $50K–$100K | 94.3 | ↗ filing |
| GD | General Dynamics Corp. | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $1K–$15K | 93.1 | ↗ filing |
| — | Polymer Group 07.750% 020119 | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $1K–$15K | 40.4 | ↗ filing |
| PCP | Precision Castparts | SELL | 2015-01-13 | 2015-02-01 | 19 days | — | $1K–$15K | 93.1 | ↗ filing |
| RHHBY | Roche Holdings Sponsored Adr | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| AFL | Aflac Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| EADSY | Airbus Se | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| ALLY | Ally Financial Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| BEAV | B/E Aerospace | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| BRGYY | Bg Group | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| BITA | Ishares Bitcoin Premium Income Etf | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| BA | Boeing Co. | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| TD | Toronto Dominion Bank | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| UPS | United Parcel Service Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 93.1 | ↗ filing |
| URI | United Rentals, Inc. | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| UTX | United Technologies | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 59.5 | ↗ filing |
| DDAIF | Daimler Ag | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 52.4 | ↗ filing |
| YUM | Yum Brands Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Zayo Group/Zayo Cptl 08.125% 010120 | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| EMR | Emerson Electric Co. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| ITW | Illinois Tool Works Inc. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| IWO | Ishares Russell 2000 Growth Etf | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| IWP | Ishares Russell Midcap Growth Etf | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| LLL | L-3 Communications Holdings | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $50K–$100K | 94.3 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 52.4 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| POAHY | Porsche Automobile Holding Se Unsponsored Adr | SELL | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| REPYY | Repsol S.A. Sponsored Adr | BUY | 2015-01-12 | 2015-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| AFL | Aflac Inc. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| BA | Boeing Co. | SELL | 2015-01-09 | 2015-02-01 | 23 days | — | $100K–$250K | 96.7 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| UTX | United Technologies | SELL | 2015-01-09 | 2015-02-01 | 23 days | — | $100K–$250K | 98.4 | ↗ filing |
| DO | Diamond Offshore Drilling | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| D | Dominion Energy, Inc. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 86.8 | ↗ filing |
| YUM | Yum Brands Inc. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| EMR | Emerson Electric Co. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| ITW | Illinois Tool Works Inc. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| INTC | Intel Corp. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 86.8 | ↗ filing |
| IVZ | Invesco Ltd. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 86.8 | ↗ filing |
| JWN | Nordstrom | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 90.9 | ↗ filing |
| NVS | Novartis AG | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| OXY | Occidental Petroleum Corp. | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $15K–$50K | 94.9 | ↗ filing |
| PSO | Pearson plc | BUY | 2015-01-09 | 2015-02-01 | 23 days | — | $1K–$15K | 75.9 | ↗ filing |
| SYT | Syngenta Ag | BUY | 2015-01-06 | 2015-02-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEVA | Teva Pharmaceutical Industries Ltd. | BUY | 2015-01-06 | 2015-02-01 | 26 days | — | $1K–$15K | 86.8 | ↗ filing |
| CNC | Centene Corp. | BUY | 2015-01-06 | 2015-02-01 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | General Elec Cap 02.200% 010920 | BUY | 2015-01-06 | 2015-02-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Intel Med Term Nts 01.350% 121517 | SELL | 2015-01-06 | 2015-02-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| KLXI | Klx | SELL | 2015-01-06 | 2015-02-01 | 26 days | — | $1K–$15K | 75.9 | ↗ filing |
| AR | Antero Resources Corp. | BUY | 2015-01-05 | 2015-02-01 | 27 days | — | $1K–$15K | 75.9 | ↗ filing |
| SWN | Southwestern Energy | BUY | 2015-01-02 | 2015-02-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
A trade can appear in more than one filing (e.g. a periodic transaction report and a later annual disclosure). Those are shown once here — marked ×N filings, with a link to each — so the table reflects distinct trades, while the 3645 total above counts every disclosed line.
FAQ Common questions
How many stock trades has Thomas MacArthur disclosed?
3645 disclosed stock transactions — 1844 buys and 1746 sells — all from official House financial disclosures.
Is this insider trading?
No. QuantCapitol surfaces the timing and context of publicly disclosed trades for transparency. A trade near related legislation is a coincidence we flag — never an accusation of wrongdoing.
Where does this data come from?
Official US House Clerk and Senate electronic financial disclosures. Every trade links back to its original filing so you can verify it yourself.