46AVG SCORE
Thomas Rooney
Thomas Rooney has disclosed 698 stock transactions — 492 buys, 206 sells, each ranked by how much scrutiny it deserves and linked to its original House filing. A transparency record.
698
Total trades
492
Buy
206
Sell
27
Avg. disclosure delay (days)
Track record Congressional Trading Performance
Two figures per horizon, both hypothetical and not investment advice: Member's own — what the trade returned if you'd bought when Rooney did (not public yet, so not replicable); and If you'd followed — buying only after the disclosure went public, which is what a follower could actually do. The gap between them is the cost of the disclosure lag.
1 month
no price data
0 of 406 priced
3 months
no price data
0 of 406 priced
6 months
no price data
0 of 406 priced
1 year
no price data
0 of 406 priced
3 years
no price data
0 of 406 priced
We don't have price history covering Rooney's trades — they may predate our price data or be on tickers we don't track — so hypothetical returns can't be computed here. The disclosures themselves are all listed below.
Where they trade Favorite Sectors
Distribution of this politician's trades across sectors (of trades with a known sector — bonds and funds are excluded).
Traded the same stocks, same time Co-Investors in Congress
Other members who traded the same tickers within 30 days of Rooney's trades in them. A high overlap can reflect shared information, shared advisors, or simply popular stocks — it is not evidence of coordination.
| Politician | Overlapping trades | Shared tickers |
|---|---|---|
| Thomas MacArthur | 102 | ABC, ACN, AGN, AOS, BLK, CB, CE, CL +15 |
| Bill Flores | 34 | AAPL, ACN, ADP, CL, GIS, JNJ, MA, MMM +5 |
| Michael Conaway | 27 | AAPL, ACN, DG, GD, HD, JNJ, MMM, MSFT +7 |
| Lois Frankel | 27 | ACN, ADI, CB, IBM, ITW, MDT, MMM, SJM +6 |
| Carlos Curbelo | 22 | AAPL, ACN, ADBE, BLK, CVS, DIS, FB, GOOGL +4 |
| Alan Lowenthal | 21 | AAPL, ADBE, AGN, BLK, EBAY, GD, MA, MSFT +2 |
| Lamar Smith | 18 | ADBE, AMZN, COV, EWBC, GILD, GOOG, GOOGL, MSFT +2 |
| Debbie Dingell | 16 | ABT, ARCC, DIS, FB, GOOG, MSFT, NKE, QCOM +2 |
| David McKinley | 15 | BDX, CLX, DIS, EXPD, HD, MMM, NKE, TJX |
| Josh Gottheimer | 14 | AAPL, ADBE, GILD, SLB, UNH |
| Pete Sessions | 14 | AMZN, MA, MSFT, PEP, SLB |
| John Yarmuth | 12 | AAPL, ACN, AGN, GOOGL, NKE, TJX |
Corporate insiders · SEC Form 4 Overlap with Insiders
On the trades where corporate insiders were also active, how often did Thomas Rooney move the same way as the company's own officers and directors (within 60 days)? Co-occurrence only — context from public Form 4 filings, never proof of coordination, and tested honestly for whether it means anything.
0%
of checkable trades converged
avg 20% across all members
avg 20% across all members
0
converged (of 444 checkable)
0
diverged
Thomas Rooney's convergence rate of 0% is lower than the 20% average across all members. "Checkable" = trades on tickers where insiders were also trading, so convergence could even be measured.
Descriptive only — insider convergence is context from public SEC Form 4 filings, never proof of coordination or wrongdoing, and not investment advice.
655 trades Recent Transactions
Marker key: ⚑ potential conflict (a committee Rooney sits on oversees that sector) · ◆ corporate-insider overlap from SEC Form 4 (convergence/divergence — context, not a signal) · % of NW trade size vs estimated net worth, 🔥 marking high/extreme conviction · OCR recovered from a scanned filing (verify against source) · ×N filings the same trade disclosed more than once (shown once). None is an allegation of wrongdoing.
| Ticker | Company | Type | Date | Filed | Lag | Price move in that window | Amount | Score | Source |
|---|---|---|---|---|---|---|---|---|---|
| — | Fort Worth Tex Indpt Sch Dist Ultd Tax Ref And Sch Bldg B… | BUY | 2019-01-02 | 2019-02-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2018-12-21 | 2019-01-01 | 11 days | — | $100K–$250K | 49.1 | ↗ filing |
| — | Dallas Cnty Iowa Go Cap Ln Nts 2018A 3% 6/1/26 | SELL | 2018-12-10 | 2019-01-01 ×2 filings | 22 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| FTAI | Ftai Aviation Ltd. | BUY | 2018-12-10 | 2019-01-01 | 22 days | — | $100K–$250K | 49.1 | ↗ filing |
| WY | Weyerhaeuser Co. | SELL | 2018-12-10 | 2019-01-01 | 22 days | — | $50K–$100K | 29.3 | ↗ filing |
| AZO | Autozone Inc. | SELL | 2018-12-06 | 2019-01-01 | 26 days | — | $15K–$50K | 18.9 | ↗ filing |
| — | Grosse Pointe Mich Unltd Tax Go Bds 2018 5% 10/1/24 | BUY | 2018-12-06 | 2019-01-01 | 26 days | — | $50K–$100K | 61.4 | ↗ filing |
| BV | Brightview Holdings, Inc. | SELL | 2018-12-02 | 2019-01-01 | 30 days | — | $15K–$50K | 48.0 | ↗ filing |
| BV | Brightview Holdings, Inc. | SELL | 2018-11-21 | 2018-12-01 | 10 days | — | $15K–$50K | 56.6 | ↗ filing |
| DORM | Dorman Products, Inc. | SELL | 2018-11-13 | 2018-12-01 | 18 days | — | $1K–$15K | 4.5 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2018-11-05 | 2018-12-01 | 26 days | — | $50K–$100K | 32.7 | ↗ filing |
| — | Hawaii St Go Bds Dt 5% 11/1/18 | SELL | 2018-11-01 | 2018-12-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | SELL | 2018-10-10 | 2018-11-01 | 22 days | — | $1K–$15K | 6.8 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2018-10-02 | 2018-11-01 | 30 days | — | $15K–$50K | 18.5 | ↗ filing |
| MMM | 3M Co. | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 12.3 | ↗ filing |
| ADBE | Adobe Inc. | SELL | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 19.6 | ↗ filing |
| BABA | Alibaba Group Holding Ltd. | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 26.5 | ↗ filing |
| AN | Autonation, Inc. | SELL | 2018-09-20 | 2018-10-01 | 11 days | — | $15K–$50K | 18.9 | ↗ filing |
| BV | Brightview Holdings, Inc. | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $50K–$100K | 94.3 | ↗ filing |
| IPGP | Ipg Photonics Corp. | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 75.9 | ↗ filing |
| RCL | Royal Caribbean Cruises Ltd. | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 40.4 | ↗ filing |
| WRK | Westrock | BUY | 2018-09-20 | 2018-10-01 | 11 days | — | $1K–$15K | 5.5 | ↗ filing |
| — | Provo City Utah Wastewater Rev Rev Bds 2015A 5% 2/1/23 | BUY | 2018-08-28 | 2018-09-01 | 4 days | — | $15K–$50K | 56.6 | ↗ filing |
| CBRE | CBRE Group, Inc. | SELL | 2018-08-27 | 2018-09-01 | 5 days | — | $1K–$15K | 40.4 | ↗ filing |
| NKE | Nike, Inc. | SELL | 2018-08-27 | 2018-09-01 | 5 days | — | $1K–$15K | 2.6 | ↗ filing |
| — | Och-Ziff Capital Management Group Class A Shares | SELL | 2018-08-23 | 2018-09-01 | 9 days | — | $15K–$50K | 56.6 | ↗ filing |
| OZM | Och-Ziff Capital Management Group Class A Shares Represen… | SELL | 2018-08-22 | 2018-09-01 | 10 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2018-07-18 | 2018-08-01 | 14 days | — | $1K–$15K | 32.9 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2018-07-18 | 2018-08-01 | 14 days | — | $1K–$15K | 14.1 | ↗ filing |
| RCL | Royal Caribbean Cruises Ltd. | BUY | 2018-07-18 | 2018-08-01 | 14 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Butler Cnty Ohio Swr Sys Rev Rfdg 2% 12/1/20 | SELL | 2018-06-01 | 2018-07-01 ×7 filings | 30 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 |
| — | Oakland Cnty Mich Bldg Auth Bldg Auth Bds 2015 3% 11/1/23 | SELL | 2018-06-01 | 2018-07-01 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Ankeny Iowa Wtr Rev Bds 2018 5% 6/1/25 | BUY | 2018-05-30 | 2018-06-01 | 2 days | — | $15K–$50K | 56.6 | ↗ filing |
| MMM | 3M Co. | BUY | 2018-05-29 | 2018-06-01 | 3 days | — | $1K–$15K | 12.3 | ↗ filing |
| AMAT | Applied Materials Inc. | BUY | 2018-05-29 | 2018-06-01 | 3 days | — | $1K–$15K | 15.7 | ↗ filing |
| THO | Thor Industries Inc. | BUY | 2018-05-29 | 2018-06-01 | 3 days | — | $1K–$15K | 31.8 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | SELL | 2018-05-24 | 2018-06-01 | 8 days | — | $15K–$50K | 18.5 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2018-05-11 | 2018-06-01 | 21 days | — | $100K–$250K | 49.1 | ↗ filing |
| HHC | Howard Hughes | SELL | 2018-05-03 | 2018-06-01 | 29 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Walled Lake Mich Cons Sch Dist Sch Bldg And Site Bds 2014… | BUY | 2018-05-03 | 2018-06-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Texas A&M Univ Perm Univ Fd Perm Univ Fund Bds 2009 5% 7/… | BUY | 2018-05-01 | 2018-05-07 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | King Cnty Wash Pub Hosp Dist No 002 Ref Bds Evergreen Hea… | SELL | 2018-04-09 | 2018-05-01 ×2 filings | 22 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Michigan St Environmental Prog- Ser A 5% 12/1/25 | BUY | 2018-04-05 | 2018-05-01 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2018-04-02 | 2018-05-01 | 29 days | — | $1K–$15K | 14.1 | ↗ filing |
| — | Barry Cnty Mich Rfdg-Med Care Fac 3% 4/1/18 | SELL | 2018-04-02 | 2018-05-01 ×2 filings | 29 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| CBRE | CBRE Group, Inc. | SELL | 2018-04-02 | 2018-05-01 | 29 days | — | $1K–$15K | 75.9 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | SELL | 2018-04-02 | 2018-05-01 | 29 days | — | $1K–$15K | 5.5 | ↗ filing |
| AMAT | Applied Materials Inc. | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 22.3 | ↗ filing |
| THO | Thor Industries Inc. | BUY | 2018-03-28 | 2018-04-01 | 4 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Washtenaw Mich Cmnty Colledge Tax Go Ref Bds 2015 4% 4/1/22 | BUY | 2018-03-07 | 2018-04-01 | 25 days | — | $15K–$50K | 56.6 | ↗ filing |
| AGN | Allergan | SELL | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 2.6 | ↗ filing |
| TJX | Tjx Companies Inc. | SELL | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 5.5 | ↗ filing |
| WY | Weyerhaeuser Co. | SELL | 2018-02-28 | 2018-03-01 | 1 days | — | $1K–$15K | 4.5 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2018-02-27 | 2018-03-01 | 2 days | — | $1K–$15K | 17.4 | ↗ filing |
| THO | Thor Industries Inc. | BUY | 2018-02-27 | 2018-03-01 | 2 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Sugar Land Tex Go Ref Bds Dtd 11/1/14 5% 2/15/18 | SELL | 2018-02-15 | 2018-03-01 | 14 days | — | $15K–$50K | 56.6 | ↗ filing |
| DPZ | Dominos Pizza Inc. | BUY | 2018-01-26 | 2018-02-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| — | Oakland Cnty Mich Evergreen Farmington Sew Disp Sys North… | BUY | 2018-01-26 | 2018-02-01 | 6 days | — | $15K–$50K | 56.6 | ↗ filing |
| OZM | Och-Ziff Capital Management Group Class A Shares Represen… | BUY | 2018-01-17 | 2018-02-01 | 15 days | — | $50K–$100K | 94.3 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2018-01-16 | 2018-02-01 | 16 days | — | $100K–$250K | 49.1 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| ACN | Accenture plc | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 18.1 | ↗ filing |
| ADBE | Adobe Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 15.7 | ↗ filing |
| BABA | Alibaba Group Holding Ltd. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 31.8 | ↗ filing |
| AGN | Allergan | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $50K–$100K | 29.6 | ↗ filing |
| AMT | American Tower Corp. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 75.9 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 59.8 | ↗ filing |
| AMAT | Applied Materials Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 40.4 | ↗ filing |
| AN | Autonation, Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 5.5 | ↗ filing |
| AZO | Autozone Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 5.5 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $250K–$500K | 54.3 | ↗ filing |
| BLK | Blackrock, Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 12.3 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 4.5 | ↗ filing |
| CE | Celanese Corp. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| CLB | Core Laboratories Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 4.5 | ↗ filing |
| DORM | Dorman Products, Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 5.5 | ↗ filing |
| EWBC | East West Bancorp Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 8.6 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 28.4 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 8.6 | ↗ filing |
| MA | Mastercard Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 28.4 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 4.5 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 2.6 | ↗ filing |
| SLB | Slb Limited | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $15K–$50K | 50.3 | ↗ filing |
| SYF | Synchrony Financial | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 6.8 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 13.4 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 6.8 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 14.1 | ↗ filing |
| WRK | Westrock | SELL | 2018-01-12 | 2018-02-01 | 20 days | — | $1K–$15K | 6.8 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2018-01-12 | 2018-02-12 | 31 days | — | $1K–$15K | 5.5 | ↗ filing |
| AMAT | Applied Materials Inc. | BUY | 2018-01-08 | 2018-02-01 | 24 days | — | $15K–$50K | 90.9 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | SELL | 2018-01-08 | 2018-02-01 | 24 days | — | $1K–$15K | 4.5 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2017-12-20 | 2018-01-02 | 13 days | — | $15K–$50K | 19.1 | ↗ filing |
| NKE | Nike, Inc. | SELL | 2017-12-20 | 2018-01-02 | 13 days | — | $15K–$50K | 19.1 | ↗ filing |
| BKCC | Blackrock Capital Investment | SELL | 2017-12-11 | 2018-01-02 | 22 days | — | $250K–$500K | 54.3 | ↗ filing |
| AGN | Allergan | SELL | 2017-12-08 | 2018-01-02 | 25 days | — | $15K–$50K | 49.7 | ↗ filing |
| BKCC | Blackrock Capital Investment | SELL | 2017-12-08 | 2018-01-02 | 25 days | — | $50K–$100K | 29.3 | ↗ filing |
| CLB | Core Laboratories Inc. | SELL | 2017-12-08 | 2018-01-02 | 25 days | — | $15K–$50K | 20.1 | ↗ filing |
| SLB | Slb Limited | SELL | 2017-12-08 | 2018-01-02 | 25 days | — | $15K–$50K | 64.9 | ↗ filing |
| — | Plymouth Charter Twp Mich Bds 2017 4% 7/1/26 | BUY | 2017-12-07 | 2018-01-02 | 26 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Northside Tex Indpt Sch Dist Unlimited Tax Ref Bds 2017 5… | BUY | 2017-12-06 | 2018-01-02 | 27 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Greeville Cnty S C Sch Dist Installment Pur Rev Rfdg-Bldg… | SELL | 2017-12-01 | 2018-01-02 | 32 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Toledo Ohio Wtrwks Rev Rfdg Impt 4% 11/15/2017 | SELL | 2017-11-15 | 2017-12-01 | 16 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Auburn Hills Mich Cap Impt Tax Go Bds 2017 3% 6/1/2024 | BUY | 2017-11-02 | 2017-12-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Honolulu Hawaii City & Cnty Rfdg-Ser B 5% 11/01/2017 | SELL | 2017-11-01 | 2017-12-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Texas St Rfdg-Transn Commn-Mobility Fd 5% 10/1/2024 | BUY | 2017-11-01 | 2017-12-01 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| BABA | Alibaba Group Holding Ltd. | BUY | 2017-10-30 | 2017-11-01 | 2 days | — | $1K–$15K | 52.4 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | SELL | 2017-10-30 | 2017-11-01 | 2 days | — | $15K–$50K | 19.1 | ↗ filing |
| CE | Celanese Corp. | SELL | 2017-10-06 | 2017-11-01 | 26 days | — | $1K–$15K | 2.6 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2017-09-26 | 2017-10-01 | 5 days | — | $50K–$100K | 29.3 | ↗ filing |
| BABA | Alibaba Group Holding Ltd. | BUY | 2017-09-25 | 2017-10-01 | 6 days | — | $15K–$50K | 90.9 | ↗ filing |
| ADI | Analog Devices Inc. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| BDX | Becton Dickinson & Co. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| CLX | Clorox Co. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| EV | Eaton Vance | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| ES | Eversource Energy | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| FRT | Federal Realty Investment Trust | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| FV | First Trust Dorsey Wright Focus 5 Etf | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $15K–$50K | 90.9 | ↗ filing |
| GD | General Dynamics Corp. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| HRS | Harris | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| SJM | J M Smucker Co. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 26.5 | ↗ filing |
| PAYX | Paychex Inc. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 15.7 | ↗ filing |
| PSX | Phillips 66 | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| PII | Polaris Inc. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 10.6 | ↗ filing |
| SCG | Scana | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 86.8 | ↗ filing |
| SYY | Sysco Corp. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 40.4 | ↗ filing |
| GWW | W.W. Grainger, Inc. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| WEC | WEC Energy Group, Inc. | SELL | 2017-09-22 | 2017-10-01 | 9 days | — | $1K–$15K | 75.9 | ↗ filing |
| LC | Lendingclub | SELL | 2017-08-14 | 2017-09-01 | 18 days | — | $15K–$50K | 20.1 | ↗ filing |
| ANSS | Ansys | SELL | 2017-08-07 | 2017-09-01 | 25 days | — | $1K–$15K | 14.1 | ↗ filing |
| — | Minnesota St Rfdg-St Var Purp-Ser D 4.000% 9/29/10 | SELL | 2017-08-01 | 2017-09-01 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| CBG | Cbre Group Class A | SELL | 2017-07-20 | 2017-08-01 | 12 days | — | $1K–$15K | 5.5 | ↗ filing |
| CE | Celanese Corp. | SELL | 2017-07-20 | 2017-08-01 | 12 days | — | $1K–$15K | 4.5 | ↗ filing |
| — | Dalworthington Gardens Tex Rfdg & Impt 3% 2/01/24 | BUY | 2017-07-20 | 2017-08-01 | 12 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | North Tex Mun Wtr Dist Tex Wtr Sys Rev Rfdg Impt 5% 9/01/25 | BUY | 2017-07-12 | 2017-08-01 | 20 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | South Carolina St Pub Svc Auth Rev Rfdg-Oblig-Ser B 4% 12… | SELL | 2017-07-11 | 2017-08-01 | 21 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Mckinney Tex Rfdg & Impt 5% 8/15/24 | BUY | 2017-07-05 | 2017-08-01 | 27 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Carmel Ind Redev Auth Cnty Opt Income Tax Lease Rent Rev… | SELL | 2017-07-03 | 2017-08-01 | 29 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Garfield Cnty Colo Sch Dist No 16 Ser A 5% 12/01/24 | BUY | 2017-06-26 | 2017-07-01 | 5 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Kellog Mich Cmnty College Tax College Bldg & Site 3% 04/0… | BUY | 2017-06-20 | 2017-07-01 | 11 days | — | $50K–$100K | 61.4 | ↗ filing |
| MMM | 3M Co. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 2.6 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 4.5 | ↗ filing |
| ACN | Accenture plc | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 47.4 | ↗ filing |
| ADBE | Adobe Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 31.8 | ↗ filing |
| AGN | Allergan | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 29.6 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 48.4 | ↗ filing |
| ANSS | Ansys | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 60.2 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 20.1 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 13.4 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 20.1 | ↗ filing |
| CE | Celanese Corp. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 19.1 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| DORM | Dorman Products, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| EWBC | East West Bancorp Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 28.8 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 29.6 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| LC | Lendingclub | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| MA | Mastercard Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 18.1 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 51.0 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 28.4 | ↗ filing |
| ROP | Roper Technologies Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| SLB | Slb Limited | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 53.4 | ↗ filing |
| SYF | Synchrony Financial | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 14.1 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 17.4 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 50.3 | ↗ filing |
| WBT | Welbilt | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| WRK | Westrock | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 25.4 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2017-06-14 | 2017-07-01 | 17 days | — | $15K–$50K | 20.1 | ↗ filing |
| — | Wells Fargo Strategic Municipal Bd Inst Class | SELL | 2017-06-13 | 2017-07-01 | 18 days | — | $15K–$50K | 56.6 | ↗ filing |
| WBT | Welbilt | BUY | 2017-06-12 | 2017-07-01 | 19 days | — | $1K–$15K | 22.3 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2017-06-07 | 2017-07-01 | 24 days | — | $15K–$50K | 18.5 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2017-06-07 | 2017-07-01 | 24 days | — | $50K–$100K | 34.0 | ↗ filing |
| AMJ | Jpmorgan Chase Capital Xvi Jp Morgan Alerian Mlp Etn | SELL | 2017-06-05 | 2017-07-01 ×2 filings | 26 days | — | $250K–$500K | 97.6 | ↗ 1 ↗ 2 |
| — | Hernando Cnty Fla Wtr & Swr Rfdg-Ser A 4% 06/01/17 | SELL | 2017-06-01 | 2017-07-01 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | SELL | 2017-05-16 | 2017-06-01 | 16 days | — | $100K–$250K | 49.1 | ↗ filing |
| MMM | 3M Co. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 13.4 | ↗ filing |
| AOS | Smith A O Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 5.5 | ↗ filing |
| ACN | Accenture plc | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 33.6 | ↗ filing |
| ADBE | Adobe Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 59.5 | ↗ filing |
| AGN | Allergan | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 25.4 | ↗ filing |
| GOOGL | Alphabet Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| AMZN | Amazon Com Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 31.0 | ↗ filing |
| ANSS | Ansys | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 18.5 | ↗ filing |
| AAPL | Apple Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 47.4 | ↗ filing |
| ARCC | Ares Capital Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 18.5 | ↗ filing |
| AN | Autonation, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| AZO | Autozone Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| BLK | Blackrock, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 5.5 | ↗ filing |
| CBG | Cbre Group Class A | SELL | 2017-05-15 | 2017-06-12 | 28 days | — | $15K–$50K | 25.4 | ↗ filing |
| CE | Celanese Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 6.8 | ↗ filing |
| — | Clarkston Mich Cmnty Schs Rfdg 5.000% 5/1/24 | SELL | 2017-05-15 | 2017-06-01 ×8 filings | 17 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 ↗ 7 ↗ 8 |
| CLB | Core Laboratories Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| CVS | CVS Health Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $50K–$100K | 61.4 | ↗ filing |
| CB | Chubb Ltd. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| DORM | Dorman Products, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| EWBC | East West Bancorp Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $50K–$100K | 29.3 | ↗ filing |
| HD | Home Depot, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 28.8 | ↗ filing |
| — | Kentwood Mich Pub Schs Sch Bldg & Site 5.000% 5/1/24 | SELL | 2017-05-15 | 2017-06-01 ×2 filings | 17 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| LW | Lamb Weston Holdings, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| LC | Lendingclub | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| MA | Mastercard Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 19.6 | ↗ filing |
| MSFT | Microsoft Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 25.7 | ↗ filing |
| NKE | Nike, Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| ROP | Roper Technologies Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| SLB | Slb Limited | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 15.7 | ↗ filing |
| SRCL | Stericycle | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $50K–$100K | 61.4 | ↗ filing |
| SYF | Synchrony Financial | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 19.6 | ↗ filing |
| TXN | Texas Instruments Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 17.4 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 33.1 | ↗ filing |
| TJX | Tjx Companies Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 31.0 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 25.4 | ↗ filing |
| WBT | Welbilt | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 40.4 | ↗ filing |
| WRK | Westrock | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 10.6 | ↗ filing |
| WY | Weyerhaeuser Co. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $1K–$15K | 8.6 | ↗ filing |
| WHR | Whirlpool Corp. | SELL | 2017-05-15 | 2017-06-01 | 17 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Virginia St Res Auth Infrastructure Rev St Moral-Va Poole… | BUY | 2017-05-11 | 2017-06-01 | 21 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Aspen Colo Ctfs Partn 5.000% 12/1/25 | BUY | 2017-05-10 | 2017-06-01 | 22 days | — | $15K–$50K | 56.6 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2017-05-08 | 2017-06-01 | 24 days | — | $50K–$100K | 29.6 | ↗ filing |
| SYF | Synchrony Financial | BUY | 2017-05-08 | 2017-06-01 | 24 days | — | $1K–$15K | 15.7 | ↗ filing |
| LCI | Lannett | SELL | 2017-05-01 | 2017-06-01 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| WBT | Welbilt | BUY | 2017-05-01 | 2017-06-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| BKCC | Blackrock Capital Investment | SELL | 2017-04-20 | 2017-05-01 | 11 days | — | $50K–$100K | 29.6 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2017-04-20 | 2017-05-01 | 11 days | — | $100K–$250K | 49.6 | ↗ filing |
| AMCX | AMC Global Media Inc. | SELL | 2017-04-11 | 2017-05-01 | 20 days | — | $15K–$50K | 28.8 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | BUY | 2017-04-07 | 2017-05-01 | 24 days | — | $1K–$15K | 22.3 | ↗ filing |
| SYF | Synchrony Financial | BUY | 2017-03-28 | 2017-04-01 | 4 days | — | $15K–$50K | 48.0 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2017-03-14 | 2017-04-01 | 18 days | — | $100K–$250K | 50.1 | ↗ filing |
| GILD | Gilead Sciences, Inc. | SELL | 2017-03-06 | 2017-04-01 | 26 days | — | $15K–$50K | 49.8 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | BUY | 2017-03-06 | 2017-04-01 | 26 days | — | $1K–$15K | 40.4 | ↗ filing |
| ANSS | Ansys | SELL | 2017-02-22 | 2017-03-01 | 7 days | — | $1K–$15K | 10.6 | ↗ filing |
| LW | Lamb Weston Holdings, Inc. | BUY | 2017-02-16 | 2017-03-01 | 13 days | — | $15K–$50K | 90.9 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2017-02-16 | 2017-03-01 | 13 days | — | $15K–$50K | 47.4 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2017-02-09 | 2017-03-01 | 20 days | — | $15K–$50K | 18.9 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2017-02-09 | 2017-03-01 | 20 days | — | $15K–$50K | 20.1 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2017-02-09 | 2017-03-01 | 20 days | — | $15K–$50K | 20.1 | ↗ filing |
| ADBE | Adobe Inc. | BUY | 2017-01-24 | 2017-01-24 | 0 days | — | $15K–$50K | 94.9 | ↗ filing |
| K | Kellanova | SELL | 2017-01-01 | 2017-09-22 | 264 days | — | $1K–$15K | 40.4 | ↗ filing |
| VFC | V F Corp. | SELL | 2017-01-01 | 2017-09-22 | 264 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Butler Cnty Ohio Swr Sys Rev Rfdg 2.000% 12/01/20 | BUY | 2016-12-23 | 2016-12-31 ×4 filings | 8 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $15K–$50K | 19.1 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $15K–$50K | 19.1 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $15K–$50K | 25.4 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $1K–$15K | 28.4 | ↗ filing |
| CVS | CVS Health Corp. | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $50K–$100K | 97.5 | ↗ filing |
| — | Fort Bend Tex Indpt Sch Dist Rfdg-Ser A 3.000% | BUY | 2016-12-21 | 2017-01-21 ×2 filings | 31 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $1K–$15K | 5.5 | ↗ filing |
| HHC | Howard Hughes | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $50K–$100K | 94.3 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $1K–$15K | 58.5 | ↗ filing |
| SRCL | Stericycle | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| MSG | Madison Square Garden Class A | BUY | 2016-12-21 | 2017-01-21 | 31 days | — | $50K–$100K | 94.3 | ↗ filing |
| — | Michigan St Rfdg Environmental Prog-Ser B | BUY | 2016-12-20 | 2017-01-20 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Saint Johns Mich Pub Schs Rfdg- Ser A 4.000% | BUY | 2016-12-19 | 2017-01-19 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-12-13 | 2017-01-13 | 31 days | — | $15K–$50K | 20.1 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-12-13 | 2017-01-13 | 31 days | — | $1K–$15K | 6.8 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-12-13 | 2017-01-13 | 31 days | — | $15K–$50K | 25.4 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-12-13 | 2017-01-13 | 31 days | — | $15K–$50K | 20.1 | ↗ filing |
| ACN | Accenture plc | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 50.5 | ↗ filing |
| AGN | Allergan | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 47.4 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 49.8 | ↗ filing |
| GOOG | Alphabet Inc. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 60.1 | ↗ filing |
| GOOG | Alphabet Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 50.5 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 49.8 | ↗ filing |
| AMCX | AMC Global Media Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| ANSS | Ansys | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 25.4 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 33.6 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $50K–$100K | 34.0 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $1K–$15K | 15.7 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 30.7 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 28.8 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-12-12 | 2017-01-02 | 21 days | — | $50K–$100K | 49.5 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 30.7 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-12-12 | 2017-01-21 | 40 days | — | $15K–$50K | 47.4 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 19.6 | ↗ filing |
| AVGO | Broadcom Inc. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| CE | Celanese Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 8.6 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| DORM | Dorman Products, Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| DORM | Dorman Products, Inc. | SELL | 2016-12-12 | 2017-01-09 | 28 days | — | $1K–$15K | 15.7 | ↗ filing |
| — | East Lansing Mich Rfdg- Tax- Ser A 3.000% | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $50K–$100K | 61.4 | ↗ filing |
| FB | Meta Platforms Class A | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 96.4 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-12-12 | 2017-01-02 | 21 days | — | $50K–$100K | 34.0 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| GILD | Gilead Sciences, Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 48.0 | ↗ filing |
| — | Michigan St Bldg Auth Rev Rfdg-Facs Prog-Ser I | BUY | 2016-12-12 | 2017-01-01 ×5 filings | 20 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 |
| HD | Home Depot, Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 49.8 | ↗ filing |
| LCI | Lannett | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| LC | Lendingclub | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| MA | Mastercard Inc. | BUY | 2016-12-12 | 2016-12-12 | 0 days | — | $1K–$15K | 15.7 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 28.4 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 20.1 | ↗ filing |
| ROP | Roper Technologies Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| SLB | Slb Limited | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 65.2 | ↗ filing |
| SYF | Synchrony Financial | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 40.4 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 33.1 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 59.9 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 49.8 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $15K–$50K | 49.8 | ↗ filing |
| WRK | Westrock | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 10.6 | ↗ filing |
| WHR | Whirlpool Corp. | BUY | 2016-12-12 | 2017-01-07 | 26 days | — | $15K–$50K | 90.9 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 25.7 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2016-12-12 | 2017-01-08 | 27 days | — | $1K–$15K | 6.8 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-11-25 | 2016-12-22 | 27 days | — | $1K–$15K | 15.7 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2016-11-25 | 2016-12-23 | 28 days | — | $15K–$50K | 30.7 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-11-25 | 2016-12-22 | 27 days | — | $15K–$50K | 28.8 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-11-25 | 2017-12-21 | 391 days | — | $15K–$50K | 30.7 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-11-25 | 2016-12-21 | 26 days | — | $15K–$50K | 48.0 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-11-25 | 2016-12-21 | 26 days | — | $15K–$50K | 48.0 | ↗ filing |
| MCK | Mckesson Corp. | SELL | 2016-11-10 | 2016-12-10 | 30 days | — | $15K–$50K | 30.7 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2016-11-10 | 2016-12-10 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2016-11-10 | 2016-12-10 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| CE | Celanese Corp. | SELL | 2016-11-09 | 2016-12-09 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| CLX | Clorox Co. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| SJM | J M Smucker Co. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 50.5 | ↗ filing |
| LOW | Lowes Companies Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 18.1 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 6.8 | ↗ filing |
| PAYX | Paychex Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| ACE | Ace Limited | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADI | Analog Devices Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| SYY | Sysco Corp. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| ADP | Automatic Data Processing Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| UTX | United Technologies | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| VFC | V F Corp. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| BDX | Becton Dickinson & Co. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-11-02 | 2016-12-02 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $50K–$100K | 53.5 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $50K–$100K | 53.5 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $50K–$100K | 49.5 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $50K–$100K | 53.5 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-10-13 | 2016-11-13 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | SELL | 2016-10-11 | 2016-11-11 | 31 days | — | $1K–$15K | 8.6 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | SELL | 2016-09-30 | 2016-10-30 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2016-09-27 | 2016-10-27 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| SYF | Synchrony Financial | BUY | 2016-09-27 | 2016-10-27 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| WDC | Western Digital Corp. | SELL | 2016-09-07 | 2016-10-07 | 30 days | — | $15K–$50K | 30.7 | ↗ filing |
| CLX | Clorox Co. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ITW | Illinois Tool Works Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| SJM | J M Smucker Co. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| LOW | Lowes Companies Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 50.0 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 59.5 | ↗ filing |
| PAYX | Paychex Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 18.1 | ↗ filing |
| APD | Air Products & Chemicals, Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMGN | Amgen Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ADI | Analog Devices Inc. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| UTX | United Technologies | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| BDX | Becton Dickinson & Co. | BUY | 2016-09-01 | 2016-10-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACRE | Ares Commercial Real Estate Corp. | BUY | 2016-08-25 | 2016-09-25 | 31 days | — | $100K–$250K | 96.7 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2016-08-15 | 2016-09-15 | 31 days | — | $100K–$250K | 96.7 | ↗ filing |
| NRZ | New Residential Investment | BUY | 2016-08-15 | 2016-08-15 | 0 days | — | $1K–$15K | 75.9 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-08-11 | 2016-09-11 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-08-11 | 2016-09-11 | 31 days | — | $15K–$50K | 48.0 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-08-11 | 2016-09-11 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| BKCC | Blackrock Capital Investment | BUY | 2016-08-11 | 2016-09-11 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| AOS | Smith A O Corp. | SELL | 2016-08-09 | 2016-09-09 | 31 days | — | $1K–$15K | 8.6 | ↗ filing |
| AMCX | AMC Global Media Inc. | BUY | 2016-08-09 | 2016-09-09 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| PII | Polaris Inc. | SELL | 2016-07-27 | 2016-08-27 | 31 days | — | $15K–$50K | 30.7 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2016-07-27 | 2016-08-27 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Pittsburgh Steelers Sports | SELL | 2016-06-22 | 2016-06-22 | 0 days | — | $1M–$5M | 96.0 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-06-07 | 2016-07-07 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| EWBC | East West Bancorp Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| NGVT | Ingevity Corp. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| LC | Lendingclub | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| MA | Mastercard Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| MCK | Mckesson Corp. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 51.4 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 26.5 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 10.6 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| ROP | Roper Technologies Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AMZN | Amazon Com Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| AMCX | AMC Global Media Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ANSS | Ansys | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 31.0 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| WRK | Westrock | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| CE | Celanese Corp. | BUY | 2016-06-02 | 2016-07-02 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| CLX | Clorox Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| CL | Colgate Palmolive Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| CB | Chubb Ltd. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| EMR | Emerson Electric Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| ES | Eversource Energy | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| XOM | Exxonmobil Holdings Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| FDS | Factset Research Systems Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| FTAI | Ftai Aviation Ltd. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $100K–$250K | 97.8 | ↗ filing |
| GD | General Dynamics Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| GIS | General Mills Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| HRS | Harris | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| ITW | Illinois Tool Works Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| IBM | International Business Machines Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 93.1 | ↗ filing |
| SJM | J M Smucker Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| JNJ | Johnson & Johnson | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| K | Kellanova | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| LOW | Lowes Companies Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| MDT | Medtronic plc | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 58.5 | ↗ filing |
| NEE | Nextera Energy Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| NSC | Norfolk Southern Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| NVS | Novartis AG | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| PAYX | Paychex Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| PEP | Pepsico Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| PSX | Phillips 66 | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| ABT | Abbott Laboratories | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| PII | Polaris Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AFL | Aflac Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| PX | Praxair | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| APD | Air Products & Chemicals, Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| PG | Procter & Gamble Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 93.1 | ↗ filing |
| QCOM | Qualcomm Inc | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| AMGN | Amgen Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| SO | Southern Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| ADI | Analog Devices Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| TGT | Target Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| AINV | Apollo Investment Closed End Fund | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $50K–$100K | 94.3 | ↗ filing |
| ARCC | Ares Capital Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $50K–$100K | 96.1 | ↗ filing |
| T | At&T Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| ADP | Automatic Data Processing Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| UTX | United Technologies | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| WMT | Walmart Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| BDX | Becton Dickinson & Co. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| BLK | Blackrock, Inc. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| CVX | Chevron Corp. | BUY | 2016-06-01 | 2016-07-01 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| FIVE | Five Below, Inc. | SELL | 2016-05-19 | 2016-06-19 | 31 days | — | $15K–$50K | 30.7 | ↗ filing |
| AGN | Allergan | BUY | 2016-05-16 | 2016-05-28 | 12 days | — | $1K–$15K | 33.6 | ↗ filing |
| FIVE | Five Below, Inc. | SELL | 2016-04-28 | 2016-05-28 | 30 days | — | $1K–$15K | 22.3 | ↗ filing |
| AGN | Allergan | BUY | 2016-04-13 | 2016-05-14 | 31 days | — | $1K–$15K | 50.5 | ↗ filing |
| — | Ottawa Cnty Mich Rfdg-Sew Dip- Jamestown | BUY | 2016-03-24 | 2016-04-24 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Royal Oak Mich Rfdg- Tax-Cap Impt | BUY | 2016-03-18 | 2016-04-18 ×2 filings | 31 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Royal Oak Mich Rfdg- Tax-Cap Impt | BUY | 2016-03-17 | 2016-04-17 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Trussville Ala Rfdg-Wts-Ser A | BUY | 2016-03-14 | 2016-04-14 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Kentwood Mich Pub Schs Sch Bldg & Site | BUY | 2016-03-10 | 2016-04-10 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Muskegn Mich Rfdg- Tax 3.000% | BUY | 2016-03-10 | 2016-04-10 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Rhode Is Health & Edl Bldg Pub Schs Rev Bd | BUY | 2016-03-09 | 2016-04-09 | 31 days | — | $100K–$250K | 68.1 | ↗ filing |
| — | Grand Blanc Mich Cmnty Schs Rfdg | BUY | 2016-03-08 | 2016-04-08 ×2 filings | 31 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| DORM | Dorman Products, Inc. | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| LC | Lendingclub | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 26.5 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| DIS | Walt Disney Co. | SELL | 2016-03-03 | 2016-04-03 | 31 days | — | $15K–$50K | 60.1 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 52.4 | ↗ filing |
| CE | Celanese Corp. | BUY | 2016-03-03 | 2016-04-03 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| LVS | Las Vegas Sands Corp. | SELL | 2016-02-10 | 2016-03-10 | 29 days | — | $15K–$50K | 28.8 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 69.6 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 10.6 | ↗ filing |
| RL | Ralph Lauren Corp. | SELL | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| AXP | American Express Co. | SELL | 2016-02-10 | 2016-03-10 | 29 days | — | $15K–$50K | 67.2 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 31.8 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $15K–$50K | 48.0 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2016-02-10 | 2016-03-10 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2016-02-04 | 2016-03-04 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| MMM | 3M Co. | BUY | 2016-02-04 | 2016-03-04 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2016-02-04 | 2016-03-04 | 29 days | — | $1K–$15K | 15.7 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2016-02-04 | 2016-03-04 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2016-02-04 | 2016-03-04 | 29 days | — | $1K–$15K | 22.3 | ↗ filing |
| LVS | Las Vegas Sands Corp. | BUY | 2016-02-02 | 2016-03-02 | 29 days | — | $15K–$50K | 30.7 | ↗ filing |
| LC | Lendingclub | BUY | 2016-01-25 | 2016-02-25 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2016-01-21 | 2016-02-21 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2016-01-21 | 2016-02-21 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| RL | Ralph Lauren Corp. | SELL | 2015-12-23 | 2016-01-23 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| TMO | Thermo Fisher Scientific Inc. | BUY | 2015-12-21 | 2016-01-21 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| LVS | Las Vegas Sands Corp. | SELL | 2015-12-17 | 2016-01-17 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| — | Oakland Cnty Mich Bldg Auth | BUY | 2015-12-08 | 2016-01-08 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Collier Casty Fl Sch Brd Ctfs Partn Rfdg | BUY | 2015-12-04 | 2016-01-04 ×2 filings | 31 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Alvin Tex Indpt Sch Dist Rfdg | BUY | 2015-12-03 | 2016-01-03 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Coloma Mich Cmnty Sch Dist Sch Bldg | BUY | 2015-12-02 | 2016-01-02 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| NE | Noble Corp. plc | SELL | 2015-12-02 | 2016-01-02 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Kalamazoo Mich Pub Schs Rfdg | BUY | 2015-11-30 | 2015-12-30 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| PII | Polaris Inc. | BUY | 2015-11-25 | 2015-12-25 | 30 days | — | $15K–$50K | 63.1 | ↗ filing |
| WRK | Westrock | BUY | 2015-11-25 | 2015-12-25 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Groesbeck Parlc Drainage Dist Mich | BUY | 2015-11-24 | 2015-12-24 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Memphis Tenn Unrefunded | BUY | 2015-11-24 | 2015-12-24 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Dallas Tex Unrefunded | BUY | 2015-11-18 | 2015-12-18 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Frisco Tex Rfdg & Iinpt-Ser A | BUY | 2015-11-18 | 2015-12-18 ×2 filings | 30 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Sacramento Calif City Fing Auto Rev | BUY | 2015-11-17 | 2015-12-17 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Snohomish Cnty Wash Rfdg Tay | BUY | 2015-11-17 | 2015-12-17 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| WLK | Westlake Corp. | BUY | 2015-11-17 | 2015-12-17 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| FIVE | Five Below, Inc. | BUY | 2015-11-16 | 2015-12-16 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Maui Cnty Hawaii Rfdg | BUY | 2015-11-16 | 2015-12-16 ×2 filings | 30 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| CLB | Core Laboratories Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| DORM | Dorman Products, Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| EWBC | East West Bancorp Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| GILD | Gilead Sciences, Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| — | Honolulu Hawaii City &Casty Rfdg | BUY | 2015-11-12 | 2015-12-12 ×2 filings | 30 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| LVS | Las Vegas Sands Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MA | Mastercard Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| MCK | Mckesson Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MSFT | Microsoft Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 95.6 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| NE | Noble Corp. plc | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| MMM | 3M Co. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| AOS | Smith A O Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| ACN | Accenture plc | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| AGN | Allergan | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| RL | Ralph Lauren Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| GOOG | Alphabet Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| ROP | Roper Technologies Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| AMCX | AMC Global Media Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| AXP | American Express Co. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| SLB | Slb Limited | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| ANSS | Ansys | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 59.5 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| UNH | Unitedhealth Group Inc. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 52.4 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| WY | Weyerhaeuser Co. | BUY | 2015-11-12 | 2015-12-12 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Killen Tex Pass-Thru Toll | BUY | 2015-11-10 | 2015-12-10 ×2 filings | 30 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 |
| — | Trenton Mich Pub Schs Dist | BUY | 2015-11-10 | 2015-12-10 ×2 filings | 30 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | Denton Tex Rfdg Impt | BUY | 2015-11-08 | 2015-12-08 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Missouri St Brd Pub Bldgs Spl Oblig Rfdg | BUY | 2015-11-06 | 2015-12-06 | 30 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Northdakota St Univ Rev Rfdg | BUY | 2015-11-05 | 2015-12-05 | 30 days | — | $15K–$50K | 56.6 | ↗ filing |
| — | Harris Cnty Tex Flood Cti Dist | BUY | 2015-11-04 | 2015-12-04 ×6 filings | 30 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 ↗ 4 ↗ 5 ↗ 6 |
| — | Lapeer Cnty Mich Tax-Cap Impt | BUY | 2015-11-02 | 2015-12-02 ×2 filings | 30 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| — | King Cnty Wash Pub Hosp Dist | BUY | 2015-10-30 | 2015-12-30 | 61 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Tulsa Cnty Okla Pub Facs Aut Cap Impt | BUY | 2015-10-30 | 2015-11-30 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| UNP | Union Pacific Corp. | SELL | 2015-10-29 | 2015-11-29 | 31 days | — | $1K–$15K | 52.4 | ↗ filing |
| UTX | United Technologies | SELL | 2015-10-29 | 2015-11-29 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Carmel Ind Redev Auth Cnty Opt Income | BUY | 2015-10-29 | 2015-11-29 | 31 days | — | $50K–$100K | 61.4 | ↗ filing |
| — | Greenville Cnty Sc Sch Dist Installment | BUY | 2015-10-28 | 2015-11-28 ×3 filings | 31 days | — | $15K–$50K | 56.6 | ↗ 1 ↗ 2 ↗ 3 |
| — | Portage Mich Rfdg Cap Impt | BUY | 2015-10-27 | 2015-11-27 ×2 filings | 31 days | — | $50K–$100K | 61.4 | ↗ 1 ↗ 2 |
| AOS | Smith A O Corp. | BUY | 2015-10-21 | 2015-11-21 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| FAST | Fastenal Co. | SELL | 2015-10-16 | 2015-11-16 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| CLB | Core Laboratories Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| DORM | Dorman Products, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| EWBC | East West Bancorp Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| FIVE | Five Below, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| GILD | Gilead Sciences, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| HD | Home Depot, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 95.6 | ↗ filing |
| LVS | Las Vegas Sands Corp. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| MA | Mastercard Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| MCK | Mckesson Corp. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| NKE | Nike, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| NXPI | Nxp Semiconductors N.V. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| PII | Polaris Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| ACE | Ace Limited | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| AGN | Allergan | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| GOOGL | Alphabet Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| RL | Ralph Lauren Corp. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| GOOG | Alphabet Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| ROP | Roper Technologies Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| ANSS | Ansys | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| TXN | Texas Instruments Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| AAPL | Apple Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| TJX | Tjx Companies Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| UNP | Union Pacific Corp. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 93.1 | ↗ filing |
| AN | Autonation, Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| UTX | United Technologies | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| AZO | Autozone Inc. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| DIS | Walt Disney Co. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| WDC | Western Digital Corp. | BUY | 2015-10-15 | 2015-11-27 | 43 days | — | $50K–$100K | 96.1 | ↗ filing |
| WRK | Westrock | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| CBG | Cbre Group Class A | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| CE | Celanese Corp. | BUY | 2015-10-15 | 2015-11-15 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 28.8 | ↗ filing |
| CMA | Comerica | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| DVN | Devon Energy Corp | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| DG | Dollar General Corp. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 48.0 | ↗ filing |
| EBAY | Ebay Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $1K–$15K | 52.4 | ↗ filing |
| EXPD | Expeditors International Of Washington Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| HON | Honeywell International Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 30.7 | ↗ filing |
| NSRGY | Nestle Sa Sponsored Adr | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| PCAR | Paccar Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| PGR | Progressive Corp | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| ROST | Ross Stores, Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| ABC | Amerisourcebergen | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| TEL | Te Connectivity plc | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| UL | Unilever plc | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| BK | Bank Of New York Mellon | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 56.6 | ↗ filing |
| BRK-A | Berkshire Hathaway Inc. | SELL | 2015-10-09 | 2015-11-09 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| DANOY | Danone Sponsored Adr | SELL | 2015-10-06 | 2015-11-06 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| OMC | Omnicom Group Inc. | SELL | 2015-10-06 | 2015-11-06 | 31 days | — | $15K–$50K | 30.7 | ↗ filing |
| POT | Potash Of Saskatchewan | SELL | 2015-10-06 | 2015-11-06 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| BK | Bank Of New York Mellon | SELL | 2015-09-08 | 2015-10-08 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| DG | Dollar General Corp. | BUY | 2015-09-03 | 2015-10-03 | 30 days | — | $1K–$15K | 40.4 | ↗ filing |
| EBAY | Ebay Inc. | BUY | 2015-07-27 | 2015-08-27 | 31 days | — | $1K–$15K | 86.8 | ↗ filing |
| PYPL | Paypal Holdings, Inc. | SELL | 2015-07-21 | 2015-08-12 | 22 days | — | $1K–$15K | 75.9 | ↗ filing |
| ACN | Accenture plc | SELL | 2015-06-26 | 2015-07-26 | 30 days | — | $1K–$15K | 86.8 | ↗ filing |
| OMC | Omnicom Group Inc. | BUY | 2015-06-11 | 2015-07-11 | 30 days | — | $1K–$15K | 31.8 | ↗ filing |
| CMCSA | Comcast Corp. | SELL | 2015-06-08 | 2015-07-08 | 30 days | — | $1K–$15K | 15.7 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2015-05-19 | 2015-06-19 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| DG | Dollar General Corp. | BUY | 2015-05-18 | 2015-06-18 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| ABC | Amerisourcebergen | SELL | 2015-05-18 | 2015-06-18 | 31 days | — | $15K–$50K | 94.9 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | BUY | 2015-05-07 | 2015-06-07 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| SWK | Stanley Black & Decker, Inc. | BUY | 2015-04-27 | 2015-05-27 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| HON | Honeywell International Inc. | BUY | 2015-04-23 | 2015-05-24 | 31 days | — | $1K–$15K | 22.3 | ↗ filing |
| UNH | Unitedhealth Group Inc. | SELL | 2015-04-23 | 2015-05-23 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| TEL | Te Connectivity plc | BUY | 2015-04-22 | 2015-05-22 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| — | Novi Mich Cmnty Sch Dist Sch Bldg | BUY | 2015-04-01 | 2015-04-12 | 11 days | — | $15K–$50K | 56.6 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2015-02-12 | 2015-03-12 | 28 days | — | $1K–$15K | 40.4 | ↗ filing |
| CTAS | Cintas Corp. | SELL | 2015-01-28 | 2015-02-28 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| HON | Honeywell International Inc. | BUY | 2015-01-09 | 2015-02-09 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| OMC | Omnicom Group Inc. | BUY | 2015-01-09 | 2015-02-09 | 31 days | — | $1K–$15K | 40.4 | ↗ filing |
| — | Oakland Cnty Mich Bldg Auth | BUY | 2015-01-08 | 2015-12-08 | 334 days | — | $50K–$100K | 61.4 | ↗ filing |
| PCAR | Paccar Inc. | BUY | 2015-01-08 | 2015-02-08 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| MMM | 3M Co. | SELL | 2015-01-07 | 2015-02-07 | 31 days | — | $1K–$15K | 93.1 | ↗ filing |
| HON | Honeywell International Inc. | BUY | 2014-12-17 | 2015-01-17 | 31 days | — | $15K–$50K | 94.9 | ↗ filing |
| PGR | Progressive Corp | BUY | 2014-11-13 | 2014-12-13 | 30 days | — | $15K–$50K | 90.9 | ↗ filing |
| GSK | Gsk plc | SELL | 2014-07-29 | 2014-08-29 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| ITW | Illinois Tool Works Inc. | SELL | 2014-07-29 | 2014-08-29 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| OMC | Omnicom Group Inc. | BUY | 2014-07-28 | 2014-08-28 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| CMCSA | Comcast Corp. | BUY | 2014-07-16 | 2014-08-16 | 31 days | — | $1K–$15K | 75.9 | ↗ filing |
| TWX | Time Warner New | SELL | 2014-07-16 | 2014-08-16 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| ROST | Ross Stores, Inc. | BUY | 2014-06-02 | 2014-07-02 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| WMT | Walmart Inc. | SELL | 2014-05-01 | 2014-06-01 | 31 days | — | $15K–$50K | 90.9 | ↗ filing |
| WSH | Willis Group Holdings Public Limited | SELL | 2014-04-30 | 2014-05-30 | 30 days | — | $1K–$15K | 75.9 | ↗ filing |
| COV | Covidien | SELL | 2014-01-23 | 2014-02-28 | 36 days | — | $15K–$50K | 90.9 | ↗ filing |
A trade can appear in more than one filing (e.g. a periodic transaction report and a later annual disclosure). Those are shown once here — marked ×N filings, with a link to each — so the table reflects distinct trades, while the 698 total above counts every disclosed line.
FAQ Common questions
How many stock trades has Thomas Rooney disclosed?
698 disclosed stock transactions — 492 buys and 206 sells — all from official House financial disclosures.
Is this insider trading?
No. QuantCapitol surfaces the timing and context of publicly disclosed trades for transparency. A trade near related legislation is a coincidence we flag — never an accusation of wrongdoing.
Where does this data come from?
Official US House Clerk and Senate electronic financial disclosures. Every trade links back to its original filing so you can verify it yourself.